WilliamW.Parson ModernOpticalSpectroscopy William W. Parson Modern Optical Spectroscopy With Examples from Biophysics and Biochemistry With191Figures 123 WilliamW.Parson UniversityofWashington DepartmentofBiochemistry Box357350 Seattle,WA98195-7350 USA e-mail:[email protected] LibraryofCongressControlNumber:2006933734 ISBN-10 3-540-37535-X SpringerBerlinHeidelbergNewYork ISBN-13 978-3-540-37535-7 SpringerBerlinHeidelbergNewYork Thisworkissubjecttocopyright.Allrightsreserved,whetherthewholeorpartofthematerialisconcerned,specifically therightsoftranslation,reprinting,reuseofillustrations,recitation,broadcasting,reproductiononmicrofilmorin anyotherway,andstorageindatabanks.Duplicationofthispublicationorpartsthereofispermittedonlyunderthe provisionsoftheGermanCopyrightLawofSeptember9,1965,initscurrentversion,andpermissionforusemust alwaysbeobtainedfromSpringer.ViolationsareliableforprosecutionundertheGermanCopyrightLaw. SpringerisapartofSpringerScience+BusinessMedia springer.com ©Springer-VerlagBerlinHeidelberg2007 Theuseofgeneraldescriptivenames,registerednames,trademarks,etc.inthispublicationdoesnotimply,evenin theabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevantprotectivelawsandregulationsand thereforefreeforgeneraluse. Editor:Dr.SabineSchreck,Heidelberg,Germany Deskeditor:Dr.JuttaLindenborn,Heidelberg,Germany Coverdesign:WMXDesignGmbH,Heidelberg,Germany Typesettingandproduction:LE-TEXJelonek,Schmidt&VöcklerGbR,Leipzig,Germany 39/3100/YL–543210–Printedonacid-freepaper Preface This book began as lecture notes for a course on optical spectroscopy that I taughtforgraduatestudentsinbiochemistry,chemistry,andourinterdisciplinary programsinmolecularbiophysicsandbiomolecularstructureanddesign.Istarted expanding the notes partly to try to illuminate the stream of new experimental informationonphotosyntheticantennasandreactioncenters,butmostlyjustfor fun.Ihopethatreaderswillfindtheresultsnotonlyuseful,butalsoasstimulating asIhave. One of my goals has been to write in a way that will be accessible to readers with little prior training in quantum mechanics. But any contemporary discus- sionofhowlightinteractswithmoleculesmustbeginwithquantummechanics, just as experimental observations on blackbody radiation, interference, and the photoelectric effect form the springboard for almost any introduction to quan- tummechanics.Tomakethereasoningastransparentaspossible,Ihavetriedto adoptaconsistenttheoreticalapproach,minimizejargon,andexplainanytermsor mathematicalmethodsthatmightbeunfamiliar.Ihaveprovidednumerousfigures torelatespectroscopicpropertiestomolecularstructure,dynamics,andelectronic andvibrationalwavefunctions.Ialsodescribeclassicalpicturesinmanycasesand indicatewheretheseeitherhavecontinuedtobeusefulorhavebeensupplantedby quantummechanicaltreatments.Readerswithexperienceinquantummechanics shouldbeabletoskipquicklythroughmanyoftheexplanations,butwillfindthat thediscussionoftopicssuchasdensitymatricesandwavepacketsoftenprogresses wellbeyondthelevelofatypical1-yearcourseinquantummechanics.Ihavetried totakeeachtopicfarenoughtoprovideasolidsteppingstonetocurrenttheoretical andexperimentalworkinthearea. Although much of the book focuses on physical theory, I have emphasized aspects of optical spectroscopy that are especially pertinent to molecular bio- physics,andIhavedrawnmostoftheexamplesfromthisarea.Thebooktherefore covers topics that receive little attention in most general books on molecular spectroscopy, including exciton interactions, resonance energy transfer, single- molecule spectroscopy, high-resolution fluorescence microscopy, femtosecond pump–probe spectroscopy, and photon echoes. It says less than is customary about atomic spectroscopy and about rotational and vibrational spectroscopy of small molecules. These choices reflect my personal interests and the realiza- tion that I had to stop somewhere, and I can only apologize to readers whose selections would have been different. I apologize also for using work from my ownlaboratoryinmanyoftheillustrationswhenotherexcellent illustrationsof VI Preface the same points are available in the literature. This was just a matter of conve- nience. I could not have written this book without the patient encouragement of my wife Polly. I also have enjoyed many thought-provoking discussions with Arieh Warshel, Nagarajan, Martin Gouterman, and numerous other colleagues and students, particularly including Rhett Alden, Edouard Alphandéry, Hiro Arata, Donner Babcock, Mike Becker, Bob Blankenship, Steve Boxer, Jacques Breton, Jim Callis, Patrik Callis, Rod Clayton, Richard Cogdell, Tom Ebrey, Tom Engel, Graham Fleming, Eric Heller, Dewey Holten, Ethan Johnson, Amanda Jonsson, ChrisKirmaier,DavidKlug,BobKnox,RichMathies,EricMerkley,DonMidden- dorf, Tom Moore, Jim Norris, Oleg Prezhdo, Phil Reid, Bruce Robinson, Karen Rutherford,KenSauer,DustinSchaefer,CraigSchenck,PeterSchellenberg,Avig- dorScherz,MickeySchurr,GerrySmall,RienkvanGrondelle,MauriceWindsor, andNealWoodbury.PatrikCalliskindlyprovidedtheatomiccoefficientsusedin Chaps.4and5forthemolecularorbitalsof3-methylindole.Anyerrors,however, are entirely mine. I will appreciate receiving any corrections or suggestions for improvements. Seattle,October2006 WilliamW.Parson Contents 1 Introduction 1 1.1 Overview................................................................................ 