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Multistep Continuous Flow Synthesis of Fine Chemicals with Heterogeneous Catalysts PDF

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Springer Theses Recognizing Outstanding Ph.D. Research Yuki Saito Multistep Continuous Flow Synthesis of Fine Chemicals with Heterogeneous Catalysts Springer Theses Recognizing Outstanding Ph.D. Research Aims and Scope The series “Springer Theses” brings together a selection of the very best Ph.D. theses from around the world and across the physical sciences. Nominated and endorsed by two recognized specialists, each published volume has been selected for its scientific excellence and the high impact of its contents for the pertinent field of research. For greater accessibility to non-specialists, the published versions include an extended introduction, as well as a foreword by the student’s supervisor explaining the special relevance of the work for the field. As a whole, the series will provide a valuable resource both for newcomers to the research fields described, and for other scientists seeking detailed background information on special questions. Finally, it provides an accredited documentation of the valuable contributions made by today’s younger generation of scientists. Theses may be nominated for publication in this series by heads of department at internationally leading universities or institutes and should fulfill all of the following criteria (cid:129) They must be written in good English. (cid:129) The topic should fall within the confines of Chemistry, Physics, Earth Sciences, Engineering and related interdisciplinary fields such as Materials, Nanoscience, Chemical Engineering, Complex Systems and Biophysics. (cid:129) The work reported in the thesis must represent a significant scientific advance. (cid:129) If the thesis includes previously published material, permission to reproduce this must be gained from the respective copyright holder (a maximum 30% of the thesis should be a verbatim reproduction from the author’s previous publications). (cid:129) They must have been examined and passed during the 12 months prior to nomination. (cid:129) Each thesis should include a foreword by the supervisor outlining the signifi- cance of its content. (cid:129) The theses should have a clearly defined structure including an introduction accessible to new PhD students and scientists not expert in the relevant field. Indexed by zbMATH. Yuki Saito Multistep Continuous Flow Synthesis of Fine Chemicals with Heterogeneous Catalysts Doctoral Thesis accepted by The University of Tokyo, Tokyo, Japan Author Supervisor Dr. Yuki Saito Prof. Shu¯ Kobayashi Department of Chemistry, School Department of Chemistry of Science The University of Tokyo The University of Tokyo Tokyo, Japan Tokyo, Japan ISSN 2190-5053 ISSN 2190-5061 (electronic) Springer Theses ISBN 978-981-19-7257-7 ISBN 978-981-19-7258-4 (eBook) https://doi.org/10.1007/978-981-19-7258-4 © Springer Nature Singapore Pte Ltd. 2023 This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors, and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, expressed or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. This Springer imprint is published by the registered company Springer Nature Singapore Pte Ltd. The registered company address is: 152 Beach Road, #21-01/04 Gateway East, Singapore 189721, Singapore Supervisor’s Foreword Synthetic organic chemistry has been performed using batch methods for a long time, but recently, attention has been focused on flow methods, which are excellent in terms of environmental load, efficiency, and safety. On the basis of this back- ground, Dr. Yuki Saito describes this thesis that covers five chapters on the develop- ment of carbon–carbon bond forming reactions and hydrogenation reactions by the continuous-flow method and multistep fine chemical synthesis using heterogeneous catalysts. First, Dr. Saito describes the synthesis of nitrogroup-containing compounds based on a multistep continuous-flow method. Since organic compounds containing a nitrogroup are versatile they can be converted to amino compounds by reducing the nitrogroup. In addition, the proton at the α-position of the nitrogroup is highly acidic and deprotonation proceeds easily, resulting in a carbanion and a nucleophilic reac- tion to produce various compounds. Dr. Saito has clarified that various nitroalkenes can be synthesized from aldehydes and nitromethane using silicaamine/calcium chlo- ride as a catalyst. Furthermore, without isolating the nitroalkene obtained there, it was discovered that various nitrogroup-containing compounds can be synthesized by carrying out the second-step reaction using the sequential-flow method. Next, Dr. Saito describes the hydrogenation of nitriles using polysilane-supported palladium catalysts. The reaction to obtain primary amines by hydrogenation of nitriles is the most efficient reaction type (addition reaction) that does not generate waste, but secondary amines and tertiary amines are produced by overreaction of the products. In this thesis, it was demonstrated that the target primary amine hydrochlo- ride can be obtained in high yield simply by passing the