Navneet Arora Professional Pr...

12 Pages·2013·2.89 MB·English

Professional Profile
Profile of the Proprietor
EDUCATIONALQUALIFICATION:
(cid:2) MasterofCommerce.
(cid:2) FellowMemberofTheInstituteofCompanySecretariesofIndia.
(cid:2) PostGraduateDiplomainFinancialManagement.
PROFESSIONALASSOCIATION/RECOGNITION/MEMBERSHIPOFCONFEDERATIONBODIES:
(cid:2) Member-AllIndiaManagementAssociationNewDelhi(AIMA).
(cid:2) ProfessionalMember-PHDChamberofCommerceandIndustries.NewDelhi.
(cid:2) AppointedasPeerReviewerbyICSItoconductpeerreviewofPracticingMemberofICSI.
(cid:2) ICSICertifiedparticipantofNationalWorkshoponDiligenceReportforBanks.
(cid:2) ConvenerSouthDelhiStudyGroupofNIRCoftheICSI-2011,2012&2013.AlsoPast
GoverningBody MemberofKanpur ChapterofNIRCoftheICSI&PastMemberofvarious
ProfessionalDevelopmentCommitteeofNIRCofICSI.
(cid:2) Regular Participant, Speaker of Seminars / Workshop on the professional development
program of various Professional Management Institutes including Institute of Company
Secretaries of India (ICSI), Asia Pacific Institute of Management (AIM), National
FoundationforCorporateGovernance(NFCG)etc.
OTHERDETAILS
Name oftheProprietor CSNavneetArora
YearofPassingofICSIFinalExamination June1990
DateofbecomingAssociateMemberofICSI(ACS-8421) 3rdMarch1992
DateofbecomingFellowMemberofICSI(FCS-3214) 21stJuly1997
DateofholdingCertificateofPractice(CP-3005) 20thNovember1998
Experience(No.ofYears) 25Years
(15yearsinpractice)
SCOPE OF SERVICE
Secretarial Audit / Due Diligence Audit /
Corporate Governance Compliance Certification Services
(cid:2) SecretarialAudit/SecretarialComplianceCertificateforPublicSectorUndertakings,PublicandPrivateLimited
CompaniesincludingDomestic&MultinationalCorporateHouses.
(cid:2) DueDiligenceAdvisoryServicesoftheCorporatetoensureSecretarial/LegalCompliancesincludingDuediligence
auditforMerger,Amalgamation,Takeover,PrivateEquityParticipation&BoughtOutDeals.
(cid:2) CorporateGovernanceCompliance&CertificationServices toPublicSectorUndertakingasperDepartmentof
Public Enterprises Guidelines, 2010 and Public & Private Limited Companies including Domestic & Multinational
CorporateHousesasperclause49ofthelistingagreement.
(cid:2) Corporate Social Responsibility Compliance Certification Services to Public Sector Undertakings, Public and
PrivateLimitedCompaniesincludingDomestic&MultinationalCorporateHouses.
(cid:2) Sustainable Development Compliance Certification Services to Public Sector Undertaking, Public and Private
LimitedCompaniesincludingDomestic&MultinationalCorporateHouses.
(cid:2) Research & Development Compliance Certification Services to Public Sector Undertaking, Public and Private
LimitedCompaniesincludingDomestic&MultinationalCorporateHouses.
XBRL Conversion & E-filing
(cid:2) ExtensibleBusinessReportingLanguage-Itisalanguagefortheelectroniccommunicationofbusinessinformation
providingmajorbenefitsinthepreparation,analysisandcommunicationofbusinessinformation.Itofferscostsavings,
greaterefficiencyandimprovedaccuracyandreliabilitytoallthoseinvolvedinsupplyingorusingbusinessinformation.
OurXBRLDataConversion&E-filingServicesincludefor:
(cid:3) XBRLforMinistryofCorporateAffairs(MCA)-TheMCAhasmandatedthereportingoffinancialstatementsforthe
followingclassofcompaniesinitsfirstphaseofXBRLadoption:
1.AllcompanieslistedinIndiaandtheirIndianSubsidiaries;
2.AllcompanieshavingapaidupcapitalofRs.5croresandabove;
3.AllcompanieshavingaturnoverofRs.100croresandabove.
