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P1:TIX/XYZ P2:ABC JWST087-FM JWST087-Patzold August19,2011 21:35 PrinterName:YettoCome MOBILE RADIO CHANNELS P1:TIX/XYZ P2:ABC JWST087-FM JWST087-Patzold August19,2011 21:35 PrinterName:YettoCome MOBILE RADIO CHANNELS Second Edition MatthiasPa¨tzold UniversityofAgder,Norway A John Wiley & Sons, Ltd., Publication P1:TIX/XYZ P2:ABC JWST087-FM JWST087-Patzold August19,2011 21:35 PrinterName:YettoCome Thiseditionfirstpublished2012 ©2012JohnWiley&Sons,Ltd Registeredoffice JohnWiley&SonsLtd,TheAtrium,SouthernGate,Chichester,WestSussex,PO198SQ,UnitedKingdom Fordetailsofourglobaleditorialoffices,forcustomerservicesandforinformationabouthowtoapplyfor permissiontoreusethecopyrightmaterialinthisbookpleaseseeourwebsiteatwww.wiley.com. TherightoftheauthortobeidentifiedastheauthorofthisworkhasbeenassertedinaccordancewiththeCopyright, DesignsandPatentsAct1988. Allrightsreserved.Nopartofthispublicationmaybereproduced,storedinaretrievalsystem,ortransmitted,inany formorbyanymeans,electronic,mechanical,photocopying,recordingorotherwise,exceptaspermittedbytheUK Copyright,DesignsandPatentsAct1988,withoutthepriorpermissionofthepublisher. Wileyalsopublishesitsbooksinavarietyofelectronicformats.Somecontentthatappearsinprintmaynotbe availableinelectronicbooks. Designationsusedbycompaniestodistinguishtheirproductsareoftenclaimedastrademarks.Allbrandnamesand productnamesusedinthisbookaretradenames,servicemarks,trademarksorregisteredtrademarksoftheir respectiveowners.Thepublisherisnotassociatedwithanyproductorvendormentionedinthisbook.This publicationisdesignedtoprovideaccurateandauthoritativeinformationinregardtothesubjectmattercovered.Itis soldontheunderstandingthatthepublisherisnotengagedinrenderingprofessionalservices.Ifprofessionaladvice orotherexpertassistanceisrequired,theservicesofacompetentprofessionalshouldbesought. MATLAB®isatrademarkofTheMathWorks,Inc.andisusedwithpermission.TheMathWorksdoesnotwarrant theaccuracyofthetextorexercisesinthisbook.Thisbook’suseordiscussionofMATLAB®softwareorrelated productsdoesnotconstituteendorsementorsponsorshipbyTheMathWorksofaparticularpedagogicalapproachor particularuseoftheMATLAB®software. LibraryofCongressCataloging-in-PublicationData Pa¨tzold,Matthias,professorofmobilecommunications. Mobileradiochannels/MatthiasPa¨tzold.–2nded. p.cm. Includesbibliographicalreferencesandindex. ISBN978-0-470-51747-5(cloth) 1.Mobilecommunicationsystems. 2.Radiowavepropagation. 3.Radioresourcemanagement (Wirelesscommunications). I.Title. TK5103.2.P3852012 621.3845–dc23 2011015882 AcataloguerecordforthisbookisavailablefromtheBritishLibrary. PrintISBN:978-0-470-51747-5 ePDFISBN:978-1-119-97412-3 oBookISBN:978-1-119-97411-6 ePubISBN:978-1-119-97525-0 MobiISBN:978-1-119-97526-7 Typesetin10/12ptTimesbyAptaraInc.,NewDelhi,India P1:TIX/XYZ P2:ABC JWST087-FM JWST087-Patzold August19,2011 21:35 PrinterName:YettoCome Contents PrefacetotheSecondEdition xi ListofAcronyms xv ListofSymbols xix 1 Introduction 1 1.1 TheEvolutionofMobileRadioSystems 1 1.2 BasicKnowledgeofMobileRadioChannels 8 1.3 StructureofthisBook 12 2 