1 1.2 TheBeer–LambertLaw............................................................ 3 1.3 RegionsoftheElectromagneticSpectrum................................... 4 1.4 AbsorptionSpectraofProteinsandNucleicAcids........................ 6 1.5 AbsorptionSpectraofMixtures................................................. 8 1.6 ThePhotoelectricEffect........................................................... 9 1.7 TechniquesforMeasuringAbsorbance........................................ 10 1.8 Pump–ProbeandPhoton-EchoExperiments............................... 13 1.9 LinearandCircularDichroism.................................................. 15 1.10 DistortionsofAbsorptionSpectrabyLightScattering orNonuniformDistributionsoftheAbsorbingMolecules............. 17 1.11 Fluorescence........................................................................... 19 1.12 IRandRamanSpectroscopy...................................................... 24 1.13 Lasers.................................................................................... 25 1.14 Nomenclature......................................................................... 26 2 BasicConceptsofQuantumMechanics 29 2.1 Wavefunctions,Operators,andExpectationValues....................... 29 2.1.1 Wavefunctions ............................................................. 29 2.1.2 OperatorsandExpectationValues.................................... 30 2.2 TheTime-Dependent andTime-IndependentSchrödingerEquations............................ 36 2.2.1 SuperpositionStates...................................................... 41 2.3 SpatialWavefunctions.............................................................. 42 2.3.1 AFreeParticle.............................................................. 42 2.3.2 AParticleinaBox......................................................... 43 2.3.3 TheHarmonicOscillator ............................................... 46 2.3.4 AtomicOrbitals ............................................................ 48 2.3.5 MolecularOrbitals......................................................... 51 2.3.6 ApproximateWavefunctionsforLargeSystems.................. 57 2.4 SpinWavefunctionsandSingletandTripletStates........................ 57 2.5 TransitionsBetweenStates:Time-DependentPerturbationTheory. 65 2.6 LifetimesofStatesandtheUncertaintyPrinciple.......................... 68 VIII Contents 3 Light 73 3.1 ElectromagneticFields............................................................. 73 3.1.1 ElectrostaticForcesandFields......................................... 73 3.1.2 ElectrostaticPotentials................................................... 74 3.1.3 ElectromagneticRadiation ............................................. 76 3.1.4 EnergyDensityandIrradiance........................................ 83 3.1.5 TheComplexElectricSusceptibilityandRefractiveIndex... 90 3.1.6 Local-FieldCorrectionFactors........................................ 94 3.2 TheBlack-BodyRadiationLaw.................................................. 96 3.3 LinearandCircularPolarization................................................ 98 3.4 QuantumTheoryofElectromagneticRadiation........................... 100 3.5 SuperpositionStatesandInterferenceEffectsinQuantumOptics... 104 3.6 DistributionofFrequenciesinShortPulsesofLight...................... 106 4 ElectronicAbsorption 109 4.1 InteractionsofElectronswithOscillatingElectricFields............... 109 4.2 TheRatesofAbsorptionandStimulatedEmission........................ 113 4.3 TransitionDipolesandDipoleStrengths..................................... 118 π 4.4 CalculatingTransitionDipolesfor MolecularOrbitals................ 126 4.5 MolecularSymmetryandForbiddenandAllowedTransitions ....... 128 4.6 LinearDichroism..................................................................... 142 4.7 ConfigurationInteractions........................................................ 148 4.8 CalculatingElectricTransitionDipoleswiththeGradientOperator 152 4.9 TransitionDipolesforExcitationstoSingletandTripletStates....... 161 4.10 TheBorn–OppenheimerApproximation,Franck–CondonFactors, andtheShapesofElectronicAbsorptionBands........................... 163 4.11 SpectroscopicHole-Burning...................................................... 171 4.12 EffectsoftheSurroundingsonMolecularTransitionEnergies........ 174 4.13 TheElectronicStarkEffect........................................................ 182 5 Fluorescence 189 5.1 TheEinsteinCoefficients.......................................................... 189 5.2 TheStokesShift....................................................................... 192 5.3 TheMirror-ImageLaw............................................................. 195 5.4 TheStrickler–BergEquationandOtherRelationships BetweenAbsorptionandFluorescence........................................ 