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NASA Technical Reports Server (NTRS) 20020034930: An Experimental Study of the Effect of Shared Information on Pilot/Controller Re-Route Negotiation PDF

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AN EXPERIMENTALSTUDY OF THE EFFECT OF SHARED INFORMATION ON PILOT/CONTROLLER RE-ROUTE NEGOTIATION Todd C. Farley and R. John Hansman Report No. ICAT-99-1 January 1999 MIT International Center for Air Transportation Department of Aeronautics & Astronautics Massachusetts Institute of Technology Cambridge, MA 02139 USA AN EXPERIMENTAL STUDY OF THE EFFECT OF SHARED INFORMATION ON PILOT/CONTROLLER RE-ROUTE NEGOTIATION Todd C. Farley and R. John Hansman MITInternational Center forAirTransportation Cambridge, MA 02139 USA January 1999 ICAT-99-1 AN EXPERIMENTAL STUDY OF THE EFFECT OF SHARED INFORMATION ON PILOT/CONTROLLER RE-ROUTE NEGOTIATION Abstract Air-ground data link systems are being developed to enable pilots and air traffic controllers to share information more fully. The sharing of information is generally expected to enhance their shared situation awareness and foster more collaborative decision making. An exploratory, part-task simulator experiment is described which evaluates the extent to which shared information may lead pilots and controllers to cooperate or compete when negotiating route amendments. The results, indicate an improvement in situation awareness for pilots and controllers and a willingness to work cooperatively. Independent of data link considerations, the experiment also demonstrates the value of providing controllers with a good-quality weather representation on their plan view displays. Observed improvements in situation awareness and separation assurance are discussed. It is argued that deployment of this relatively simple, low-risk addition to the plan view displays be accelerated. This document is based on the thesis of Todd Farley, submitted in partial fulfillment of the degree of Master of Science in Aeronautics & Astronautics at the Massachusetts Institute of Technology. iii i •lp,ml Acknowledgements This work was supported by the National Aeronautics and Space Administration Ames Research Center under grant NAG 2-716 and by The Analytical Sciences Corporation (TASC) as part of the FAA Center of Excellence in Operations Research. The authors would like to acknowledge the following people for theft contributions to this study: Dr. Sandra Lozito and Dr. Kevin Corker of NASA-Ames for their support and expertise. Dr. Mica Endsley of SA Technologies for her insights and contributions throughout this study. Mr. John Ladik, Ms. Dana Sherer and Mr. Jack Oswald at TASC for their support. The six professional pilots and six air traffic control specialists who generously gave their time, interest and expertise to this experiment. The following personnel with the FAA for their enthusiastic support: Joe Davis, Larry Doty, Ed Green, Bob Adelizzi, Bill Johannes (NATCA), Bryan Thompson (NATCA Voice), and Wier Lundgren (NWS). Special thanks to John Melecio. Keith Amonlirdviman, Steve Landry and Laurence Vigeant-Langlois of MIT ICAT for their exceptional efforts which made this experiment possible. O_IlU I Table of Contents Abstract ....................................................................................................... ............................. iii Acknowledgements ..................................................................................................................... v Table of Contents ..................................................................................................................... vii Acronyms & Abbreviations ........................................................................................................ ix Chapter 1 Introduction ............... ........................................... ................................................... 1 Chapter 2 Situation Awareness Analysis .................................................................................. 5 2.1 Situation Awareness Model ............................................................................................. 5 2.2 Comparative SA Analysis Between Pilots and Controllers ............................................... 8 2.2.1 Methodology ............................................................................................................... 8 2.2.2 Results ....................................................................................................................... 11 Chapter 3 Part-Task Simulator Study ............................................. 15 3.1 Objectives ...................................................................................................................... 15 3.2 Approach ....................................................................................................................... 16 3.3 Test Matrix .................................................................................................................... 16 3.4 Independent Variable: Presence of Data Link ................................................................ 17 3.5 Test Scenarios ............................................................................................................... 21 3.5.1 Airspace Sector. ......................................................................................................... 22 3.5.2 Traffic Flow ...................... ......................................................................................... 23 3.5.3 Weather Elements ...................................................................................................... 24 3.5.4 Scenario Design .......................................................................................................... 24 3.5.4.1 Use of Repeated Scenarios ............................ ......... 24 3.5.4.2 Scenario 1.............................................................................................................. 27 3.5.4.3 Scenario 2 .............................................................................................................. 29 3.5.4.4 ' Scenario 3 .............................................................................................................. 31 3.6 Protocol ......................................................................................................................... 31 3.6.1 Test Facility ............................................................................................................... 31 3.6.1.1 Advanced Cockpit Simulator (ACS) ....................................................................... 33 3.6.1.2 Air Traffic Control Simulator ................................................................................. 35 vii 3.6.1.3 Pseudo-AircraftSimulatorandControlStation....................................................3..7. 3.6.1.4 ScenarioDesignTool. •........................................................................4..0... Subjects..............................................................................................................4..0..... Procedure............................................................................................................4..1.... 3.6.3.1 PreliminaryBriefingsandTraining.....................................................................4..1 3.6.3.2 FormalTesting.................................................................................................4..2.... 3.6.3.3 Debriefing........................................................................................................4..3.... MetricsandDataAnalysis....................................................................................4..3... Chapter4 Results............................................................................................................4..7.... 4.1 SituationAwareness.....................................................................................................47 4.1.1 TestableResponseData........................................................................................4..7... 4.1.2 Controllers'WeatherAwarenessData...................................................................4..9.. 4.2 SeparationViolations...............................................................................................6..0.... 4.3 CommunicationandNegotiation................................................................................6..6.. 4.4 Workload................................................................................................................6..8..... 4.5 SubjectiveResponse.s...............................................................................................6..9... 4.6 Discussion...............................................................................................................6..9.... Chapter5 Conclusions.....................................................................................................7..3.... Reference.s......... ................................................................................................................7.5 AppendixACommercialAirline PilotGoalHierarchy...........................................................7..7. AppendixBCommercialAirline PilotSituationAwarenessInformationRequirements...... .....83 AppendixCInitialBriefing Materials....................................................................................8..9.. AppendixDTrainingMaterials.............................................................................................9..3... AppendixEVoiceCodingWorksheet..................................................................................9..7... AppendixFNASA TaskLoadIndexSurveyMaterials..........................................................9..9. viii Acronyms & Abbreviations ACS Advanced Cockpit Simulator AOC Airline Operations Center ARTCC Air Route Traffic Control Center ATC Air Traffic Control ATP Air Transport Pilot AWIN Aviation Weather Information CID Computer Identification Number CDU Control and Display Unit CDTI Cockpit Display of Traffic Information CPA Closest Point of Approach Computer Readout Display DBZ Decibels DEC Data Entry Control DQN Dayton VOR DSR Display System Replacement EFIS Electronic Flight Instrument System EHSI Electronic Horizontal Situation Indicator . FAR Federal Aviation Regulation FDY Findlay VOR FLCH Flight Level Change FMS Flight Management System FPL Full Performance Level FWA Fort Wayne VOR nz Hertz ICAT International Center for Air Transportation LNAV Lateral Navigation MCP Mode Control Panel MIE Muncie VOR NAS National Airspace System ix

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