RandomVariables,StochasticProcesses,andDeterministicSignals 17 2.1 RandomVariables 17 2.1.1 BasicDefinitionsofProbabilityTheory 17 2.1.2 ImportantProbabilityDensityFunctions 24 2.1.3 FunctionsofRandomVariables 35 2.2 StochasticProcesses 37 2.2.1 StationaryProcesses 40 2.2.2 ErgodicProcesses 42 2.2.3 Level-CrossingRateandAverageDurationofFades 43 2.2.4 LinearSystemswithStochasticInputs 45 2.3 DeterministicSignals 48 2.3.1 DeterministicContinuous-TimeSignals 48 2.3.2 DeterministicDiscrete-TimeSignals 50 2.4 FurtherReading 52 Appendix2.A DerivationofRice’sGeneralFormulafortheLevel-CrossingRate 52 3 RayleighandRiceChannels 55 3.1 SystemTheoreticalDescriptionofMultipathChannels 56 3.2 FormalDescriptionofRayleighandRiceChannels 61 3.3 ElementaryPropertiesofRayleighandRiceChannels 62 3.3.1 AutocorrelationFunctionandSpectrumoftheComplexEnvelope 62 3.3.2 AutocorrelationFunctionandSpectrumoftheEnvelope 65 3.3.3 AutocorrelationFunctionandSpectrumoftheSquaredEnvelope 67 P1:TIX/XYZ P2:ABC JWST087-FM JWST087-Patzold August19,2011 21:35 PrinterName:YettoCome vi Contents 3.4 StatisticalPropertiesofRayleighandRiceChannels 69 3.4.1 ProbabilityDensityFunctionoftheEnvelopeandthePhase 70 3.4.2 ProbabilityDensityFunctionoftheSquaredEnvelope 72 3.4.3 Level-CrossingRateandAverageDurationofFades 73 3.4.4 TheStatisticsoftheFadingIntervalsofRayleighChannels 77 3.5 FurtherReading 84 Appendix3.A DerivationoftheJakesPowerSpectralDensityandthe CorrespondingAutocorrelationFunction 84 Appendix3.B DerivationoftheAutocorrelationFunctionoftheEnvelope 88 Appendix3.C DerivationoftheAutocovarianceSpectrumoftheEnvelopeUnder IsotropicScatteringConditions 90 Appendix3.D DerivationoftheLevel-CrossingRateofRiceProcesseswith DifferentSpectralShapesoftheUnderlyingGaussianRandom Processes 91 4 IntroductiontoSum-of-SinusoidsChannelModels 95 4.1 PrincipleofDeterministicChannelModelling 96 4.2 ElementaryPropertiesofDeterministicSum-of-SinusoidsProcesses 102 4.3 StatisticalPropertiesofDeterministicSum-of-SinusoidsProcesses 107 4.3.1 ProbabilityDensityFunctionoftheEnvelopeandthePhase 108 4.3.2 Level-CrossingRateandAverageDurationofFades 115 4.3.3 StatisticsoftheFadingIntervalsatLowSignalLevels 120 4.3.4 StationarityandErgodicityofSum-of-SinusoidsProcesses 122 4.4 ClassesofSum-of-SinusoidsProcesses 123 4.5 BasicsofSum-of-CisoidsChannelModels 126 4.5.1 ElementaryPropertiesofStochasticSum-of-CisoidsProcesses 127 4.5.2 ProbabilityDensityFunctionoftheEnvelopeandPhase 129 4.6 CriteriaforthePerformanceEvaluation 135 4.7 FurtherReading 135 Appendix4.A DerivationoftheAutocorrelationFunctionoftheSquaredEnvelope ofComplexDeterministicGaussianProcesses 136 Appendix4.B DerivationoftheExactSolutionoftheLevel-CrossingRateandthe AverageDurationofFadesofDeterministicRiceProcesses 137 5 ParametrizationofSum-of-SinusoidsChannelModels 149 5.1 MethodsforComputingtheDopplerFrequenciesandGains 151 5.1.1 MethodofEqualDistances(MED) 151 5.1.2 Mean-Square-ErrorMethod(MSEM) 157 5.1.3 MethodofEqualAreas(MEA) 162 5.1.4 MonteCarloMethod(MCM) 170 5.1.5 JakesMethod(JM) 178 5.1.6 L -NormMethod(LPNM) 189 p 5.1.7 MethodofExactDopplerSpread(MEDS) 201 5.1.8 RandomizedMethodofExactDopplerSpread(RMEDS) 