Modern HF Signal Detection and Direction Finding .. ' ·: MIT Lincoln Laboratory Series Perspectives on Defense Systems Analysis: Ihe What, the Wh~ and the Who, but Mostly the How ofB road Systems Defense Analysis William P. Delaney Ultrawideband Phased Array Antenna Technology: For Airborne and Ground-Based Systems Alan J. Fenn and Peter T. Hurst Decision Making under Uncertainty: Iheory and Application Mykel J. Kochenderfer Applied State Estimation and Correlation Chaw-Bing Chang and Keh-Ping Dunn Perspectives on Space Surveillance Ramaswamy Sridharan and Antonio Pensa, eds. Mathematics ofB ig Data: Spreadsheets, Databases, Matrices, and Graphs Jeremy Kepner and Hayden Jansen Modern HF Signal Detection and Direction Finding Jay R. Sklar MIT Lincoln Laboratory is a federally funded research and development center that applies advanced technology to problems of national security. The books in the MIT Lincoln Laboratory Series cover a broad range of technology areas in which Lincoln Laboratory has made leading contributions. The books listed above and future volumes in this series renew the knowledge-sharing tradition established by the MIT Radiation Laboratory Series published between 1947 and 1953. - - ·-·--~-·--··" ··-······-------~-------··-··· .... _. Modern HF Signal Detection and Direction Finding Jay R. Sklar The MIT Press Cambridge, Massachusetts London, England © 2018 Massachusetts Institute of Technology All rights reserved. No part of this book may be reproduced in any form by any electronic or mechanical means (including photocopying, recording, or information storage and retrieval) without permission in writing from the publisher. This book was set in Adobe Garamond Pro by Westchester Publishing Services. Printed and bound in the United States of America. Library of Congress Cataloging-in-Publication Data Names: Sklar, Jay R., author. Tide: Modern HF signal detection and direction-finding/ Jay R. Sklar. Other tides: Modern high frequency signal detection and direction-finding Description: Cambridge, MA: The MIT Press, [2018] I Series: MIT Lincoln Laboratory series I Includes bibliographical references and index. Identifiers: LCCN 2017057048 I ISBN 9780262038294 (hardcover: alk. paper) Subjects: LCSH: Shortwave radio--Receivers and reception. I Shortwave radio--Antennas. I Signal detection. I Radio--Interference--Prevention. I Radio direction finders. Classification: LCC TK6564.S5 S586 2018 I DDC 621.3841/91--dc23 LC record available at https://lccn.loc.gov/2017057048 10 9 8 7 6 5 4 3 2 1 / t;· Contents List of Figures ix List of Tables xv - Preface xvii About the Author xix 1 Introduction 1 1 .1 Overview 1 1.2 High-Frequency Propagation 4 1.3 HF Band Utilization 6 1.4 Motivations for Adaptive Antenna Array Application at HF 6 1 .5 Overall Plan of the Book 7 ·- - . · 2 HF Propagation Physics and Its Effect on Signals 11 2.1 Ionospheric Medium 11 2.2 Wave Propagation in the Ionosphere 18 2.3 HF Noise Environment 46 2.4 Diurnal Variations 48 3 Common HF Modulation Protocols 51 3.1 Introduction 51 3.2 Analog Signal Moqulation Alternatives 54 3.3 Digital Modulation Approaches 61 3.4 Binary Phase-Shift Keying 66 3.5 HF Modem Design 75 3~6------Government Standards 77 3.7 Summary 84 3.8 Appendix: Morse Code 84 v vi Contents 4 HF ReceiverArchitectural Approaches 89 4.1 Overview · 89 4.2 Architecture·O