(cid:3) XBRLforCostAudit&ComplianceReports-TheMinistryofCorporateAffairs(MCA)hasmandatedallcostauditors
andtheconcernedcompaniestofiletheirCostAuditReportsandComplianceReportsfortheyear2011-12onwards
[thatalsoincludestheoverduereportsrelatingtoanypreviousyear(s)]intheXBRLmode.Themandatewaspassed
onMay10,2012throughthecircularnumber8/2012.
(cid:3) XBRLforReserveBankofIndia(RBI) RBIhasintroducedXBRLbaseddatasubmissionprocessbybanksusing
internetandIndianFinancialNetwork(INFINET).AsizableportionofdomesticbankingbusinessoftheIndianbanks
was covered and the XBRL taxonomy developed in this process provided a considerable coverage of elements
pertaining to reporting of information of Indian domestic banking system. All the scheduled banks in India were
requiredtoreportthroughthisplatform.
(cid:3) XBRLforSecuritiesandExchangeBoardofIndia(SEBI)-SEBIhasformedXBRLTechnicalAdvisoryCommittee(X-
TAC)forguidingSEBIinitseffortsfordevelopmentoftheXBRLplatform.
(cid:2) OurOtherE-FilingServicesincludes:
(cid:3) FilingofannualaccountsandvariousreturnsandE-formswithMCA21
(cid:3) IncomeTax,PAN/TANRegistration,E-Filing&Assessment
(cid:3) VAT&ServiceTaxRegistration,E-Filing&Assessment
SCOPE OF SERVICE - Contd..
Corporate Restructuring , Valuation & Strategic Advisory
(cid:2) CorporateRestructuring:Merger,De-Merger,Amalgamation,Take-over&Boughtoutdeals.
(cid:2) ValuationAdvisoryServices:BusinessValuation[Tangible&IntangibleAssetsValuation],Acquisition&Investment
Valuation, Valuation of Shares, ESOP Valuation, Merger, Demerger & Amalgamation Valuation & Swap Ratio, Tax
Valuation,ValuationofBusinessSegmentsforSpin-off&Restructuringandalliedservices
(cid:2) Issue Management Services: Public Offer (IPO/FPO), Right Offer, Preferential Offer, Public Offer through Book-
BuildingProcess,CapitalRestructuring,Public,Private&PreferentialofferofBonds.
(cid:2) Strategic Management Services: Implementation of strategic issues including preparation of documents,
submission thereof before various regulatory authorities such as Registrar of Companies, Company Law Board,
RegionalDirectoretc.
(cid:2) Profitability Analysis Services: Comparative profitability study, SWOT Analysis and suggestive measures for
enhancingprofitability.PreparationofMonthlyProfitabilitystatementandotherrelevantreportfortheManagement.
(cid:2) CorporateComplianceAdvisoryServices:CorporateCompliancesincludingCompanyLaw&otherCorporateLaw
Compliances,Bank&FinancialInstitutionSearch/ChargeAdvisoryServices.
Project Management
(cid:2) ProjectConceptualizationAdvisoryServices:
(cid:3) ProjectFinancialViabilityStudy
(cid:3) ProjectCostFeasibilityStudy
(cid:3) ProjectImplementationStagesStudy
(cid:3) ProjectRiskManagement&SWOTAnalysisStudy
(cid:2) ProjectImplementationServices:
(cid:3) ProjectExecutionAdvisoryServices
(cid:3) ProjectSystemManagementAdvisoryServices
(cid:3) ProjectCriticalAnalyticalManagement&ProjectPro-activeDecisionAdvisoryServices
(cid:3) Licensing&RegistrationServices Completesolutionforalltypesoflicensing&registrationforsettingupofany
Industrial & Commercial Organization including FEMA Compliances, Industrial Licenses, Business Licenses,
registrationwithvariousgovernmentstatutoryauthoritiessuchasVAT,Servicetaxregistration,ObtainingofNOC
fromvariousGovernmentDepartments.
(cid:2) Issuemanagementadvisoryservicesincludingrestructuringofcapitalandvaluation,duediligence,preparationof
draftprospectus,tie-upwithMerchantBankers,MarketMakers,Registrar,ShareTransferAgents,Bankers,Marketing
Strategy,EffectivecommunicationoftheCorporate&itsequitystrength.