reactant nitrile, hydrogen, and hydrochloric acid through a column packed with a polysilane-supported palla- dium catalyst. This flow reaction can be operated continuously for more than 300 hours while maintaining the activity of the catalyst, and the catalyst turnover rate at that time exceeds 10,000. Furthermore, Dr. Saito describes aldol-type reactions in a continuous-flow process using strongly basic ion-exchange resins as catalysts. The effectiveness of flow reac- tions using heterogeneous catalysts is well known, but at present there is a problem that the number of applicable catalysts is still insufficient. Ion-exchange resins have v vi Supervisor’sForeword been widely used for ion exchange of water, etc. In this thesis, it is clarified that these ion-exchange resins can be used as heterogeneous catalysts for synthetic organic reac- tions. That is, the desired aldol adduct can be obtained in high yield by passing a ketone and an aldehyde through a column packed with a strongly basic ion-exchange resin. In addition, it has also been clarified that the target adducts can be obtained in high yields when esters and aldehydes as well as nitriles and aldehydes are, respectively, circulated under similar conditions. Finally, the hydrogenation reaction and the aldol-type reaction developed in this thesis are used to synthesize active pharmaceutical ingredients by sequential- flow reactions. Synthesis of Donepezil, an Alzheimer’s-type dementia inhibitor, by connecting a column filled with a strongly basic ion-exchange resin and a polysilane- supported palladium catalyst, circulating the raw materials aldehyde and ketone, and then flowing hydrogen, has been successful. According to this flow synthesis, it is possible to directly obtain the desired drug substance by simply flowing the raw materials. It is clarified that the pure target product can be obtained simply by recrys- tallizing the final crude product without any separation or purification during the synthesis. Similarly, columns filled with a strongly basic ion-exchange resin and a polysilane-supported palladium catalyst are connected, the raw materials nitrile and aldehyde are circulated there, and hydrogen is further flowed to obtain a synthetic intermediate of Venlafaxine, an antidepressant. Dr. Saito also succeeded in directly synthesizing Venlafaxine from this synthetic intermediate in two steps. These results demonstrate that the flow method, instead of the conventional batch method, can be used to synthesize active pharmaceutical ingredients more efficiently and safely with less environmental load. The academic significance of this thesis as well as its impact on the industry is highly evaluated. As described above, this thesis describes excellent results on the development of continuous-flow reactions using heterogeneous catalysts and the synthesis of active pharmaceutical ingredients by the continuous-flow method. Dr. Saito was highly evaluated and received the Student Research Prize in March 2018 from the Graduate School of Science, The University of Tokyo. Tokyo, Japan Prof. Shu¯ Kobayashi September 2022 Abstract Development of Heterogeneous Catalysts for Continuous-Flow C–C Bond Formation and Hydrogenation Reactions for Multistep Synthesis of Fine Chemicals Introduction Continuous-flow synthesis has many advantages over conventional batch synthesis from the viewpoint of efficiency, safety, environmental friendliness, and scalability. Among several types of continuous-flow methods, flow reactions using heteroge- neous catalysts are the most attractive and efficient system for multistep chemical transformations, because the use of activated reagents can be avoided and catalysts can be easily separated from products and used continuously. However, the appli- cation of heterogeneous catalysts to continuous-flow reactions is still limited for single-step reactions, and it has been regarded as a great challenge to synthesize fine chemicals under continuous-flow conditions using heterogeneous catalysts. In general, Active Pharmaceutical Ingredient (API) synthesis requires multistep chem- ical transformations. To realize continuous-flow synthesis of APIs with heteroge- neous catalysts, each reaction has to be “clean” without generating byproducts for the next reaction. For this reason, the precise design of whole synthetic routes and the development of catalysts to enable each transformation are essential and challenging points. Previously, our group reported a multistep continuous-flow synthesis of chiral API, Rolipram, without any quenching and purification operation. The whole process involves six chemical transformations through four kinds of heterogeneous catalysts. Although this example is the milestone of continuous-flow fine chemical synthesis, the scope of reactions and catalysts is still limited and needs to be expanded for the future development of this field. In my Ph.D. thesis, I decided to focus on C–C bond formation and hydrogenation, because these types of reactions generally take place with high atom economy and vii viii Abstract generate water as a sole byproduct, which can be easily removed. To achieve a multi- step continuous-flow synthesis, my strategy is a construction