ptions 90 4.3 Image Control 100 4.4 Analog-to~Digital Converters: Issues and Performance 104 5 HF Array-Processing Architecture 117 5.1 Detection 117 5.2 Direction Finding 120 5.3 Copy 122 5.4 Reconstruction 124 5.5 Signal Sorting 125 5.6 Geo location 127 6 Vector Models for Adaptive Array Signals 131 6.1 Overview 131 6.2 Array Signal Model 132 6.3 Ideal Propagation Model 134 6.4 A Simple Example 137 6.5 Beam Formation 141 6.6 Weight Vector Computation 142 6.7 Polarization-Sensitive Arrays 144 7 Signal Detection Processing 151 7.1 Overview 151 7.2 HF Environmental Detection Issues 153 7.3 Likelihood Ratio Detection 155 7.4 Perturbation Discovery 159 7.5 Temporally Oriented Detection 176 7.6 Spectrally Oriented Detection 178 7.7 High-Order Statistics 180 I \ Contents vii 8 Array Evaluation: Direction Finding Performance Bounds 185 8.1 Overview 185 8.2 Value of Bounds 186 8.3 Cramer-Rao Bound 192 8.4 Minimum Mean Square Error Bound 198 8.5 Weiss-Weinstein Bound 199 8.6 HF Array Geometry 201 8.7 Some Common HF Antenna Examples 211 - 9 Direction Finding Techniques for HF Applications 217 9.1 Overview 217 9.2 Interferometry: Phase Fitting 217 9.3 Maximum Likelihood Approach to LOB Estimation 220 9.4 The Vector Space Approach-The MUSIC Algorithm 225 9.5 Direction Finding with Polarization-Sensitive Arrays 231 9.6 Feature-Based Methods 238 9.7 Eigenvector Rotation 244 10 Geolocation Techniques 249 10.1 Overview 249 10.2 Multisensor Angle-Only Geolocation 250 .. _ ~ 10.3 Single-Site Geolocation 256 10.4 Mode Differential Geolocation 259 10.5 Multisite Differential Time-of-Arrival Geolocation 265 . 11 Copy: Steering Vector Methods 269 11 .1 Overview 269 11 .2 MSE Beamformer 270 i Steering Vector-Based Copy 271 1_~3 11.-4--- ·· MUSIC-Based Copy 273 11.5 Polarization-Based Methods 277 viii Contents 11.6 Copy Weight Tracking 279 11. 7 Wideband Processing 282 12 Copy: Feature Exploitation Methods 289 12.1 Overview 289 12.2 Carrier-Based Nulling 290 12.3 Rate Line-Based Approaches 297 12.4 Constant Modulus Processing 306 12.5 Spectral Difference Processing 309 12.6 On-Off Keyed Signals 319 12. 7 Radar Signals 324 12.8 Voice-Modulated Signals 330 Index 341 List of Figures 1.1 Spectrogram (waterfall plot) example 2 1.2 Atmospheric ion density vs. altitude 5 2.1 Standard atmospheric density vs. altitude compared to exponential fit 12 2.2 Interaction of the solar wind with Earth and its atmosphere [1] 13 2.3 Variation of radiation flux with zenith angle 14 2.4 Election density vs. altitude: various times of day and sunspot number [1] 15 2.5 Polarization-dependent refraction 21 2.6 Snell's law refraction geometry 23 2.7 Transmitter-receiver geometry for ionospheric communication -- 27 2.8 Typical ray paths and their interactions with the ionosphere 28 2.9 Ray path variation with time of day and frequency; , (a) 6 MHz, (b) 9 MHz 31 2.10 Geometry of Breit and Tuve's law 33 2.11 Electric field-Vectors and Earth magnetic field for 0- and X-modes 36 2.12 Normalized geometry for ionospheric communication computations 39 2.13 Transmission curves for 500 km range 40 2.14 Transmission curves for 1000 km range 41 2.15 Transmission curves for 1500 km range 41 2.16 Transmission curves overlaid with ionogram trace 42 2.17 . Canonical multipath geometry 43 2.18 VOACAP example showing CHU signal level at Lexington, Massachusetts 45 ix