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Studies in Applied Philosophy, Epistemology and Rational Ethics Brian D. Haig Method Matters in Psychology Essays in Applied Philosophy of Science Studies in Applied Philosophy, Epistemology and Rational Ethics Volume 45 Series editor Lorenzo Magnani, University of Pavia, Pavia, Italy e-mail: [email protected] Editorial Board Atocha Aliseda Universidad Nacional Autónoma de México (UNAM), Coyoacan, Mexico Giuseppe Longo Centre Cavaillès, CNRS—Ecole Normale Supérieure, Paris, France Chris Sinha School of Foreign Languages, Hunan University, Changsha, P.R. China Paul Thagard Waterloo University, Waterloo, ON, Canada John Woods University of British Columbia, Vancouver, BC, Canada StudiesinAppliedPhilosophy,EpistemologyandRationalEthics(SAPERE)publishes new developments and advances in all the fields of philosophy, epistemology, and ethics,bringingthemtogetherwithaclusterofscientificdisciplinesandtechnological outcomes:fromcomputersciencetolifesciences,fromeconomics,law,andeducation toengineering,logic,andmathematics,frommedicinetophysics,humansciences,and politics. It aims at covering all the challenging philosophical and ethical themes of contemporary society, making them appropriately applicable to contemporary theoretical, methodological, and practical problems, impasses, controversies, and conflicts.Theseriesincludesmonographs,lecturenotes,selectedcontributionsfrom specializedconferencesandworkshopsaswellasselectedPh.D.theses. Advisory Board A. Abe, Chiba, Japan A. Pereira, São Paulo, Brazil H. Andersen, Copenhagen, Denmark L. M. Pereira, Caparica, Portugal O. Bueno, Coral Gables, USA A.-V. Pietarinen, Helsinki, Finland S. Chandrasekharan, Mumbai, India D. Portides, Nicosia, Cyprus M. Dascal, Tel Aviv, Israel D. Provijn, Ghent, Belgium G. D. Crnkovic, Göteborg, Sweden J. Queiroz, Juiz de Fora, Brazil M. Ghins, Lovain-la-Neuve, Belgium A. Raftopoulos, Nicosia, Cyprus M. Guarini, Windsor, Canada C. Sakama, Wakayama, Japan R. Gudwin, Campinas, Brazil C. Schmidt, Le Mans, France A. Heeffer, Ghent, Belgium G. Schurz, Dusseldorf, Germany M. Hildebrandt, Rotterdam, N. Schwartz, Buenos Aires, Argentina The Netherlands C. Shelley, Waterloo, Canada K. E. Himma, Seattle, USA F. Stjernfelt, Aarhus, Denmark M. Hoffmann, Atlanta, USA M. Suarez, Madrid, Spain P. Li, Guangzhou, P.R. China J. van den Hoven, Delft, G. Minnameier, Frankfurt, Germany The Netherlands M. Morrison, Toronto, Canada P.-P. Verbeek, Enschede, Y. Ohsawa, Tokyo, Japan The Netherlands S. Paavola, Helsinki, Finland R. Viale, Milan, Italy W. Park, Daejeon, South Korea M. Vorms, Paris, France More information about this series at http://www.springer.com/series/10087 Brian D. Haig Method Matters in Psychology Essays in Applied Philosophy of Science 123 BrianD.Haig Department ofPsychology University of Canterbury Christchurch, NewZealand ISSN 2192-6255 ISSN 2192-6263 (electronic) Studies in AppliedPhilosophy,Epistemology and Rational Ethics ISBN978-3-030-01050-8 ISBN978-3-030-01051-5 (eBook) https://doi.org/10.1007/978-3-030-01051-5 LibraryofCongressControlNumber:2018956277 ©SpringerNatureSwitzerlandAG2018 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinor for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. ThisSpringerimprintispublishedbytheregisteredcompanySpringerNatureSwitzerlandAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland To my coauthors— Denny Borsboom Russil Durrant Fran Vertue Preface Book Overview In this preface, I briefly explain the book’s title and then offer some orienting remarks about the nature of scientific method and its importance for science more generally. I begin by emphasizing the significance of method for science, and express the belief that the various sciences, including psychology, do not take methods seriously enough. I then speak to the importance of the interdisciplinary field of methodology for understanding scientific method. I emphasize the con- structiverole that philosophy of science canplay ininformingmethodology.After identifying three major theories of scientific method, I provide an outline of one of these accounts of method, the abductive theory, which features heavily in the book. In the second part of the preface, I provide a summary of the chapters that follow. The main title of this book, Method Matters in Psychology, is intended to suggest that the focus is on the important topic of scientific method as it relates to psychology. The subtitle of the book, Essays in Applied Philosophy of Science, referstothefactthatthedisciplineofphilosophyofscienceisemployedasamajor resource in examining the methodological ideas in the book’s various chapters. Modern science is a complex human endeavour comprising many parts. It pursues aims that it seeks to realize; it employs methods in order to facilitate its investigations;itproducesfactsandtheoriesinitsquesttoobtainanunderstanding of the world; and it is shaped by the institutions within which it is embedded. Although all of these dimensions are essential to a full-bodied characterization of