197 5.5 QuantumTheoryofAbsorptionandEmission............................. 203 5.6 FluorescenceYieldsandLifetimes.............................................. 208 5.7 FluorescentProbesandTags...................................................... 214 5.8 Photobleaching....................................................................... 218 5.9 FluorescenceAnisotropy........................................................... 219 5.10 Single-MoleculeFluorescenceandHigh-ResolutionFluorescence Microscopy............................................................................. 225 5.11 FluorescenceCorrelationSpectroscopy....................................... 231 5.12 IntersystemCrossing,Phosphorescence,andDelayedFluorescence 238 Contents IX 6 VibrationalAbsorption 241 6.1 VibrationalNormalModesandWavefunctions............................ 241 6.2 VibrationalExcitation.............................................................. 247 6.3 IRSpectroscopyofProteins....................................................... 253 6.4 VibrationalStarkEffects........................................................... 256 7 ResonanceEnergyTransfer 259 7.1 Introduction........................................................................... 259 7.2 TheFörsterTheory.................................................................. 261 7.3 ExchangeCoupling.................................................................. 275 7.4 EnergyTransfertoandfromCarotenoidsinPhotosynthesis.......... 277 8 ExcitonInteractions 281 8.1 StationaryStatesofSystemswithInteractingMolecules................ 281 8.2 EffectsofExcitonInteractionsontheAbsorptionSpectra ofOligomers........................................................................... 290 8.3 Transition-MonopoleTreatmentsofInteractionMatrixElements andMixingwithCharge-TransferTransitions.............................. 295 8.4 ExcitonAbsorptionBandShapesandDynamicLocalization ofExcitations.......................................................................... 298 8.5 ExcitonStatesinPhotosyntheticAntennaComplexes................... 301 8.6 ExcimersandExciplexes........................................................... 304 9 CircularDichroism 307 π∗ 9.1 MagneticTransitionDipolesandn– Transitions....................... 307 9.2 TheOriginofCircularDichroism.............................................. 317 9.3 CircularDichroismofDimersandHigherOligomers.................... 322 9.4 CircularDichroismofProteinsandNucleicAcids ........................ 328 9.5 MagneticCircularDichroism.................................................... 332 10 CoherenceandDephasing 335 10.1 OscillationsBetweenQuantumStatesofanIsolatedSystem........... 335 10.2 TheDensityMatrix.................................................................. 339 10.3 TheStochasticLiouvilleEquation.............................................. 344 10.4 EffectsofStochasticRelaxationsontheDynamics ofQuantumTransitions............................................................ 346 10.5 ADensity-MatrixTreatmentofSteady-StateAbsorption............... 352 10.6 TheRelaxationMatrix.............................................................. 355 10.7 MoreGeneralRelaxationFunctionsandSpectralLineshapes......... 364 10.8 AnomalousFluorescenceAnisotropy.......................................... 370 11 Pump–ProbeSpectroscopy,PhotonEchoes, andVibrationalWavepackets 377 11.1 First-OrderOpticalPolarization................................................ 377 X Contents 11.2 Third-OrderOpticalPolarization andNonlinearResponseFunctions............................................ 386 11.3 Pump–ProbeSpectroscopy........................................................ 391 11.4 PhotonEchoes........................................................................ 395 11.5 TransientGratings................................................................... 401 11.6 VibrationalWavepackets........................................................... 404 11.7 WavepacketPicturesofSpectroscopicTransitions........................ 413 12 RamanScatteringandOtherMultiphotonProcesses 417 12.1 TypesofLightScattering........................................................... 417 12.2 TheKramers–Heisenberg–DiracTheory..................................... 422 12.3 TheWavepacketPictureofResonanceRamanScattering............... 430 12.4 SelectionRulesforRamanScattering ......................................... 432 12.5 Surface-EnhancedRamanScattering.......................................... 435 12.6 BiophysicalApplicationsofRamanSpectroscopy......................... 436 12.7 CoherentRamanScattering....................................................... 437 12.8 MultiphotonAbsorption........................................................... 439 12.9 Quasielastic(Dynamic)LightScattering (PhotonCorrelationSpectroscopy)............................................ 442 Appendix1–Vectors 447 Appendix2–Matrices 451 Appendix3–FourierTransforms 455 Appendix4–FluorescencePhaseShiftandModulation 459 Appendix5–CGSandSIUnitsandAbbreviations 463 References 465 SubjectIndex 505