of backbone of a target molecule at first by aldol-type reactions with substrates with high oxidation states, which can potentially act as a nucleophile, followed by conversion of the functional groups to final target by selective hydrogenation. I hypothesized that various kinds of fine chemicals can be synthesized by connecting these two types of reactions under continuous-flow conditions. Synthesis of Nitro-Containing Compounds Through Multistep Continuous Flow Nitro alkenes are one of the most important, versatile, and frequently used inter- mediates in organic synthesis. In the first step, I investigated the effect of flow rates and concentrations on productivity and yield using nitromethane and benzalde- hyde as substrates using amine-functionalized silica with CaaCsl a catalyst under 2 continuous-flow conditions. The reactions were performed with various flow rates between 0.05 and 1.0 mL/min at 0.1 M concentration. With 0.05 ml/min flow rate, the yield was kept >90% to supply 36 mmol of nitromethane. The yield was kept with 0.1 ml/min flow rate, resulting in an increase of productivity by double. However, a further increase in flow rate from 0.25 to 1.0 ml/min resulted in a decrease in the yield. Next, concentrations were changed between 0.1 M and 1.0 M with 0.05 ml/min flow rate. Surprisingly, the yield was maintained >90% even with 1.0 M concentration, resulting in an increase of productivity by 10 times. These results indicated that longer residence time was the key to achieve high productivity. Under optimized reaction conditions, the scope of aldehyde was examined. With five kinds of aromatic alde- hydes, the yield was kept >80% to supply ~150 mmol of substrates. For the second step, I investigated various types of acid–base heterogeneous catalysts such as metal oxides, surface-functionalized SiO, and polystyrene-immobilized catalysts. Metal 2 oxides worked as heterogeneous base catalysts and promoted 1,4-addition of benzy- lamine and 1,3-ketoester under continuous-flow conditions. During the investigation, I found that fresh preparation of catalysts was the key to achieve >80% yield and >48 h lifetime. DMAP-immobilized silica was employed as heterogeneous Lewis- base catalyst for Morita–Baylis–Hillman reaction. Although the catalyst was effec- tive under single continuous-flow conditions, the catalyst deactivation was observed after 6 h when combined in the first nitroolefin synthesis. Such deactivation problem was solved by changing the dehydrating agent in the first column from tCo aCl 2 MS 4A, indicating that the deactivation was caused by leached Ca species. Finally, I could synthesize seven kinds of nitro-containing compounds in two steps under continuous-flow conditions without any workup and purification (Sche1m).e Abstract ix CH3+N O2 CaCl2/S(2iO0.22-N gH) 2 = 3/1 Ph NO2 2nd Catalyst EtO2C OH NO2 PBhn NH NO2 PEh E NO2 Ph O 0.05 mL/møin1 0 x 300 mm Sus, 75 oC Ph (1.2 eq.) 0.05 mL/min NH O2N OH * O 0.2 M in Toluene EtO2C CHO Ph NH2 EtO O O Ph NO2 Ph S Ph * NO2 S OH O N H HO S Scheme 1 2-step synthesis of nitro–containing compounds PS O R1 or N Ar O NMe3(OH) EWG = ketone, nitrie Ar + EWG 0.1 M, Toluene/EtOH R2 R2 R1 or N (solvent) 0.2 ml/min rt-60 oC 85%-quant. yield Me Scheme 2 Aldol-type reactions using basic resin catalysts Anion Exchange Resins as Catalysts for Direct Aldol-Type Reactions To establish a general method of aldol condensations under continuous-flow condi- tions, I started the investigation of heterogeneous base catalysts. As a model reaction, α-tetralone and benzaldehyde were used as substrates and various heterogeneous catalysts were evaluated under batch conditions. Amine-functionalized silica cata- lysts did not give any product, although they were effective for nitroalkene synthesis. Common solid bases such as metal oxides, hydrotalcite, and KOF/Arlesulted in 2 3 low conversion and yield presumably due to low basicity and deactivation by gener- ated water. On the other hand, a basic resin having ammonium hydroxide afforded the desired α,β-unsaturated ketone in 90% yield. Because the physical properties of these resins differ significantly depending on the solvent, I decided to investigate the effect of solvent to catalyst activity. As a result, EtOH and Toluene gave supe- rior results compared to THF. However, no conversion was observed using EtOAc or DCM as a solvent. Although the origin of the solvent effect was still unclear, swelling of resins seemed to be the one key factor to achieve high catalyst activity. Interest- ingly, the aldol product could be obtained in >99% chemoselectivity by decreasing reaction temperature from rt to −4oC0 using the same catalyst in moderate yield. The catalyst efficiently worked even under continuous-flow conditions to obtain the desire α,β-unsaturated compounds in >80% yield with >99% selectivity for >48 h. Throughout the investigation of substrate scope, the catalyst was found to be effective for other kinds of nucleophiles such as benzyl nitriles, and even acetonitrile could be employed as nucleophile when using a solvent amount. Interestingly, a similar solvent effect was observed for other nucleophiles (Sche2m).e

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