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UUnniivveerrssiittyy ooff KKeennttuucckkyy UUKKnnoowwlleeddggee Theses and Dissertations--Computer Science Computer Science 2014 MMOONNOOCCUULLAARR PPOOSSEE EESSTTIIMMAATTIIOONN AANNDD SSHHAAPPEE RREECCOONNSSTTRRUUCCTTIIOONN OOFF QQUUAASSII--AARRTTIICCUULLAATTEEDD OOBBJJEECCTTSS WWIITTHH CCOONNSSUUMMEERR DDEEPPTTHH CCAAMMEERRAA Mao Ye University of Kentucky, [email protected] RRiigghhtt cclliicckk ttoo ooppeenn aa ffeeeeddbbaacckk ffoorrmm iinn aa nneeww ttaabb ttoo lleett uuss kknnooww hhooww tthhiiss ddooccuummeenntt bbeenneefifittss yyoouu.. RReeccoommmmeennddeedd CCiittaattiioonn Ye, Mao, "MONOCULAR POSE ESTIMATION AND SHAPE RECONSTRUCTION OF QUASI-ARTICULATED OBJECTS WITH CONSUMER DEPTH CAMERA" (2014). Theses and Dissertations--Computer Science. 25. https://uknowledge.uky.edu/cs_etds/25 This Doctoral Dissertation is brought to you for free and open access by the Computer Science at UKnowledge. It has been accepted for inclusion in Theses and Dissertations--Computer Science by an authorized administrator of UKnowledge. For more information, please contact [email protected]. SSTTUUDDEENNTT AAGGRREEEEMMEENNTT:: I represent that my thesis or dissertation and abstract are my original work. Proper attribution has been given to all outside sources. I understand that I am solely responsible for obtaining any needed copyright permissions. I have obtained needed written permission statement(s) from the owner(s) of each third-party copyrighted matter to be included in my work, allowing electronic distribution (if such use is not permitted by the fair use doctrine) which will be submitted to UKnowledge as Additional File. I hereby grant to The University of Kentucky and its agents the irrevocable, non-exclusive, and royalty-free license to archive and make accessible my work in whole or in part in all forms of media, now or hereafter known. I agree that the document mentioned above may be made available immediately for worldwide access unless an embargo applies. I retain all other ownership rights to the copyright of my work. I also retain the right to use in future works (such as articles or books) all or part of my work. I understand that I am free to register the copyright to my work. RREEVVIIEEWW,, AAPPPPRROOVVAALL AANNDD AACCCCEEPPTTAANNCCEE The document mentioned above has been reviewed and accepted by the student’s advisor, on behalf of the advisory committee, and by the Director of Graduate Studies (DGS), on behalf of the program; we verify that this is the final, approved version of the student’s thesis including all changes required by the advisory committee. The undersigned agree to abide by the statements above. Mao Ye, Student Dr. Ruigang Yang, Major Professor Dr. Miroslaw Truszczynski, Director of Graduate Studies MONOCULARPOSEESTIMATIONANDSHAPERECONSTRUCTIONOF QUASI-ARTICULATEDOBJECTSWITHCONSUMERDEPTHCAMERA DISSERTATION Adissertationsubmittedinpartialfulfillmentof therequirementsforthedegreeof DoctorofPhilosophy intheCollegeofEngineering attheUniversityofKentucky By MaoYe Lexington,Kentucky Director: Dr. RuigangYang,ProfessorofComputerScience Lexington,Kentucky2014 Copyright©MaoYe2014 ABSTRACTOFDISSERTATION MONOCULARPOSEESTIMATIONANDSHAPERECONSTRUCTIONOF QUASI-ARTICULATEDOBJECTSWITHCONSUMERDEPTHCAMERA Quasi-articulated objects, such as human beings, are among the most commonly seen ob- jectsinourdailylives. Extensiveresearchhavebeendedicatedto3Dshapereconstruction and motion analysis for this type of objects for decades. A major motivation is their wide applications, such as in entertainment, surveillance and health care. Most of existing stud- iesreliedononeormoreregularvideocameras. Inrecentyears,commoditydepthsensors have become more and more widely available. The geometric measurements delivered by thedepthsensorsprovidesignificantlyvaluableinformationforthesetasks. Inthisdisserta- tion, we propose three algorithms for monocular pose estimation and shape reconstruction