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Demographic Research Monographs Th omas K. Burch Model-Based Demography Essays on Integrating Data, Technique and Th eory Demographic Research Monographs A Series of the Max Planck Institute for Demographic Research Editor-in-chief JamesW.Vaupel MaxPlanckInstituteforDemographicResearch Rostock,Germany Moreinformationaboutthisseriesathttp://www.springer.com/series/5521 Thomas K. Burch Model-Based Demography Essays on Integrating Data, Technique and Theory ThomasK.Burch DepartmentofSociology andPopulationResearchGroup UniversityofVictoria Victoria,BC,Canada ISSN1613-5520 ISSN2197-9286 (electronic) DemographicResearchMonographs ISBN978-3-319-65432-4 ISBN978-3-319-65433-1 (eBook) DOI10.1007/978-3-319-65433-1 LibraryofCongressControlNumber:2017951857 ©TheEditor(s)(ifapplicable)andTheAuthor(s)2018.Thisbookispublishedopenaccess. Open Access This book is licensed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license and indicateifchangesweremade. Theimagesorotherthirdpartymaterialinthisbookareincludedin thebook’sCreativeCommons license,unlessindicatedotherwiseinacreditlinetothematerial.Ifmaterialisnotincludedinthebook’s CreativeCommonslicenseandyourintendeduseisnotpermittedbystatutoryregulationorexceedsthe permitteduse,youwillneedtoobtainpermissiondirectlyfromthecopyrightholder. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexempt fromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationinthis book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained hereinor for anyerrors oromissionsthat may havebeenmade. Thepublisher remainsneutralwith regardtojurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. Printedonacid-freepaper ThisSpringerimprintispublishedbySpringerNature TheregisteredcompanyisSpringerInternationalPublishingAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland For my wife, Karen Halling Burch, and in memory of my son, Thaddeus J. Burch Preface Thepapersinthiscollection–mostofthempreviouslypublished–arethefruitsof anintellectualodysseyoverthelastdecadesofmycareerasasociologist/demog- rapher. Beginning in the late 1980s, longstanding questions about the status of demographyasasciencecametothesurface,andIbegantopursuethemactively. Lookingback,IrealizethatatsomepointIbecamelessademographerandmorea demography critic – cf. art critic or music critic – and an amateur philosopher of science. Mycentralconcernhasbeenwiththeroleandstatusoftheoryindemography. For some, it was enough that demography did rigorous analysis of data using standard demographic and statistical techniques, notably emerging methods of multivariate analysis as applied to micro-data files. Theoretical explanations and modelsofbehavioralprocessesoftenwerelefttootherdisciplines.Beckerandthe microeconomistshadbecometheleadingtheoristsofdemographicbehavior,while social demographers made relatively little systematic use of the large fund of relevanttheoryfromsociology,socialpsychology,andculturalanthropology. Microeconomictheoryenjoyedwidespreadacceptance,ifnotconsensus,among economists. And it was stated in clear, unambiguous form, often mathematically. Social-behavioral theory, by contrast, was formulated with less rigor, in loose verbalform,andcommandednothingapproachingconsensus. Asagraduatestudentinsociologyanddemographyinthelate1950s,Ihadtaken several excellent courses on social theory and cultural anthropology (Wilbert Moore; Marion J. Levy, Jr.; and Melvin Tumin) and trained in demography and statistics with leaders in the field – Frank Notestein, Ansley Coale, and Frederick Stephan. But there was little integration. My dissertation was a largely technical work on measurement of internal migration, with virtually no behavioral content andnotheory.Someofmysociologyprofessorsweredismayed.Mydemography andstatisticsprofessorsweresatisfiedifnotecstatic.AsIpursuedmycareer,Ilived thisschizoidlifeasanempiricaldemographerwithaninterestintheory–asmall