Luca s John M ix L I F E C O N C E P T S F R O M A R I S T O T L E T O D A R W I N On Vegetable Souls Life Concepts from Aristotle to Darwin Lucas John Mix Life Concepts from Aristotle to Darwin On Vegetable Souls Lucas John Mix Department of Organismic and Evolutionary Biology Harvard University Cambridge, MA, USA ISBN 978-3-319-96046-3 ISBN 978-3-319-96047-0 (eBook) https://doi.org/10.1007/978-3-319-96047-0 Library of Congress Control Number: 2018948656 © The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer International Publishing AG, part of Springer Nature 2018 This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors, and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. Cover image: GeorgePeters/Getty Images Cover design: Akihiro Nakayama This Palgrave Macmillan imprint is published by the registered company Springer Nature Switzerland AG The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland P reface When I first encountered the vegetable soul, I thought it an odd curios- ity, a strange turn of phrase. As I investigated, I began to realize it had an important part to play in the history of “life” as we know it. Vegetable souls oriented biology for two millennia through the influence of Plato, Aristotle, Lucretius, Pliny, Origen, Plotinus, Ibn Sînâ, Maimonides, and Aquinas. They influenced the shift to modern biology through Gassendi, Leibniz, and Hegel. And yet, I could find no systematic account, no story of vegetable souls. The very term seemed laden with contradiction and was unknown to many historians and philosophers. I set out to write the book I wanted to read: a history of theories of life prior to Darwin, in particular a history of vegetable souls. As we move forward in biology, exploring the origins of life on Earth, the possibility of life elsewhere, and the very boundaries of individuality (genetic, microbial, and neurological), it seems worthwhile to review where we have been. Some of the connections we wish to make, between physics and biology, biology and humanity, have been proposed before. Past suc- cesses (and failures) can help us evaluate which concepts work for us. Such a project would not have been possible without generous sup- port from multiple sources. David Haig, John Wakeley, and the Harvard Department of Organismic and Evolutionary Biology graciously hosted me and granted me access to the amazing Ernst Mayr Library. Parts of this project were made possible through the support of a grant from the John Templeton Foundation. (The opinions expressed in this publication are those of the author and do not necessarily reflect the views of the v vi PrEFACE John Templeton Foundation.) I was also greatly aided by a year at the Center of Theological Inquiry, where I was a resident for the 2015–2016 inquiry into the “Societal Implications of Astrobiology.” During that year, I was able to discuss life-concepts in depth with theologians and philosophers. The number of people who inspired, informed, and cor- rected me is too great to name. I owe specific thanks to Andrew Accornero, Andrew Berry, Bill Brown, Luis Campos, David Haig, and Matt Quarterman for reading chapters and providing comments. Thanks are due as well to my family and colleagues who put up with five years of postponing other projects to pursue this topic. I am deeply grateful. Cambridge, USA Lucas John Mix c ontents 1 Vegetable Souls? 1 Part I Birth 2 Greek Life: Psyche and Early Life-Concepts 17 3 Strangely Moved: Appetitive Souls in Plato 29 4 Three Causes in One: Biological Explanation in Aristotle 43 5 Life in Action: Nutritive Souls in Aristotle 55 6 Plants Versus Animals in Hellenistic Thought 67 Part II Development 7 The Breath of Life: Nephesh in Hebrew Scriptures 79 8 Life After Life: Spiritual Life in Christianity 91 9 Invisible Seeds: Life-Concepts in Augustine 103 vii viii CONTENTS 10 Aristotle Returns: A Second Medieval Synthesis 117 11 Life Divided: Vegetable Life in Aquinas 129 Part III Death 12 Mechanism Displaces the Soul 143 13 Divided Hopes: Physics Versus Metaphysics 159 14 Ghosts in the Machine: Vitalism 175 15 The Same and Different: Early Theories of Evolution 189 16 Vegetable Significance: Evolution by Natural Selection 199 Part IV New Life 17 “Vegetables” Versus Modern Plants 213 18 Vegetable Individuality: The Organismal Self 225 19 Animal Individuality: The Subjective Self 239 20 What Can Be Revived (and What Cannot) 249 Author Index 259 Subject Index 265 CHAPTEr 1 Vegetable Souls? The