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Libricide : the regime-sponsored destruction of books and libraries in the twentieth century PDF

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LIBRICIDE The Regime-Sponsored Destruction of Books and Libraries in the Twentieth Century Rebecca Knuth LibraryofCongressCataloging-in-PublicationData Knuth,Rebecca,1949– Libricide:theregime-sponsoreddestructionofbooksandlibrariesinthetwentieth century/RebeccaKnuth. p.cm. Includesbibliographicalreferencesandindex. ISBN0–275–98088–X(alk.paper) 1.Censorship—History—20thcentury—Casestudies. 2.Librariesandstate— History—20thcentury—Casestudies.3.Libraries—Censorship—History—20th century—Casestudies.I.Title. Z659.K582003 363.31(cid:1)09(cid:1)04—dc21 2002044542 BritishLibraryCataloguinginPublicationDataisavailable. Copyright(cid:2)2003byRebeccaKnuth Allrightsreserved.Noportionofthisbookmaybe reproduced,byanyprocessortechnique,withoutthe expresswrittenconsentofthepublisher. LibraryofCongressCatalogCardNumber:2002044542 ISBN:0–275–98088–X Firstpublishedin2003 PraegerPublishers,88PostRoadWest,Westport,CT06881 AnimprintofGreenwoodPublishingGroup,Inc. www.praeger.com PrintedintheUnitedStatesofAmerica Thepaperusedinthisbookcomplieswiththe PermanentPaperStandardissuedbytheNational InformationStandardsOrganization(Z39.48–1984). 10 9 8 7 6 5 4 3 2 1 CONTENTS Preface vii 1. Books, Libraries, and the Phenomenon of Ethnocide 1 2. The Evolution and Functions of Libraries 19 3. A Theoretical Framework for Libricide 49 4. Nazi Germany: Racism and Nationalism 75 5. Greater Serbia 105 6. Iraq, Kuwait, and the Politics of Thuggery 135 7. China’s Cultural Revolution 165 8. Tibet: A Culture in Jeopardy 199 9. The Collision of Ideas 235 Index 255 PREFACE “Questions are the engines of intellect. . . . There can be no thinking without questioning, no purposeful study of the past, nor any serious planning for the future.” (Fischer 1970, 3). Booksandlibrariesoccasionallyfallvictimtodisaster.Theyare,afterall, fragile material objects. In 1966 floods in Florence damaged two million books,manyofthemrareandpreciousmanuscripts.In1988,adevastating fire claimed 3.6 million books in Leningrad’s Academy of Sciences Li- brary. While we are saddened by such catastrophes and feel a sense of loss, we respond differently to the destruction of books in “natural” di- sasters than to the deliberate violation of books. In natural disasters, hu- man agency is, atmost,asecondaryforceatplay,anddamagetocultural materials does not raise questions about the basic order of society. The case is entirely different when books and libraries are systematically looted, bombed, and burned, for then a deliberate and calculated attack onthecultureofagroupislaunched,andtheworldrespondsfromasense that the whole of human culture has come under attack. In the pages to come, I will argue that this is, in fact, the case, and for this reasonalook backatthetwentiethcentury’splagueofbookdestructioniscriticalifwe are to understand such behavior and, subsequently, take active steps to protect the common cultural heritage of the world. viii PREFACE My project began with these two questions: What really distinguishes those who mourn the destruction of books and libraries from those who willingly,evenjoyfully,throwbooksintothefires?Andhowcantheideals of human progress be reconciled with the mass violence and destruction of culture that characterized the twentieth century? In formulating these questions, I was seeking to address what seems to me a lack of analysis inaccountsofthedestructionofbooksandlibraries.Oftenemotionaland bewildered, witness accounts describe the damage, and then proceed to attribute the violence—a violation of something they consider to be in- herently good—to latent barbarism and a specialized evil. This is a se- ductive but non-productive mindset becauseit failstocometogripswith twocriticalfactors:thepoliticalnatureofwrittenrecordsandthefactthat suchdestructionfollowsacommonpattern.Farfrombeingamereproduct ofevil,thedestructionoftextualmaterialswasgoal-orientedandcarefully rationalizedwithinstrugglesbetweencompetingworldviewsthatwracked the last century. Seeking Utopia, extremist regimes crossed every imagi- nable boundary as their belief systems metamorphosed into radical ideologies. Inthechaosachievedbyextremistaggression,genocideandethnocide emergedasrecognizablephenomena,clearlylinkedtoideas,andIpropose that a third pattern, libricide, exists and falls within the same theoretical universe.