exampleofthesplitbetweentheoryandempiricalresearchfamouslydescribedby Robert Merton (1957). With a primary commitment to demography, my vii viii Preface relationshiptotheory,likethatofthediscipline,wascharacterizedbyambivalence andmalaise. Inreviewingthedevelopmentofmythinkingonthesematters,Icansingleout three works as crucial. Robert Hanneman’s Computer-Assisted Theory Building: Modeling Dynamic Social Systems (1988) provided a detailed introduction to dynamic systems modeling as a potential theoretical tool for demographers and other empirical social scientists. It promised rigor in the statement and manipula- tionoftheoreticalmodels–includingcomplexdynamicmodelswithfeedbacksand delays – and reoriented thinking away from comparative statics and equilibrium toward process and change. To this day, I remain puzzled why social scientists, includingdemographers,havemadesolittleuseofthispowerfulanalytictool. Anearlierwork–discoveredmuchlaterandbyaccident –wasExplanationin SocialScience:ASystemParadigmbyEugeneMeehan,apoliticalscientist(1968). Meehan provided a convincing critique of logical positivism as a dead-end approachtosocialscienceandsetforthapracticalalternativeinvolving‘systems’ – roughly equivalent to theoretical models. He also insisted on the importance of purpose or aim, as well as logical consistency with data, in evaluating models. A modelwell-suitedtoonepurposemaynotbeadequateforanother. Ronald Giere’s Science Without Laws (1999) appeared to me to support Meehan’s general approach, while placing it in the context of late twentieth- centuryphilosophyofscience.Accessibletothenonprofessionalphilosopher,this workarguesthatthemodel,notthelaw,isthecentralelementinscience.Models arenot‘true’inanystrongsenseofthatword.Theysimplyfitsomeportionofthe real world closely enough in certain respects to make them useful for certain purposes.Atbest,theyembody‘realismwithouttruth.’ Takentogether,theseworksconvincedmethatdemographyhadmoreandbetter theorythangenerallyrecognizedandpointedthewaytowardfruitfulsystematiza- tionandcodification.Demographycouldbeafull-fledgeddiscipline,withitsample foundationofempiricaldataandtechniquebalancedbyarichbodyoftheory. Fromtimetotime,IhavewonderedwhetherIhadtouchedbottomwithrespect to the philosophical and methodological issues involved in demography as a science. Eventually, I realized there probably is no bottom. Professional students of science – philosophers, sociologists of science, and cognitive psychologists – disagreeonmanypoints.ItisnotlikelythatIwouldbeablebeatthemattheirown game and come up with a definitive view on science. I agree with Paul Teller (2001), who has warned against ‘the perfect model model’ of science, and with Samir Okasha who writes:‘Like mostphilosophical questions, these questions do not admit of final answers, but in grappling with them we learn much about the natureandlimitsofscientificknowledge’(2002,p.39). Inanycase,Iamconvincedthatthemodel-basedviewofscienceasdeveloped by Giere and others has much to offer demography as a liberating view of demo- graphic theory. Its acceptance and routine application to our work could lead to a richcollection–atoolkit–ofusefultheoreticalmodels,general,middlerange,and Preface ix “low range.” As noted above, we can achieve a better balance among data, technique,andtheoryandbecomeacompletescienceofhumanpopulation.1 Even after a career of nearly 60 years in demography, however, I may be presumptuous tositinjudgmenton the disciplineandtosuggestdirectionsfor its futuredevelopment.ButIhavebeenencouragedbymanyotherdemographerswho, overtheyears,haveexpressedtheirconcernforthecharacterandstatusofthefield, theirlingeringfeelingthatsomethingwasmissing.Itseemstomethatthemodel- based approach toscience willencourage andenable us toprovidewhat has been missing,notablyacarefullycraftedbodyoftheory. But just as there is no perfect model in science, there is