ofquasi-articulatedobjectsusingasinglecommoditydepthsensor. Thesethreealgorithms achieveshapereconstructionwithincreasinglevelsofgranularityandpersonalization. We then further develop a method for highly detailed shape reconstruction based on our pose estimationtechniques. Ourfirstalgorithmtakesadvantageofamotiondatabaseacquiredwithanactivemarker- basedmotioncapturesystem. Thismethodcombinesposedetectionthroughnearestneigh- bor search with pose refinement via non-rigid point cloud registration. It is capable of ac- commodatingdifferentbodysizesandachievesmorethantwicehigheraccuracycompared toapreviousstateoftheartonapubliclyavailabledataset. The above algorithm performs frame by frame estimation and therefore is less prone to tracking failure. Nonetheless, it does not guarantee temporal consistent of the both the skeletalstructureandtheshapeandcouldbeproblematicforsomeapplications. Toaddress this problem, we develop a real-time model-based approach for quasi-articulated pose and 3D shape estimation based on Iterative Closest Point (ICP) principal with several novel constraintsthatare criticalformonocularscenario. Inthisalgorithm, wefurtherproposea novelmethodforautomaticbodysizeestimationthatenablesitscapabilitytoaccommodate differentsubjects. Duetothelocalsearchnature,theICP-basedmethodcouldbetrappedtolocalminima inthecaseofsomecomplexandfastmotions. Toaddressthisissue,weexplorethepoten- tialofusingstatisticalmodelforsoftpointcorrespondencesassociation. Towardsthisend, weproposeaunifiedframeworkbasedonGaussianMixtureModelforjointposeandshape estimation of quasi-articulated objects. This method achieves state-of-the-art performance onvariouspubliclyavailabledatasets. Based on our pose estimation techniques, we then develop a novel framework that achieves highly detailed shape reconstruction by only requiring the user to move naturally in front of a single depth sensor. Our experiments demonstrate reconstructed shapes with richgeometricdetailsforvarioussubjectswithdifferentapparels. Lastbutnottheleast,weexploretheapplicabilityofourmethodontworeal-worldap- plications. First of all, we combine our ICP-base method with cloth simulation techniques for Virtual Try-on. Our system delivers the first promising 3D-based virtual clothing sys- tem. Secondly,weexplorethepossibilitytoextendourposeestimationalgorithmstoassist physical therapist to identify their patients movement dysfunctions that are related to in- juries. Our preliminary experiments have demonstrated promising results by comparison with the gold standard active marker-based commercial system. Throughout the disserta- tion, we develop various state-of-the-art algorithms for pose estimation and shape recon- struction of quasi-articulated objects by leveraging the geometric information from depth sensors. Wealsodemonstratetheirgreatpotentialsfordifferentreal-worldapplications. KEYWORDS: Pose Estimation, Shape Reconstruction, Articulated Objects, Depth Sen- sor,Non-rigidRegistration Author’ssignature: MaoYe Date: December17,2014 MONOCULARPOSEESTIMATIONANDSHAPERECONSTRUCTIONOF QUASI-ARTICULATEDOBJECTSWITHCONSUMERDEPTHCAMERA By MaoYe DirectorofDissertation: RuigangYang DirectorofGraduateStudies: MiroslawTruszczynski Date: December17,2014 TOMYBELOVEDFAMILIES MygrandparentsZaishengYeandYuhuaHuang MyparentsYongmingYeandHuipingHou MybrotherLiangYe MywifeZiyuJia ACKNOWLEDGMENTS Fortheseyears,Ihavereceivedatremendousamountofhelpandsupportfrommyadvisor, my colleagues, my friends and my families. Without them, I will not have been able to finishthisdissertationandearnmyPh.D.degree. I would like to express my first sincere appreciation to my advisor, Dr. Ruigang Yang, for introducing me into the exciting area of computer vision and for years of support and guidance throughout my Ph.D. journey. I am so grateful that I have been able to conduct research on topicsthat I am really interestedin under Dr. Yang’s supervision. Theinspira- tions and encouragement I have received from Dr. Yang have had significantly impacts on my ways of