“Libricide”isdefinedintheOxfordEnglishDictionaryasarare term, denoting simply “the killing of a book.” It combines the idea of bookandslaughter(inthesamewaythat“homicide”referstothemurder of a person) and its etymology reflects a link to genocide and ethnocide. In this book I have chosen to use “libricide” to refer specifically to the twentieth-century,large-scale,regime-sanctioneddestructionofbooksand libraries, purposeful initiatives that were designed to advance short- and long-termideologicallydrivengoals;libricideisanidentifiablesecondary pattern or sub-phenomena occurring within the framework of genocide andethnocide.Likeotherkindsofsocioculturalviolationscommitteddur- ingwarorcivilunrest,libricidehasremainedlargelyinvisibleatthesame time as technological advancements, centralized leadership, extremeide- ologies,andmodernmentalitiesofwarhaveenabledthiskindofviolation to become systemic. It is because of its social consequencesthatprobing the dynamics of libricide is of immediate importance. Toestablisharudimentarysenseofthisdynamic,IhavebeguninChap- ter1withanexplorationofreactionstobookdestruction,buildingacase that libricide exists, and establishing its connection with genocide and ethnocide.Chapter2discussestheevolutionandfunctionsoflibrariesand links libraries to history, collective memory, belief systems, nationalism, PREFACE ix and societal development. While most of the literature on librarianship focuses on the operational aspects of libraries—i.e. the retrieval, preser- vation,anddisseminationofinformation—thischapteridentifiestheirso- cial and political functions, which are key to their becoming the targets of violence. In Chapter 3 the stage is set for the five case studies by the proposalofatheoreticalframeworkforlibricideinwhichbeliefs,co-opted by extremists and transformed into ideologies, rationalize the identifica- tion of textual materials as tools of the enemy or as enemies themselves. Thetriggerfactorsthatactivatecommonpatternsworldwideareidentified. Chapters 4 through 8 contain cases that were selected to demonstrate the viability of the framework and illustrate the dynamics of such de- struction: libricides committed by Nazis, Serbs in Bosnia, Iraqis in Ku- wait, Maoists during the Chinese Cultural Revolution, and Chinese CommunistsinTibet.Thechoiceofthesecaseswasinfluencedbyaccess to source materials, issues of geographical and political representation, and the ability of the case to advance understanding of the perpetrators’ motivationanddemonstratethevaryingpermutationsofthephenomenon. NaziGermanywasselectedbecauseitistheprototypicalcaseoflibricide by a racist, right-wing, and nationalistagent;also,aplethoraofmaterials was available. A study of Imperialist Japan was excluded because the motivationwassimilartothatoftheNazisandtherewerefewerresources. Bosnia was an essential case because of its currency, and because of insights to be gleaned from ethnic cleansing; I chose to focus on Serbian atrocitiesratherthanCroatianbecauseSerbiafarsurpassedCroatiainthe scale and intensity of damage to books and libraries. I wanted to include a case from the Middle East and decided against the Turkish destruction ofArmeniantextsduringWorldWarIinfavorofthemorecontemporary Iraqi invasion ofKuwait, which hadaninterestingmixtureofideological motivations. While probing left-wing or Communist libricide, it became evident that the Soviet Union, in the interest of extinguishing national identity among its constituent nations, was guilty of some of the most egregious cultural destruction; however, the necessary information has yet to be mined from Soviet archives. China, therefore, represented the bestroutetounderstandingleft-wingorrevolutionarydestruction;further, thefateofbooksandlibrariesduringtheCulturalRevolutionisanaston- ishinglycompellingstory.IcollectedinformationaboutCambodiaduring PolPot’sregime,butdecidedthatthemoresignificantandcomplexstory was the Communist annihilation of the cultural materials of the quasi- medieval Tibet. More space has been devoted to China and Tibet than totheothercasesinordertodojusticetothecomplexitiesoftheCultural Revolution and establish the full scope of Tibet’s written heritage before x PREFACE addressing its destruction. The book concludes in Chapter 9 with an exploration of deeper issues and attention to the development of inter- national law and mechanisms for the prevention of libricide. It argues that twentieth-century libricide reflected battles between extremist ide- ologies and democratic humanism and internationalism. Perhaps the most difficult theoretical dilemma I encountered was the handling of the immense destruction of books and libraries by Allied bombing in World War II. The Germans lost between one-third and one- halfoftheirbooksduringthewar,themajorityasaresultofBritishcarpet- bombing of cities. The Japanese lost about half of their books in the Americans’ firebombing of Japan’s cities. There are some who equate these strategic bombing campaigns