(cid:2) ProjectFundSourcingAdvisoryServices:
(cid:3) VentureCapitalAdvisoryServices
(cid:3) PrivateEquityPlacementAdvisoryServices
(cid:3) PublicOffer(IPO/FPO)throughBSE,NSEmainortheirSMEStockExchangeAdvisoryServices
(cid:2) Post IssueComplianceAdvisoryServices
SCOPE OF SERVICE - Contd..
India Entry Advisory Services
IndiaEntryServicesarebeingofferedbyustoOverseasCorporateWorld,TradeAssociationetcseekingtolaunchtheirproducts &
servicesintoIndia.Ouroffering besidesothers as underbutalsoincludesIncubationalServices.TodayBusinessincubationalplaysa
vitalroleinsupportingthenewinnovationalproductsfromthehighlytalentedandpromisingentrepreneurforsuccessfullaunchingofa
companydependsuponvariousfactorslikesoundbusinessideas,conceptplanning,thoroughmarketresearch,financialanalysisandrisk
assessment.
(cid:2) ProjectManagementIncubationalConsultancyServices
(cid:2) India Entry Services
(cid:3) OpeningofBranchOffice
(cid:3) OpeningofLiaisonOffice
(cid:2) AdvisoryservicesforseekingapprovalfromSecretarialforIndustrialAssistance(SIA)/ForeignInvestmentPromotionBoard(FIPB)
(cid:2) Formationof100%SubsidiaryCompany,JointventureCompany/LLPinIndia
(cid:2) E-FillingofInternationalandIndianCorporateReturns
(cid:2) XBRLDataConversion,Accountancy,TaxationandE-filingConsultancyServices
(cid:2) VirtualOfficeAdvisoryServices
Intellectual Property Right Related Services
(cid:2) TrademarkRelatedServices TheobjectiveoftheTradeMarksAct,1999istoregistertrademarksappliedforinthecountryand
toprovideforbetterprotectionoftrademarkforgoodsandservicesandalsotopreventfraudulentuseofthemark.Ourservices
include:
(cid:3) PublicSearchofTrademarks
(cid:3) Documentation&E-FillingforApplicationofTrademarkRegistration
(cid:3) AppearanceonbehalfofclientsbeforevariousstatutoryAuthoritiesforIPRRegistration
(cid:2) PatentRegistration Apatentisasetofexclusiverightsgrantedbyasovereignstatetoaninventorortheirassigneeforalimited
periodoftime,inexchangeforthepublicdisclosureoftheinvention.Ourgamutofservicesinclude:
(cid:3) PublicSearchofPatents
(cid:3) Documentation&E-FillingforApplicationofPatentRegistration
(cid:3) AppearanceonbehalfofclientsbeforevariousstatutoryAuthoritiesforIPRRegistration
(cid:2) CopyrightServices TheCopyrightAct,1957cameintoeffectfromJanuary1958.ThisActhasbeenamendedfivetimessince
then,i.e.,in1983,1984,1992,1994and1999,withtheamendmentof1994beingthemostsubstantial.PriortotheActof1957,
theLawofCopyrightsinthecountrywasgovernedbytheCopyrightActof1914.ThisActwasessentiallytheextensionofthe
BritishCopyrightAct,1911toIndia.OurservicesincludeDocumentation&FillingforApplicationofCopyrightRegistration
Other Offerings
(cid:2) Virtual Office Management Services: Virtual Office is a combination of off-site, live communication, address & compliance
servicesthatallowuserstoreducetraditionalofficecostswhilemaintainingbusinessprofessionalism.ThePurposeofVirtualOffice
serviceinIndiaistoprovideaprofessionalbusinessenvironmentforyourorganization.Itallowsyoutobeperceivedtobelarge,
establishedorganizationthatcandothebusiness.OurVirtualOfficeServicesinclude:
(cid:3) Setup/IncorporationoftheOrganization
(cid:3) ParttimeDirectors/Shareholders
(cid:3) EstablishmentofRegisteredOffice
(cid:3) RepresentationServices
(cid:3) ComplianceswithapplicablestatutoryLaws
(cid:3) MaintenanceofStatutoryRegisters&otherRecords
(cid:3) RemoteReceptionist&VirtualAssistant
(cid:3) BusinessAuxiliaryServices SpaceServices,AnsweringServices,
(cid:3) Voicemail,ProfessionalMailingAddress,BusinessMeetingSpaceetc.