no perfect model of science. And I am not a philosopher of science nor familiar with the practice and accomplishmentsofallthesciences,social,behavioral,biological,andphysical.I candonobetterthantoclosewithaquotefromE.O.Wilson.InthePrefacetoOn Human Nature, in which he argues for the usefulness of evolutionary biology for understandinghumanbehavior,hecomments:“Imighteasilybewrong”(p.x).But itwillbeenoughifthisworkpromotesalivelydiscussionofwhatdemographyis andmightbecome. As lightly edited versions of papers written at different times and in different contexts, many of the following chapters repeat central ideas, for example, the contrastsbetweenlogicalempiricismandthemodel-basedapproachtoscience,or theideathatmuchof‘technical’demographycanbeviewedastheory.Sometimes, this repetition may seem unnecessary. But it has the advantage that chapters are freestanding,sothatthereadercanreadlaterchapterswithouthavingreadallthat preceded. Victoria,BC ThomasK.Burch Canada References Giere,R.N.(1999).Sciencewithoutlaws.Chicago:UniversityofChicagoPress. Hanneman, R. (1988). Computer-Assisted theory building: Modeling dynamics social systems. NewburyPark:SagePublications. Meehan,E.(1968).Explanationinsocialscience:Asystemparadigm.Homewood:TheDorsey Press. Okasha,S.(2002).Philosophyofscience:Averyshortintroduction.Oxford:OxfordUniversity Press. Teller,P.(2001).Twilightoftheperfectmodelmodel.Erkenntnis,55,393–415. Wilson,E.O.(1978).Onhumannature.CambridgeMA:HarvardUniversityPress. 1Adoptionofamodel-basedviewofsciencehastheaddedadvantageofencouragingcooperation andsynthesisacrossdisciplines.Idevelopthisthoughtin:“Themodel-basedviewofscience:an encouragementtointerdisciplinarywork.”21stCenturySociety1(June2006)39–58.Iwasunable toobtainpermissiontorepublishinthisopen-sourcecollection. Acknowledgments IbeginbyacknowledgingthesupportofJimVaupel,FoundingDirectoroftheMax Planck Institute for Demographic Research, without whom this book would not be. Many years ago, he expressed interest in my work and urged me to bring it togetherasabookormonograph.InacasualconversationattheRostockerRing,in September 2015, Ivoiced regret that I had never followed through on his sugges- tion.Hisreply:‘It’snottoolate.’Thusendedmyretirementforawhile. FransWillekens,alsoat MaxPlanck,worked outthecontractual arrangements with the institute and regularly reassured me of the value of the project to the discipline.Givenmyage,Ihadsomedoubtsabouttakingonasubstantialeditorial/ writing project. But it was clear to me that if Jim Vaupel and Frans Willekens thoughtitworthwhile,itwasworththetimeandeffort. UponFransWillekens’retirementfromMaxPlanck,AndreSchmandketookup the administrative tasks and helped negotiate a contract with Springer-Verlag. Further negotiations with Springer-Verlag went smoothly thanks to the prompt, clear, and helpful communications from Evelien Bakker and Bernadette Deelen. CarolHamill(Victoria,BC)constructedtheindex;herworkremindedmewhyit’s generallyagoodideatogotoaprofessional. In 1993, in the early stages of this project, I had the privilege of spending a stimulatingsabbaticaltermintheDepartmentofDemography,UniversityofRome (LaSapienza),attheinvitationofAntonellaPinelli.GraziellaCaselli,ofthesame department, would later encourage my work on the model-based approach to teaching demography by invitations to present at two International Union for the Scientific Study of Population (IUSSP) meetings on the subject, with papers later publishedinGenusunderhereditorship(seeChaps.11and12). During her tenure as Director of the Center for Studies in Demography and Ecology, University of Washington, Martina Morris invited me to become a Regional Affiliate of the center and encouraged my participation in a year-long seriesofseminaroncomputermodelingandsimulation.Itwasduringvisitstothe CSDEthatIfirstbecameawareofAdrianRaftery’spapersonthe“twoculturesof xi

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