205 5.1.9 MethodofExactDopplerSpreadwithSetPartitioning(MEDS-SP) 207 P1:TIX/XYZ P2:ABC JWST087-FM JWST087-Patzold August19,2011 21:35 PrinterName:YettoCome Contents vii 5.2 MethodsforComputingthePhases 212 5.3 FadingIntervalsofDeterministicRayleighProcesses 214 5.4 ParametrizationofSum-of-CisoidsChannelModels 222 5.4.1 ProblemDescription 222 5.4.2 ExtendedMethodofExactDopplerSpread(EMEDS) 222 5.4.3 L -NormMethod(LPNM) 224 p 5.4.4 GeneralizedMethodofEqualAreas(GMEA) 225 5.4.5 PerformanceAnalysis 228 5.5 ConcludingRemarksandFurtherReading 234 Appendix5.A AnalysisoftheRelativeModelErrorbyUsingtheMonteCarlo Method 236 Appendix5.B ProofoftheConvergenceoftheSampleMeanAutocorrelation FunctionbyUsingtheMEDS-SP 238 Appendix5.C ProofoftheConditionforUncorrelatedInphaseandQuadrature ComponentsofSOCProcesses 239 6 Frequency-NonselectiveChannelModels 241 6.1 TheExtendedSuzukiProcessofTypeI 243 6.1.1 ModellingandAnalysisofShort-TermFading 243 6.1.2 ModellingandAnalysisofLong-TermFading 254 6.1.3 TheStochasticExtendedSuzukiProcessofTypeI 257 6.1.4 TheDeterministicExtendedSuzukiProcessofTypeI 262 6.1.5 ApplicationsandSimulationResults 265 6.2 TheExtendedSuzukiProcessofTypeII 268 6.2.1 ModellingandAnalysisofShort-TermFading 269 6.2.2 TheStochasticExtendedSuzukiProcessofTypeII 279 6.2.3 TheDeterministicExtendedSuzukiProcessofTypeII 283 6.2.4 ApplicationsandSimulationResults 287 6.3 TheGeneralizedRiceProcess 290 6.3.1 TheStochasticGeneralizedRiceProcess 291 6.3.2 TheDeterministicGeneralizedRiceProcess 295 6.3.3 ApplicationsandSimulationResults 298 6.4 TheModifiedLooModel 300 6.4.1 TheStochasticModifiedLooModel 300 6.4.2 TheDeterministicModifiedLooModel 311 6.4.3 ApplicationsandSimulationResults 317 6.5 ModellingofNonstationaryLandMobileSatelliteChannels 319 6.5.1 Lutz’sTwo-StateChannelModel 320 6.5.2 M-StateChannelModels 322 6.5.3 ModellingofNonstationaryReal-WorldLMSChannels 323 7 Frequency-SelectiveChannelModels 335 7.1 TheEllipseModelofParsonsandBajwa 336 7.2 SystemTheoreticalDescriptionofFrequency-SelectiveChannels 338 P1:TIX/XYZ P2:ABC JWST087-FM JWST087-Patzold August19,2011 21:35 PrinterName:YettoCome viii Contents 7.3 Frequency-SelectiveStochasticChannelModels 342 7.3.1 CorrelationFunctions 342 7.3.2 TheWSSUSModelAccordingtoBello 344 7.3.3 TheCOST207ChannelModels 352 7.3.4 TheHIPERLAN/2ChannelModels 358 7.4 Frequency-SelectiveSum-of-SinusoidsChannelModels 358 7.4.1 SystemFunctionsofSum-of-SinusoidsUncorrelatedScattering (SOSUS)Models 358 7.4.2 CorrelationFunctionsandPowerSpectralDensitiesof SOSUSModels 364 7.4.3 DelayPowerSpectralDensity,DopplerPowerSpectralDensity, andCharacteristicQuantitiesofSOSUSModels 368 7.4.4 DeterminationoftheModelParametersofSOSUSModels 372 7.4.5 SimulationModelsfortheCOST207ChannelModels 376 7.5 MethodsforModellingofGivenPowerDelayProfiles 378 7.5.1 ProblemDescription 379 7.5.2 MethodsfortheComputationoftheDiscretePropagationDelaysand thePathGains 381 7.5.3 ComparisonoftheParameterComputationMethods 391 7.5.4 ApplicationstoMeasuredPowerDelayProfiles 393 7.6 PerfectModellingandSimulationofMeasuredWidebandMobileRadio Channels 396 7.6.1 