DOCUMENT RESUME ED 284 143 CG 020 076 AUTHOR Steadman, Henry J.; And Others TITLE Developing Jail Mental Health Services: Practice and Principles. SPONS AGENCY National Inst. of M-ltal Health (DHHS), Rockville, MD. REPORT NO MIS-ADM-86-3458 PUB DATE 86 GRANT R01-MH35241 NOTE 156p. AVAILABLE FROM Superintendent of Documents, U.S Government Printing Office, Washington, DC 20402. PUB TYPE Reports - Research/Technical (143 EDRS PRICE MF01/PC07 Plus Postage. DESCRIPTORS Conflict; *Correctional Institutions, *Correctional Rehabilitation; Delivery Systems; Institutional Cooperation; Institutional Personnel; *Mental Hedlth Programs; *Prisoners; *Program Development; Program Effectiveness; *Theory Practice Relationship ABSTRACT This document presents findings from a study conducted to examine the relationships between jails which were represented at the 1978 Special National Workshop on Mental Health Services in Local Jails and the various components of their local mental health systems. Chapter I explains the origins and scope of the study, describes the sample of 33 jails located in 26 states and methods of data collection, and provides an overview of monograph goals. Chapter II presents a distillation and review of current standards for jail mental health services as promulgated by different professional associations. Chapter III describes mental health services that were available in study sites at the time of initial field work. Four distinctive approaches to service delivery are identified and capsule profiles of each type are included. Chapter IV analyzes responses to survey questions dealing with thP perceived effectiveness of various organizational arrangements for providing inmate mental health services on study sites. Chapter V focuses on the frequency and scope of staff conflict among mental health and correctional personnel in study sites. Chapter VI addresses subsequent developments and changes made at study sites in the 12 to 18 months following initial site visits. Chapter VII presents a summary and conclusions concerning study findings and their implications for mental health program planning for local jails. Lists of references, cases cited, and participating sites are included. (NB) *********************************************************************** * Reproductions supplied by EDRS are the best that * can be made * from the original document. * *********************************************************************** .. ' :....:wo, Developiq Jail Mental Health Services: Practice and Principles Henry J. Steadman Dennis W. McCarty Joseph P. Morrissey US. DEPARTMENT OF HEALTH AND HUMAN SERVICES Public Health Service Alcohol, Drug Abuse, and Mental Health Adminiesation National Institute of Mental Health 5600 Fishers Lane Rockville, Maryland 20857 3 DEVELOPING JAIL MENTAL HEALTH SERVICES: PRACTICE AND PRINCIPLES Henry J. Steadman, Dennis W. McCarty, and Joseph P. Morrissey Bureau of Evaluation Research New York State Office of Mental Health 44 Holland Avenue Albany, New York 12229 For sale by the Superintendent of Documents, U.S. Government Printing Office ac. Washington. 20402 This document `was prepared under research grant ROI MH35241 from the National Institute of Mental Health. All material appearing in this volume is in the public domain and may be reproduced or copied without permission from the Institute or the authors. Citation of the source is appreciated. Library of Congress catalog card number 86-600577. OHHS Publication No. (ADM)86-1458 Printed 1986 5 CONTENTS Page FOREWORD vii PREFACE ix THE JAIL IN A POST-DEIN3TITU- I. TIONALIZATION ERA 1 Origins and Scope of the Study 5 Study Sample 6 Data Collection 7 Overview of Monograph Goals 8 II. DEVELOPING SERVICES VERSUS GENERATING STANDARDS 15 What Is a Jail? 15 The Genesis of Jail Mental Health Standards 17 Correctional Mental Health Care Standards 21 Ad ministration 21 Staffing and Professional Development 24 Identification and Management of Mentally Ill Inmates 26 The Use of Standards to Develop Jail Mental Health Services 30 III. VARIETIES OF JAIL MENTAL HEALTH PROGRAMS 37 Criteria for Jail Mental Health Services 37 Distribution of Service Components 41 Major Approaches to Jail Mental Health Programs 43 Ad Hoc Approach 43 Identification Approach 48 identification and Treatment Approach 52 Comprehensive Approach 58 Summary 63 6 Page IV. EFFECTIVENESS OF JAIL MENTAL HEALTH PROGRAMS: AN INTERORGANIZATIONAL ASSESSMENT 65 Interorganizational Perspectives on Service Delivery 65 Measu rem ent 69 Interagency Conflict 72 Program Effectiveness 73 Safety Goals 73 Service Goals 74 Compatibility of Safety and Service Goals 75 Discussion 78 V. SCOPE AND FREQUENCY OF CONFLICT BETWEEN MENTAL HEALTH AND COR- RECTIONAL STAFF 83 Prior Research on Custody-Therapy Conflict 83 Measurement 87 Issues Producing Staff Conflict 90 Discussion 91 VI. FACTORS CONTRIBUTING TO THE SURVIVAL AND DEVELOPMENT OF JAIL MENTAL HEALTH PROGRAMS 97 Changes in Staff and Service Providers 98 Program Development 101 Small Jails 101 Medium-Size Jails 102 Large Jails 104 Changes in Specific Services 105 Litigation and jail Mental Health Programs 109 Summary 112 VII. PRINCIPLES FOR PLANNING JAIL MENTAL HEALTH PROGRAMS 113 Planning Principles 114 A Regional Mental Health Approach? 131 Implications for Practice and Research 133 7 iv Page REFERENCES 135 CASES CITED 145 APPENDIX: List of Participating Sites 146 FOREWORD Many policy changes at the interface of the legal and mental health systems have had an impact on local jails in the past quarter of a century. The deinstitutionalization of State mental hospitals, the use of more restrictive civil com- mitment standards, am, the issuance of court-ordered mini- mum standards for medical and mental health services are illustrative of these far-reaching developments. Yet little empirizal research has been carried out on the short- and long-term effects of these changes on local jail operations. It is unclear, for example, whether these changes have led to significant increases in the number of mentally disordered persons confined in local jails (although this does not appear to be the case in many instances) or whether they have simply fostered a greater awareness of what was already a long-standing problem. Nevertheless, the available data on prevelance rates of severe mental disorders in local jails clearly suggest that mentally ill inmates constitute a sig- nificant population in need of mental health services. Even though the provision of mental health services to jail inmates is a critical need, little research has been conducted on the structure and operation of existing jail and mental health interfaces in the United States. As an unfor- tunate consequence, very little is known about alternative ways to deliver jail mental health services and their compar- ative advantages and disadvantages. This monograph, which reports on research undertaken to develop an information base on current practices in jail mental health services, is an effort to address this glaring need. Folio wing the first "Special National Workshop on Mental Health Services in Local Jails" sponsored by three Federal agencies and held in September 1978, Dr. Henry Steadman and his colleagues at the New York State Office of Mental Health examined the relationships among the jails represented at the conference and the various components of their local mental health systems; this study was supported by a research grant from the National Institute of Mental Health. By employing an interorganizational framework, the study was specifically designed to delineate the range of ap- proaches followed by these jails in developing mental health services for inmates, the availability and extent of linkages with community mental health services, the relative effec- tiveness of the identified program approaches, and the vii factors that seemed to influence and sustain program development. We are pleased to make this monograph available to a wide audience of mental health and correctional adminis- trators, program planners, and policymakers, and hope that it will provide useful information as well as aid in the de- livery of improved mental health services to jail inmates. I would also like to express sincere appreciation and thanks to the jail and local mental health facility staffs who participated in this study. Saleem A. Shah, Ph.D. Chief, Antisocial and Violent Behavior Branch National Institute of Mental Health 1 0 viii
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