(cid:2) NewspaperRegistrationServices:PrintingandpublishingofnewspapersandperiodicalswithinIndiaaregovernedbythePress
and Registration of Books Act, 1867 and the Registration of Newspapers (Central) Rules, 1956. We provide various services
regardingtitleverification,titleregistration,Ownershipstatement,AnnualStatement,Indigenousnewsprintetc.
List of Major Empanelment with Banks / Financial Institutions /
Public Sector Undertakings during the last five financial years
Sr. NameoftheBanks/ Natureof ProjectUndertaken Remarks
No. FinancialInstitutions Industry
1. PFCConsultingLimited PublicSector UnbundlingofMeghalayaState Planning,setup,execution,advisory,
(SubsidiaryofPower Undertaking ElectricityBoardintoFour Incorporation,conveningofBoard
FinanceCorporation Companies-Holding,Generation, Meetings&obtainingcertificateof
Limited) Distribution&Transmission CommencementofBusiness&
Companies. EstablishmentofTwo implementationoftransferscheme.
PowerProjectCompanyforPunjab
StateElectricityBoard.
2. IndianRailwaysFinance PublicSector AdvisoryServices&AllSecretarial Involvedindaytodayadvisory
CorporationLimited Undertaking Functions servicesincludingSecretarialAudit,
e-filingofdocumentswiththeMCA,
handlingofMultiplePublicOffer
BondsoftheCompany
3. StateFarms PublicSector CorporateLawsAdvisoryServices, CorporateRestructuringincluding
CorporationofIndia Undertaking AllSecretarialFunctions&XBRL appearancebeforeMCAfor
Limited DataConversionServices. ReductionofCapital,Corporate
GovernanceAudit,CSR,R&Dand
SustainableDevelopmentAudit.
4. DedicatedFreight PublicSector AdvisoryServices&allSecretarial Involvedindaytodayadvisory
CorridorCorporationof Undertaking Functions servicesincludingincorporation,
IndiaLimited commencementofBusiness&
CorporateGovernanceAudit.
5. PowerGridCorporation PublicSector AdvisoryServices&allSecretarial InvolvedindaytodaySecretarial
ofIndialimited Undertaking Functions. Services.
6. NationalBackward PublicSector AdvisoryServices&allSecretarial Involvedindaytodaysecretarial
ClassFinance& Undertaking FunctionsincludingXBRLdata ServicesincludingXBRLData
Development conversion ConversionofFinancialstatements
Corporation (AnnualReport).
7. ICICIBank PrivateSector AdvisoryServicesfortheirclients Involvedindaytodayadvisory
Bank forLoanSyndication&Creation, servicesforloansyndication,search
Modification,satisfactionof /statusreport includingdaytoday
8. SyndicateBank PrivateSector
charges. e-filingwithROC(MCA).
Bank
9. CentralBankofIndia PrivateSector
Bank
10. TheShamraoVithal ScheduledCo-
CooperativeBankLtd operativeBank
List of Joint Ventures/Multi National Companies
handled during the last five financial years
Sr.No. NameoftheCompany NatureofIndustry ProjectUndertaken
1. ParbatiKoldamTransmissionCompany JointVentureofPrivateandPublic AdvisoryServices&allSecretarial
Limited[JointVentureofRelianceADAG SectorUndertaking Functions
GroupCo.withPowerGridCorporationof
IndiaLimited]
2. IndiaSteelSummitPrivateLimited(A PrivateSectorUndertaking AdvisoryServices&allSecretarial
100%WhollyOwnedSubsidiaryof FunctionsincludingXBRLdata
SumitomoCorporation,Japan) conversionofannualaccounts.
3. WoolmarkServicesIndiaPrivateLimited MultiNationalCompanies AdvisoryServices&allSecretarial
Functions&XBRLdataconversion
4. LumataDigitalIndiaPrivateLimited MultiNationalCompanies ofFinancialstatements(Annual
AccountsoftheCompany)
5. ImationIndiaPrivateLimited MultiNationalCompanies
6. CaparoGroupCompanies: Multinational/JVCompanies AdvisoryServices&allSecretarial
CaparoMarutiLimited Functions
CaparoEngineeringIndiaLimited
CaparoMISteelProcessingIndiaPvt.Ltd.
