MINDFULNESS MEDITATION: AN INTEGRATION OF PERSPECTIVES FROM BUDDHISM, SCIENCE AND CLINICAL PSYCHOLOGY A Dissertation Submitted to the Faculty of the California Institute of Integral Studies by Miles I. Neale In Partial Fulfillment Of the Requirements for the Degree of Doctor of Psychology San Francisco, California 2006 CERTIFICATE OF APPROVAL I certify that I have read Mindfulness Meditation: An Integration of Perspectives from Buddhism, Science and Clinical Psychology by Miles I. Neale, and that in my opinion this work meets the criteria for approving a dissertation submitted in partial fulfillment of the requirements for the Doctor of Clinical Psychology degree in Clinical Psychology at the California Institute of Integral Studies. ______________________________________ Denise Scatena, Ph.D. Professor of Psychology Committee Chair ______________________________________ David Lukoff, Ph.D. External Reviewer © 2006 Miles I. Neale Miles Ian Neale Denise Scatena, Ph.D., Committee Chair California Institute of Integral Studies, 2006 MINDFULNESS MEDITATION: AN INTEGRATION OF PERSPECTIVES FROM BUDDHISM, SCIENCE AND CLINICAL PSYCHOLOGY ABSTRACT Mindfulness meditation is a two-and-a-half millennia-old Buddhist spiritual practice that focuses on the development of introspective consciousness. The present research provides a comprehensive, multi- perspective overview and synthesis of the applications and effects of mindfulness meditation. The need for the current study is significant given that recently in the West mindfulness meditation has increasingly been a subject for empirical investigation, as well as a clinical intervention for a wide variety of medical illnesses and psychiatric disorders. The objective of the current study was thus to integrate the traditional Buddhist aspects of mindfulness with findings from contemporary empirical research. In conducting this integration, the theory, application, and effects of mindfulness meditation as described in early Buddhist psychology was reviewed. A comprehensive literature review of the past 50 years of health-related studies was then undertaken to determine the physiological, neurological, and psychological effects of mindfulness iv meditation, as well as its efficacy as a treatment protocol in a clinical context. The specific areas of focus for the literature review included meditation, concentration, mindfulness meditation, mindfulness-based stress reduction (MBSR), mindfulness-based cognitive therapy (MBCT), dialectical behavior therapy (DBT), attentional control, insight meditation, Buddhist meditation, vipassana, and mind/body medicine. Publications of theoretical nature, single case studies, clinical trials, meta-analyses, existing reviews of the literature and scholarly books in the areas of focus were included. In this review significant neuro-biological and clinical evidence to suggest that mindfulness meditation is an effective treatment for a wide range of medical and mental health issues was found and discussed, including points of convergence and mutual relevance between these current Western applications and traditional Buddhist perspectives. It was concluded that there is a need for a greater number of full- scale clinical trials regarding the effects of mindfulness meditation in the clinical context, with an emphasis on more rigorous methodological standards. In addition, it was concluded that Buddhist theory and applications of mindfulness meditation have yet to be sufficiently analyzed and synthesized into Western applications in health-related contexts. v DEDICATION This work is dedicated to my mentor, Dr. Joseph J. Loizzo An ideal introject who rouses my optimal potential. Whose belief in me internalized as a seed of self-confidence. Who guided me into the lineage of the jewel tree refuge. All credit belongs to you, all blame I drive into one! May the adversity I endured during graduate training, Purify my past negativity. And may the merit accrued, Be dedicated to the liberation of all sentient beings. Welcome blade-wheel you have again come full circle! vi AKNOWLEDGMENTS This project was influenced and inspired by several people, whom I would like to acknowledge. I would first like to thank my committee chairperson, Dr. Densie Scatena for her patience and guidance through this challenging dissertation process, and for respecting and fostering my unconventional learning style and interests. Thanks also to my external review member, Dr. David Lukoff, for his thoughtful critique and suggestions that assisted in improving my work, and for his professional contributions to the emergence of spiritual diagnoses and treatments in mainstream psychology. I would like to express my deep appreciation to several Buddhist teachers who blessed me with their wisdom and compassion, including my guru, the late Achariya Godwin Samararatne, with whom I took refuge under the Bodhi tree in Bodh Gaya at age 21. Godwin’s simplicity and delight in teaching loving-kindness and mindfulness provided a propitious entryway into the unbroken legacy of the Buddha and have remained a continuous inspiration throughout this project and my life. My gratitude extends also to my teachers at Tibet House, New York, including Dr. Robert Thurman for his sharp intellect, animated charisma and refined craft in conveying the magnificent jewel of Tibetan Buddhism and Dr. Mark Epstein for his elegant and lucid presentations of the interface between Buddhist meditation and psychotherapy. vii Finally, I am grateful to my parents, Ian and Michele Neale, and my brother Julian for their unconditional acceptance and financial support, as well as to my dear friends Nasli Batliwala, Michael Sheehy, Kemal Arsan, Brooke Radder, Dan Hirshberg and Emily Wolf, for their companionship along this sojourn. None of this would be possible or even worthwhile without them. In our interactions I have glimpsed the dawning of interconnectivity. Continue all to fearlessly fallow the blue light into the life between. viii TABLE OF CONTENTS Abstract…………………………………………………………………iv Dedication………………………………………………………………vii Acknowledgments……………………………………………………...viii Chapter 1: Introduction………………………………………..………1 Defining Mindfulness Meditation………………………………………2 Significance of the Study………………………………………...6 Purpose of the Study…………………………………………….7 Chapter 2: Approach and Method……………………………………..9 Integrative Literature Review Method………………………….9 Data Gathering Procedures……………………………………...12 Key Words and Search Terms…………………………….……..13 Buddhist Texts……………………………………………………14 Organization of the Study..……….…..………………………....15 Chapter 3: Mindfulness Meditation in Early Buddhist Psychology……19 Origins of the Buddha and His Teachings……………………....19 History of the Buddha……………………………………20 Teachings of the Buddha…………………………………23 The Three Vehicles.………………………………..23 The Four-Noble Truths Framework……………....24 First Noble Truth…………………………..25 Second Noble Truth………………………..26 ix Third Noble Truth………………………….27 Forth Noble Truth………………………...28 Freedom From Suffering…………………………29 Selflessness………………………………...29 Overcoming the defilements……………..31 The Three Higher Trainings …………………….33 Ethical conduct (Sila)……………………...33 Attentional control (Samadhi)…………....33 Wisdom (Prajna)…………………………..34 Buddhist Meditation Techniques and Topographies…………...34 Concentration Meditation ……………………………….36 The Three Realms of Experience ………………...37 The first realm……………………………...38 The second realm…………………………..38 The third realm…………………………….39 The Path of Concentration………………………..39 Mindfulness Meditation ………………………………….41 Buddhist Instructions and Texts on Mindfulness…42 The Path of Insight ………………………………..46 Insight Stages 1 and 2……………………..47 Insight Stage 3……………………………..48 Insight Stage 4……………………………..49 Insight Stage 5……………………………..49 x
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