TheSum-of-CisoidsUncorrelatedScattering(SOCUS)Model 396 7.6.2 ThePrincipleofPerfectChannelModelling 403 7.6.3 ApplicationtoaMeasuredWidebandIndoorChannel 404 7.7 FurtherReading 406 Appendix7.A SpecificationoftheL-PathCOST207ChannelModels 409 Appendix7.B SpecificationoftheL-PathHIPERLAN/2ChannelModels 413 8 MIMOChannelModels 417 8.1 TheGeneralizedPrincipleofDeterministicChannelModelling 418 8.2 TheOne-RingMIMOChannelModel 421 8.2.1 TheGeometricalOne-RingScatteringModel 422 8.2.2 TheReferenceModelfortheOne-RingMIMOChannelModel 423 8.2.3 SimulationModelsfortheOne-RingMIMOChannelModel 429 8.2.4 ParameterComputationMethods 433 8.2.5 PerformanceEvaluation 434 8.2.6 SimulationResults 436 8.3 TheTwo-RingMIMOChannelModel 438 8.3.1 TheGeometricalTwo-RingScatteringModel 439 8.3.2 TheReferenceModelfortheTwo-RingMIMOChannelModel 440 8.3.3 SimulationModelsfortheTwo-RingMIMOChannelModel 445 8.3.4 IsotropicandNon-IsotropicScatteringScenarios 449 8.3.5 ParameterComputationMethods 451 P1:TIX/XYZ P2:ABC JWST087-FM JWST087-Patzold August19,2011 21:35 PrinterName:YettoCome Contents ix 8.4 TheEllipticalMIMOChannelModel 457 8.4.1 TheGeometricalEllipticalScatteringModel 458 8.4.2 TheReferenceModelfortheEllipticalMIMOChannelModel 459 8.4.3 SimulationModelsfortheEllipticalMIMOChannelModel 463 8.4.4 ModelExtensions 466 8.5 FurtherReading 469 Appendix8.A ProofofErgodicity 472 9 High-SpeedChannelSimulators 475 9.1 Discrete-TimeDeterministicProcesses 476 9.2 RealizationofDiscrete-TimeDeterministicProcesses 478 9.2.1 Look-UpTableSystem 478 9.2.2 MatrixSystem 481 9.2.3 ShiftRegisterSystem 483 9.3 PropertiesofDiscrete-TimeDeterministicProcesses 484 9.3.1 ElementaryPropertiesofDiscrete-TimeDeterministicProcesses 484 9.3.2 StatisticalPropertiesofDiscrete-TimeDeterministicProcesses 491 9.4 RealizationComplexityandSimulationSpeed 500 9.5 ComparisonoftheSum-of-SinusoidsMethodwiththeFilterMethod 502 9.6 FurtherReading 505 10 SelectedTopicsinMobileRadioChannelModelling 507 10.1 DesignofMultipleUncorrelatedRayleighFadingWaveforms 507 10.1.1 ProblemDescription 508 10.1.2 GeneralizedMethodofExactDopplerSpread(GMEDS ) 511 q 10.1.3 RelatedParameterComputationMethods 516 10.1.4 TheEffectofFiniteSimulationTimeontheCross-Correlation Properties 518 10.1.5 FurtherReading 520 10.2 SpatialChannelModelsforShadowFading 521 10.2.1 TheReferenceModelforShadowFading 522 10.2.2 TheSimulationModelforShadowFading 523 10.2.3 CorrelationModelsforShadowFading 527 10.2.4 FurtherReading 535 10.3 FrequencyHoppingMobileRadioChannels 536 10.3.1 TheReferenceModelforFrequencyHoppingChannels 536 10.3.2 TheSimulationModelforFrequencyHoppingChannels 538 10.3.3 PerformanceAnalysis 540 10.3.4 SimulationResults 544 10.3.5 FurtherReading 544 Appendix10.ADerivationoftheSpatialAutocorrelationFunctionofLognormal Processes 545 Appendix10.BDerivationoftheLevel-CrossingRateofSpatialLognormal Processes 546 P1:TIX/XYZ P2:ABC JWST087-FM JWST087-Patzold August19,2011 21:35 PrinterName:YettoCome x Contents Appendix10.CDerivationoftheLevel-CrossingRateofSum-of-Sinusoids ShadowingSimulators 546 Appendix10.DApplicationoftheMethodofEqualAreas(MEA)onthe GudmundsonCorrelationModel 