science,amethodisarguablyitsmostimportantfeature.Thisisbecauseeverything weknowinscienceisacquiredingoodpartthroughtheapplicationofitsmethods, whether it be our knowledge of substantive matters, values, or the methods themselves. Despite its undoubted importance to science, scientific method receives less consideredattentionthanitdeserves,frombothscientistsandeducators.Ofcourse, scientists take method seriously, but I believe that they do not take it seriously vii viii Preface enough. Scientists themselves, including psychologists, learn about research methods,andhowtousethemtoconducttheirresearch.However,thenatureofthis learning, and the instruction they receive about how to employ these methods, is betterdescribedasamixoftrainingandindoctrinationthanasagenuineeducation designed to provide a critical, in-depth understanding of the methods. Psychology, which makes extensive provision in its curriculum for teaching research methods, uses textbooks that make little or no effort to inform students in depthaboutthenatureofscientificmethod.Nordoesitscurriculumfosteracritical appreciation of the various research methods that its textbooks deal with. Consequently,bothpsychologicalscientistsandpsychologystudentstendtohavea limitedunderstandingofscientificmethod,whichinturncontributestoamisuseof research methods and a sub-optimal level of scientific literacy. ThetermmethodderivesfromacombinationoftheGreekwordsmeta,meaning followingafter,andhodos,meaningtheway,togivefollowingtheway,suggesting the idea of order. Applied to science, method suggests the efficient, systematic ordering of inquiry. It describes an ordered sequence of actions that constitutes a strategytoachieveoneormoreresearchgoalsthathavetodowiththeconstruction of knowledge (Nickles 1987, Haig 2014). For example, and simply put, the sequence of actions for the traditional hypothetico-deductive method of theory testing is: Identify the test hypothesis, derive one or more test predictions, gather data in accord with the test predictions, check the data against the test predictions, andconfirm,ordisconfirm,theoriginaltesthypothesis.Regardingscience,theterm methodologydenotesthegeneralstudyofscientificmethodsandformsthebasisfor a proper understanding of those methods. It is not a synonym for method. Methodology is the interdisciplinary domain that studies methods. It comprises statistics,philosophyofscience,andcognitivesciencemoregenerally,amongother disciplines. Methodology has descriptive, critical, and advisory dimensions: It describes relevant methods and explains how they reach their goals, it critically evaluatesmethodsagainsttheirrivals,anditrecommendswhatmethodsweshould adopt to pursue our chosen goals. As an important part of methodology, the philosophy of science has been seriouslyunderutilized.Thisisunfortunatebecause,inrecentyears,philosophersof science have increasingly sought to understand science as it is practiced. Their discipline now boasts an array of important methodological insights that can sig- nificantly increase our understanding of research methods. I endeavour to utilize someoftheseinsightsbyemployingaconceptionofmethodologythatisconsistent with a contemporary version of the philosophy of scientific realism. In this book, Iconcentrate on discussing theconceptual foundations ofa varied selection of important behavioural science methodological concepts and research methods,someofwhichareconsideredinrelationtosubstantivedomains.Idothis by giving greater attention to the philosophy of science than is normally the case. Thisstanceisjustifiedonthegroundsthatmodernphilosophyofsciencehasmade importantgainsinunderstandinghowsuccessfulscienceispracticed.Asjustnoted, this is especially so with respect to scientific methodology. I believe that the Preface ix philosophyofsciencecanbeofmajorhelpinprovidingin-depth,coherentaccounts of the structure of behavioural science inquiry. Itshouldbenotedthat,despitecasualtalkofthescientificmethod,claimsforthe existence ofone,canonicalaccount ofscientificmethodareuntenable.Instead,we have a number of different theories of scientific method that are employed for different research purposes. Arguably, the “big three” theories are inductive method, hypothetico-deductive method, and abductive method. Inductive method can take different forms but it often said to involve reasoning by inductive enu- meration from secure observation statements about singular events to laws or theories. The hypothetico-deductive method structures hypothesis testing and, for better or worse, has often provided the larger methodological framework for empirical research in psychology. The abductive theory of method is less well known, and emphasizes explanatory reasoning, while assigning statistical methods a limited, although important, role. According to the abductive theory of method (Haig, 2014), scientific inquiry proceedsasfollows:Guidedbyevolvingresearchproblemsthatcomprisepackages of empirical, conceptual, and methodological constraints, sets of data are analyzed inordertodetectrobustempiricalregularities,orphenomena.Oncedetected,these phenomena are explained by