Major Assignments Undertaken in Practice
(cid:2) Involved in various statutory compliances related with Public Offer of Tax Free bonds of Indian railway
FinanceCorporationincluding:
AdvisoryservicesinmanagingBoardMeeting,GeneralMeetingfortakinginprincipalapprovalforraisingfundsthrough
Public Offer of Bonds, Preparation of Shelf Prospectus, Tranche Prospectus, seeking approval from Ministry of
Corporate Affairs for registration of Shelf Prospectus to the tune up to Rs.6,300 Crores including right to retain
additionalupto100%ofPublicOfferi.euptoRs.12,600Crores.
(cid:2) Involvedinformation/complianceofvariousGovernmentCompanies/PublicSectorUndertakingsincluding:
DedicatedFreightCorridorCorporationofIndiaLtd,TalwandiSaboPowerLimited,NabhaPowerLtd,MeghalayaEnergy
Corporation Ltd, Meghalaya Power Generation Corporation Ltd, Meghalaya Power Transmission Corporation Ltd,
MeghalayaPowerDistributionCorporationLtd,IndianRailwayFinanceCorp.Ltd,StateFarmsCorporationofIndiaLtd.
NationalBackwardClassesFinance&DevelopmentCorporation.
(cid:2) InvolvedinBidProcessingManagementinvariousprojectsincluding:
Ultra Mega Power Project of Orissa Integrated Power Limited [Subsidiary of Power Finance Corporation Ltd.]- Tariff
Based Bidding Process for Procurement of Power on Long Term Basis by way of setting of Power Station in Dist.
SundergarhOrissatosupply3,650MWofPowerindifferentstates.
(cid:2) InvolvedinlegaldraftingforBidProcessingManagementinvariousprojectsincluding:
AmusementcumTheme&WaterPark,Raipur(Chhattisgarh).
(cid:2) InvolvedinestablishmentofvariousInfrastructureProjectsincluding:
Jindal Urban Infrastructure Ltd, Jindal Waterways Ltd, Jindal Infrastructure & Utilities Ltd, Jindal Mining Ltd, JSL
Logistics Ltd, Jindal Shipyard Ltd, Jindal Architecture Ltd, Jindal Stainless Steelway Ltd. Green Delhi BQS Pvt. Ltd,
ParivartanCityInfrastructurePvt.Ltd.
(cid:2) Involvedinformation/complianceofvariousJointVentureCompaniesincluding:
Caparo MI Steel Processing Pvt. Ltd, Caparo Vehicle Products India Pvt Ltd, Modi Illva India Pvt. Ltd., Modi Omega
PharmaIndiaPvt.Ltd.,ModiSenatorIndiaPvt.Ltd,LumataDigitalIndiaPrivateLimited.
(cid:2) InvolvedinSecretarialAudit,SecretarialComplianceCertificate &daytodaysecretarialactivitiesofmore
than100companiesincluding:
HCLInfosystemsLtd.,SIELLtd,MawanaSugarLtd,SBECSugarLtd,SBECSystems(India)Ltd,SBECBioenergyLtd,
DaewooMotorsLtd,Caparo MarutiLtd,CaparoEngineeringIndiaLtd,Woolmark ServicesIndiaPrivateLtd., Imation
IndiaPrivateLtd.
(cid:2) InvolvedinformationofvariousForeign/Branch/LiaisonCompaniesincluding:
ZyomInc,ImationSingapore(Pte)Limited,GNNetcom(Singapore)Ltd,JCMSInc.ImationIndiaPvt.Ltd.
(cid:2) InvolvedinobtainingCentralGovt.ApprovalforvariousListed&otherPublicLimitedCompaniesincluding:
ArshiyaInternationalLtd.,AurioproSolutionsLtd.,BrandHouseRetailLtd,BrandHouseOvisseLtd.,NitinFireProtection
SystemsLtd,SBECSugarLtd,SBECBioenergyLtd,IndoAsianFusegearsLtd.CaparoMarutiLtd.,StateFarmsCorporation
ofIndiaLtd.