thinking, exploring and doing. I am more than fortunate to have been able to walkthroughmyPh.D.journeywithhim. I also want to thank all my committee members, Dr. Fuhua Cheng, Dr. Sen-ching Cheung, Dr. Nathan Jacobs and Dr. Qiang Ye. I really appreciate their efforts on guiding mystudyandonmydissertations. IhavealsobeensoluckytosharemyPh.D.lifewithagroupoflovelypeople. Theyare allsocreative,inspiringtoworkwithandsonicetogetalongwith. Weworkedandplayed together for all these memorable years. They have all contributed to my work and my life. Iwanttoexpressmythankfulnesstoallofthem,inparticularLiangWang,Xianwang Wang,XinyuHuang,MiaoLiao,QingZhang,JizhouGao,ChenxiZhang,BoFu,HuiLin, ChangpengTi,YajieZhao,ChaoDu,YongwookSong,YinHu,YanHuang,XinanLiuand YigongZhang. Mostimportantly,mymostsinceregratitudesareforallmyfamilymemberswhohave offered me unconditional love throughout my life, in particular my grandparents, my par- ents, my brother and my wife. They have always been the most significant part of my life, iii mygreatestandstrongestsupportwheneverIwasdown. Everythinggoodinmylife,Iowe tothem. iv TABLEOFCONTENTS Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii TableofContents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . v ListofTables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . viii ListofFigures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ix Chapter1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1 HistoricReview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 Motivation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 1.3 Contributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 1.4 Structure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Chapter2 RelatedWork . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 2.1 Marker-lessMotionCapture . . . . . . . . . . . . . . . . . . . . . . . . . 9 2.1.1 Color-basedMethods . . . . . . . . . . . . . . . . . . . . . . . . . 10 2.1.2 Depth-basedMethods . . . . . . . . . . . . . . . . . . . . . . . . . 10 2.1.3 TemplateAdaptation . . . . . . . . . . . . . . . . . . . . . . . . . 14 2.2 ShapeReconstruction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 2.2.1 Model-basedApproaches . . . . . . . . . . . . . . . . . . . . . . . 15 2.2.2 Model-freeApproaches . . . . . . . . . . . . . . . . . . . . . . . . 16 Chapter3 Preliminaries: ShapeandPoseRepresentations . . . . . . . . . . . . . 18 3.1 ArticulatedDeformationModel . . . . . . . . . . . . . . . . . . . . . . . . 18 3.2 LinearBlendSkinning . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 3.3 Twist-BasedRepresentation . . . . . . . . . . . . . . . . . . . . . . . . . . 22 3.4 IncrementalPoseUpdate . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 Chapter4 DataDrivenHumanPoseEstimation . . . . . . . . . . . . . . . . . . . 26 4.1 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 4.2 PointCloudSegmentationandDenoising . . . . . . . . . . . . . . . . . . 28 4.3 ModelBasedMotionEstimation . . . . . . . . . . . . . . . . . . . . . . . 31 4.3.1 PointCloudAlignment . . . . . . . . . . . . . . . . . . . . . . . . 32 4.3.2 Nearest-NeighborSearchinLow-DimensionalSubspace . . . . . . 33 4.4 ExperimentalResults . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 4.4.1 TheEffectivenessofDenoising . . . . . . . . . . . . . . . . . . . . 36 4.4.2 TheEffectivenessofPoseRefinement . . . . . . . . . . . . . . . . 36 4.4.3 ViewpointIndependency . . . . . . . . . . . . . . . . . . . . . . . 37 4.4.4 FailureDetection . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 4.4.5 DatabaseDependency . . . . . . . . . . . . . . . . . . . . . . . . 39 v

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MONOCULAR POSE ESTIMATION AND SHAPE RECONSTRUCTION OF. QUASI-ARTICULATED OBJECTS WITH CONSUMER DEPTH CAMERA. Quasi-articulated objects, such as human beings, are among the most commonly seen ob- jects in our daily lives. Extensive research have been dedicated
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