548 Appendix10.EDerivationoftheTime-FrequencyCross-CorrelationFunctionof FrequencyHoppingChannels 549 Appendix10.F ParametrizationofFrequencyHoppingChannelSimulators 551 References 553 Index 571 P1:TIX/XYZ P2:ABC JWST087-Preface JWST087-Patzold August1,2011 10:27 PrinterName:YettoCome Preface to the Second Edition Withthisbookatyourfingertips,you,thereader,andIhavesomethingincommon.Weshare thesameinterestinmobileradiochannels.Thisareaattractedmyinterestfirstinautumn1992 whenImovedfromindustrytoacademiatofindachallengeinmylifeandtopursueascientific career. Since then, I consider myself as a student of the mobile radio channel who lives for modelling,analyzing,andsimulatingthem.Whilethefirsteditionofthisbookresultedfrom myteachingandresearchactivitiesattheTechnicalUniversityofHamburg-Harburg(TUHH), Germany,thepresentsecondeditionisentirelyanoutcomeofmyworkattheUniversityof Agder,Norway. Tosharemypassionwiththereader,myobjectivewastowriteacomprehensivebookthat beginswiththebasicsandmovesgraduallytoadvancedresearchtopics.Thismakesthepresent edition of interest to beginners and experts alike. It is addressed especially to mobile radio engineers, telecommunication engineers, and physicists working in industry or in research institutesintherapidlygrowingwirelessandmobilecommunicationsmarket.Inadditionto that, it is also suitable for experts who have a professional interest in subjects dealing with mobileradiochannelissues.Last,butnotleast,thisbookisalsoaddressedtoMaster’sstudents specializinginmobileradiocommunications. The study of this book assumes prior basic knowledge of statistics and systems theory. Master’sstudentsingeneralhavesufficientbackgroundknowledgeintheseareas.Tosimplify comprehension,allfundamentalmathematicaltools,whicharerelevantfortheobjectivesof this book, are recapitulated at the beginning. Starting from this basic knowledge, nearly all statements made in this book are derived in detail, so that a high degree of mathematical transparency and explicitness can be achieved. Thanks to sufficient guidance and help, it is guaranteed that the interested reader can verify the results with reasonable effort. Longer derivationsinterruptingtheflowofthetexthavebeenrelegatedtotheappendices.Muchem- phasishasbeenplacedontheconfirmationofthetheoreticalresultsbynumericalsimulations. To illustrate the theoretical and experimental results, a large number of figures have been included. Their multiple interpretations and meanings enrich the reader’s understanding of thetext.Theuseofabbreviationshasingeneralbeenavoided,whichinmyexperienceeases readabilityconsiderably.Furthermore,alargenumberofreferencesareprovidedleadingthe readertofurthersourcesforthealmostinexhaustibletopicofmobileradiochannelmodelling. (cid:2) AhugesetofselectedMATLABR -programsforsimulatingandanalyzingthemobileradio channel models has been made available for free downloading at the companion website www.wiley.com/go/paetzold.Theyprovidevaluablesupportinsimulatingthechannelmodels andgivepracticalguidelinesforapplyingthepowerfulanalysistoolsdescribedinthebook.

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