(cid:2) InvolvedinCorporateRestructuring/Merger/Amalgamation/VoluntaryWindingup ofvariousCompaniesincluding:
ACLPumpsLtd,MahabiraExport&ImportCompanyLtd,JindalStripsLtd,SBECBioenergyLtd,SBECSugarLtd&SBEC
Systems(India)Ltd.
(cid:2) Involved inCapitalReductionofvariousCompaniesincluding:
StateFarmsCorporationofIndiaLtd,ModiRevlon IndiaPvt.Ltd.
(cid:2) Involved inProjectestablishment,Financialtie-up,FranchiseeTie-upofvariousCompaniesincluding:
ABZFrozenFoodPrivateLimited,BVMotelsPrivateLimited&BSMegaTradersPrivateLimited.
Proprietor Experience in Service
Nameofthe
Sr.No. Designation Period JobResponsibilities
Company
1. HaryanaPetrochemicals Company April1995 LiaisonwithBanks/FinancialInstitutionsfor
Limited NewDelhi Secretary September1998 procurementofWorkingCapitalFinance,TermLending
forGroupCompaniesandforBIFRmatters.Advise
managementonBIFRmattersincluding filling of
Application for getting registrationasSick
IndustrialCompanyu/s3(1)(o)ofSICA,
preparation/compilationofRevival-Cumrehabilitation
ProposalforsubmissiontoOperatingAgency(IFCI).
2. StandardSurfactants Company September1993 LiaisonwithBanks,FinancialInstitutionsforWorking
Limited Kanpur Secretary March1995 CapitalFinance,TermLoan,BridgeLoan,ShortTerm
Loan,ForeignCurrencyLoanetc.ManagedPublicIssue
&allSecretarialfunctionsincludingoverallsupervision
ofthecompany.
3. KailashAutoFinance Company March1991 ManagedRightCumPublicIssueoftheCompanyand
Limited Jabalpur Secretary August1993 alsohandledRightIssueasDeputyCompanySecretary
in TirupatiServicesLtd. (AnAssociateConcern),and
BonusissueofOtherGroupConcern.
4. GangesFertilizer& Cost September1989 ManagedallCostAccounting&RawMaterialRecords,
ChemicalsLimited- Accountant February1991 AppearancebeforeFertilizer&IndustrialCoordination
Kanpur committee(FICC),JointChiefControllerofImports&
Exports(JCCIE).
List of Secretarial Audit assignment handled in the last five financial years
Turnover Paidupcapital
Sr.No.NameoftheCompany NatureofIndustry
AmtinCrores AmtinCrores
1. IndianRailwayFinanceCorp.Ltd. PSU(Listed) 3841.65 1602.00
2. SBECSugarLtd&itssubsidiaryCompany Public(Listed) 307.00 47.66
SBECBio-energyLtd. 20.63 23.00
3. CaparoMarutiLtd. Private 295.00 10.00
4. CaparoEngineeringIndiaLtd. Private 559.82 730.57
5. CaparoIndiaLtd. Private 1.00 66.22
6. CaparoVehicleProductsIndiaLtd.*(Plant Private 0.00* 2.50
underimplementationstage)
7. CaparoMISteelProcessingPvt.Ltd. Private 3.20 6.33
8. SBECSystems(India)Ltd. Public(Listed) 1.50 10.00
9. HCLInfoSystemsLtd. Public(Listed) 3054.28 44.57
List of Corporate Governance Report /CSR, SD
and R&D Certification during the last five financial years
Sr. Turnover Paidupcapital
NameoftheCompany NatureofIndustry
No. AmtinCrores AmtinCrores
1. StateFarmsCorporationofIndiaLtd. PublicSector 388.29 31.49
[FinancialYear2007-2008,2008-2009,2009-2010& Undertaking
2010-2011,2011-2012].
(PaidupcapitalreducedfromRs.148.61Crores to
Rs.31.49Croresasat31.03.2010)
2. DedicatedFreightCorridorCorporationofIndiaLtd. PublicSector 0.00* 667.13
[FinancialYear2008-2009] Undertaking
*[ProjectunderImplementationstage]
3. StateFarmsCorporationofIndiaLtd Corporate PublicSector 388.29 31.49
GovernanceReportCertificationincludingCorporate Undertaking
SocialResponsibility,SustainableDevelopmentand
Research&Development.
[FinancialYear2012-2013]