with genocide (Markusen and Kopf 1995); however, most scholars hesitate to label thesecampaignsasgeno- cidal because the Allies were motivated by self-defense and were not targeting groups per se for extinction. The Allies’ campaigns did not fit mydefinitionoflibricideeither:thedamagetobooksandlibrariesinurban bombing raids was collateral, and the Allies’ tactics were dictated by short-term defensive objectives rather than long-term political goals. However,thequestionablepairingofhumanandculturaldamagehaunted me, and I subsequently wrote a paper that probed these bombings, par- ticularly in terms of intense militarism and the logic of total war(Knuth, unpublished manuscript). Libricideisinformedbymaterialsandperspectivesfromhistory,political science,psychology,ethics,communications,libraryandinformationsci- ence, international relations, and literature. The book’s cross-cultural scope and comparative methodology made the identification of general patternspossiblebutdictatedarelianceonsecondarysources.InLibricide Iwasconcernedwithassemblingandanalyzingdiffused,interdisciplinary source material and subsequently fashioning a compelling argument. Great care was taken to avoid the jargon or highly specialized terms and positions that often characterize intra-disciplinary monographs. This is an inclusive work that is aimed at a broad community of scholars and intelligent people in general, based on my belief that there is a public interest in moving beyond emotionality to the mechanisms of systemic destruction.Afterall,thewayinwhichthefateofbooksandlibrarieswas entwined with that of human casualties is one of the great stories of the twentieth century. While the overall framework (and some portions of the case studies) would not be new to political scientists, specialisthistorians,orgenocide scholars, I think they might be interested in the comparative scope and PREFACE xi the application of theories of political violence to a previously under- explored topic. In writing the book, I am aware that I violate a scholarly taboo against comparative genocide (and, by extension, comparison of relatedphenomena).However,IstandwithIsraelCharny(1996,xi)inthe belief that “all cases of genocide are similar and different, special and unique, and appropriately subject to comparative analysis.” Genocide studies as a whole, especially the “uniqueness” arena, need to move be- yond remembrance, denial, and factionalism to a truly comparative ap- proach, which focuses on the universality of the phenomenon (Knuth 1999). Toavoidterminologicalminefields,Ihavetriedtoconstructoperational definitions of contestable terms such as ideology, race, and imperialism. Except for “libricide,” I used common terms with a history of usage that was appropriate to my subject. Nevertheless, a few terms benefit from advance clarification. I have used “books” to refer to any long writtenor printed works, and “libraries” to signify all informational materials (in- cluding books, documents, manuscripts, maps, photographs, archival re- cords, electronic databases, etc.) that have been gathered together and preserved. A library can be the millions of items in a national library collection, the working library of a scholar, a small personal library that includes genealogical records, an archive, a government records collec- tion, or a shelf of holy texts. When I use the word “destruction,” I am referring,inthecaseofabook,toitsphysicaldestruction(usuallythrough burning or pulping) or to gross damages. When used with reference to libraries, “destruction” may refer to thephysicaldestructionofitscollec- tion,ortothedismantlementanddispersalofacollectionthroughlooting orwidespreadpurging.Thedestructionofalibraryinvolvesnotonlyloss or damage to its material contents, but curtailment of its ability to serve personal,sociocultural,andpoliticalfunctions.Tothegreatestextentpos- sible, I have, in the case studies, presented the functional losses as well as quantifying the physical losses. Reliable figures on losses, however, are hard to come by for several reasons. First, the varied format of items, particularly those in archival and historical collections, resists quantification. Second, catalogues and documentation may never have existed—or may have been lost with the books.Becauselibricideusuallyoccursduringwarormassivecivilunrest, booksandevenentirecollectionsbecomeflotsamastheyundergogeneral looting, random vandalism, combat conditions, and urban bombing. In addition, calculations can be conflated by political factors, such as post- war revenge or cultural restitution motives or ongoing authoritarian con- trols on information. For example, the Soviet Union claimed immense

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