term “vegetable soul” troubles the ear. The two words have such different contexts that joining them strikes us as either funny or non- sensical. It conjures images of tortured carrots and zombie broccoli. Surprisingly, vegetable souls were one of the most popular ways of describing life prior to the renaissance. The Aristotelian idea of souls as the efficient, formal, and final cause of life dominated discussions of plant life in Europe and adjacent regions from classical antiquity through the High Middle Ages, roughly 2000 years. And yet the idea has disap- peared from our vocabulary. A great divide has opened up between the way we speak of rocks and organisms and the way we speak of persons. Vegetables belong to one discourse; souls to another. As scientists and philosophers try to reconnect the two ways of thinking, it is worth look- ing back at the history of vegetable life and the many attempts to find one theory of life that spans vegetable, animal, and rational domains. We have strong intuitions about what it means to be alive, but those intuitions are constantly challenged by new discoveries. Microbiologists have uncovered vast realms of tiny organisms living in extreme environ- ments, and even within humans. Astrobiologists look to the stars and ask whether still stranger forms of life might be out there (Hays et al. 2015). Both have provoked us to revisit systematic questions about what it means to be alive. Meanwhile, ethical debates, from genetic modification to human cell cultures, from embryos to organ transplants, stretch the meaning and boundaries of life. They have a profound impact on how we understand biological fitness as well as ethical value. The history of © The Author(s) 2018 1 L. J. Mix, Life Concepts from Aristotle to Darwin, https://doi.org/10.1007/978-3-319-96047-0_1 2 L. J. MIX vegetable souls provides a broader perspective, more options to consider, and prospects for future research. This book looks at the history of souls, purpose, and agency as they have been applied to the non-human, non-animal living world. Such a vast swath of reality now includes plants, fungi, protists, bacteria, and archaebacteria (and perhaps viruses). All of these were traditionally lumped together as “vegetables” and considered the lowest form of life. Most thinkers believed that vegetables have less freedom, dignity, and drive than animals, but more than mere minerals. Life was seen as a con- tinuum, stretching from the lowest lichen to the smartest man, and per- haps beyond.1 Vegetable and animal souls were mortal and natural by most under- standings of those words and fell into a middle category between the non-living environment and human life. They were the province of nat- ural philosophers, the precursors of modern scientists, as well as theo- logians. Christians, Muslims, and Jews claimed—and still claim—that humans have a special kind of soul, an eternal soul. That claim, however, once came in the context of a larger theory of life. It came as one aspect of a soul-theory that spoke to the life of plants and animals. We were the “rational animal,” but no less animal for that. We lived among a variety of living, ensouled things. In the renaissance and Enlightenment, theories of life changed dra- matically. Cartesian dualism pushed the human soul out of the natural world, along with will, reason, and agency. Vegetable and animal souls, meanwhile, disappeared. They were neglected in the humanities and intentionally ejected from the natural sciences. Empiricists considered them unknowable, along with formal and final causes. The move proved tremendously successful in the development of modern biology, but it prohibited any common understanding that would bridge human and non-human life. The medieval understanding of souls—as subsistent, immaterial agents—will never fit with modern science. Aristotle’s picture, however, 1 From a twenty-first century perspective, I can object to both ends of this scale. Lichens represent a sophisticated symbiosis of fungi, algae, and cyanobacteria. No matter how we define “simple,” many simpler organisms exist. Likewise, I would object to the superiority of men over women. I might even ask how we are to define humans as superior to other multicellular organisms. I will return to these questions in part IV. As to animate life with more dignity than humans, the traditional contenders were stars, planets, and angels.
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