abductively inferring the existence of underlying causes responsible for their production. Upon positive judgments of the initial plausibility of the explanatory theories about these causes, attempts are made to elaborate on the nature of the causal mechanisms in question. This is done by constructingplausiblemodelsofthosemechanismsbyanalogytorelevantideasin domains that are already well understood. When the theories are well developed, they are assessed against their rivals with respect to their explanatory goodness. Thisassessmentinvolvesmakingjudgmentsofthebestofcompetingexplanations. Chapter Summaries Chapter 1 discusses of the nature of philosophical naturalism and its relation to scientific method. The discussion takes its cue from an interdisciplinary examina- tion of the naturalization of the philosophy of mind by Kievit et al. (2011), who employ statistical methods to construct psychometric models of both the identity andsuperveniencetheoriesofthemind–bodyrelation. Forthemostpart,thefocus of the chapter is on methods of inquiry. After a brief discussion of two different attitudes to naturalized philosophy, two well-known views of naturalism in the philosophy of mind are presented and considered in relation to the naturalism of Kievitetal.Thereafter,somelimitationsofstructuralequationmodelling,whichis the authors’ method of choice, are noted, as is the useful but neglected method of inferencetothebestexplanation.Philosophersandpsychologistsareencouragedto use one another’s methods, to the benefit of both. Chapter 2 adopts the correspondence theory as a plausible theory of truth and discussesitinrelationtoscience.Thecorrespondencetheoryispresentedinaform x Preface that enables one to show that it uniquely fulfils a crucial function in psychological research, because the interpretation of truth claims as suppositions that concern statesofaffairsintheworldclearlyexplicateswhatitmeansforatheorytobetrue, andwhatitmeansforatheorytobefalse.Forthisreason,correspondencetruthhas the advantage of allowing researchers to properly understand the assumptions of scientific research as claims about the factual state of the world, as well as scru- tinizing these assumptions. It is concluded that correspondence truth plays an important part in our understanding of science, including psychology. Chapter 3, a broad abductive theory of scientific method is described that has particular relevance for thebehavioural sciences. This theory of method assembles a complex of specific strategies and methods that are used in the detection of empirical phenomena and the subsequent construction of explanatory theories. A characterization of the nature of phenomena is given, and the process of their detection is briefly described in terms of a multistage model of data analysis. The construction of explanatory theories is shown to involve their generation through abductive, or explanatory, reasoning, their development through analogical mod- elling, and their fuller appraisal in terms of judgments of the best of competing explanations. The nature and limits of this theory of method are discussed in the light of relevant developments in scientific methodology. Chapter 4 examines the methodological foundations of exploratory factor analysis(EFA)andsuggeststhatitisproperlyconstruedasamethodforgenerating explanatorytheories.Inthefirsthalfofthechapter,itisarguedthatEFAshouldbe understood as anabductive method oftheory generation that exploits animportant precept of scientific inference known as the principle of the common cause. This characterizationoftheinferentialnatureofEFAcohereswellwithitsinterpretation as a latent variable method. The second half of the chapter outlines a broad theory of scientific method in which abductive reasoning figures prominently. It then discussesanumberofmethodologicalfeaturesofEFAinthelightofthatmethod.It is concluded that EFA, as a useful method of theory generation that can be prof- itably employed in tandem with confirmatory factor analysis and other methods of theory evaluation. Chapter 5 examines the well-known, and widely used, approach to qualitative researchknownasgroundedtheory.Intheirinitialformulationofthemethodology, Glaser and Strauss (1967) adopted an empiricist outlook on inquiry, although one leavenedmore bypragmatismthanpositivism.Thischapterpresentsanalternative conceptionofgroundedtheorymethodthatisconsistentwitharealistphilosophyof scienceandanabductiveconceptionofscientificmethod.Amongotherthings,the proposed reconstruction of grounded theory method adopts a problems-oriented conceptionofresearch,suggeststhattheoriesaregroundedinphenomena,notdata, arguesfor anabductive rather thananinductiveconceptionoftheoryconstruction, and makes good on the claim that grounded theory method accommodates both qualitative and quantitative methods. Chapter6presentsaframeworkforclinical reasoningandcase formulationthat is largely based on the abductive theory of scientific method presented in Chap. 3. Clinical reasoning has traditionally been understood in terms of the

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