Committee on Lessons Learned from the Fukushima Nuclear Accident for Improving Safety and Security of U.S. Nuclear Plants Nuclear and Radiation Studies Board Division on Earth and Life Studies THE NATIONAL ACADEMIES PRESS 500 Fifth Street, NW Washington, DC 20001 NOTICE: The project that is the subject of this report was approved by the Govern- ing Board of the National Research Council, whose members are drawn from the councils of the National Academy of Sciences, the National Academy of Engineer- ing, and the Institute of Medicine. The members of the committee responsible for the report were chosen for their special competences and with regard for appropri- ate balance. This study was supported by Contract/Grant No. NRC-HQ-12-G-03-0002 between the National Academy of Sciences and the U.S. Nuclear Regulatory Commission. Any opinions, findings, conclusions, or recommendations expressed in this pub- lication are those of the author(s) and do not necessarily reflect the views of the organizations or agencies that provided support for the project. International Standard Book Number-13: 978-0-309-27253-7 International Standard Book Number-10: 0-309-27253-X Library of Congress Catalog Card Number 2014954121 Cover images: (Front) Satellite image of the Fukushima Daiichi Nuclear Power Station taken on March 14, 2011, while the accident was still in progress. The Unit 1 reactor building (lower-left corner of image) was damaged by a hydrogen explosion at 15:36 (3:36 P.M.) Japan Standard Time on March 12. The Unit 3 reactor building (building with steam plume near center of image) was damaged by a hydrogen explosion at 11:01 the day the image was recorded. The Unit 4 reactor building, which is still intact in this image, would be damaged by a hydrogen explo- sion at 06:14 the next day (March 15). (Back) Satellite image of the harbor-front of the Fukushima Daiichi Nuclear Power Station showing extensive damage from the tsunami. Also shown is a seismogram of the Great East Japan Earthquake recorded at the Oshika K-Net Station (MYG011) in Miyagi Prefecture. Satellite image cour- tesy of DigitalGlobe©2014. Additional copies of this report are available for sale from the National Academies Press, 500 Fifth Street, NW, Keck 360, Washington, DC 20001; (800) 624-6242 or (202) 334-3313; http://www.nap.edu/. Copyright 2014 by the National Academy of Sciences. All rights reserved. Printed in the United States of America The National Academy of Sciences is a private, nonprofit, self-perpetuating society of distinguished scholars engaged in scientific and engineering research, dedicated to the furtherance of science and technology and to their use for the general welfare. Upon the authority of the charter granted to it by the Congress in 1863, the Acad- emy has a mandate that requires it to advise the federal government on scientific and technical matters. Dr. Ralph J. Cicerone is president of the National Academy of Sciences. The National Academy of Engineering was established in 1964, under the charter of the National Academy of Sciences, as a parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its members, sharing with the National Academy of Sciences the responsibility for advising the federal government. The National Academy of Engineering also sponsors engineer- ing programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. C. D. Mote, Jr., is presi- dent of the National Academy of Engineering. The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent members of appropriate professions in the examination of policy matters pertaining to the health of the public. The Insti- tute acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an adviser to the federal government and, upon its own initiative, to identify issues of medical care, research, and education. Dr. Victor J. Dzau is president of the Institute of Medicine. The National Research Council was organized by the National Academy of Sci- ences in 1916 to associate the broad community of science and technology with the Academy’s purposes of furthering knowledge and advising the federal government. Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating agency of both the National Academy of Sciences and the National Academy of Engineering in providing services to the government, the public, and the scientific and engineering communities. The Council is administered jointly by both Academies and the Institute of Medicine. Dr. Ralph J. Cicerone and Dr. C. D. Mote, Jr., are chair and vice chair, respectively, of the National Research Council. www.national-academies.org COMMITTEE ON LESSONS LEARNED FROM THE FUKUSHIMA NUCLEAR ACCIDENT FOR IMPROVING SAFETY AND SECURITY OF U.S. NUCLEAR PLANTS NORMAN P. NEUREITER, Chair, American Association for the Advancement of Science, Washington, D.C. B. JOHN GARRICK, Vice Chair, Independent Consultant, Laguna Beach, California ROBERT A. BARI, Brookhaven National Laboratory, Upton, New York PERCY M. BEARD, JR., Institute of Nuclear Power Operations (retired), Atlanta, Georgia JAN BEYEA, Consulting in the Public Interest, Lambertville, New Jersey M. QUINN BREWSTER, University of Illinois at Urbana-Champaign MICHAEL L. CORRADINI, University of Wisconsin–Madison RICHARD S. DENNING, The Ohio State University, Columbus1 VIJAY K. DHIR, University of California, Los Angeles MICHAEL W. GOLAY, Massachusetts Institute of Technology, Cambridge BARBARA L. HAMRICK, University of California, Irvine Medical Center SHELLEY A. HEARNE, Johns Hopkins Bloomberg School of Public Health, Baltimore, Maryland, and Big Cities Health Coalition, National Association of County and City Health Officials, Washington, D.C. PAUL A. LOCKE, Johns Hopkins Bloomberg School of Public Health, Baltimore, Maryland JAMES E. MATHESON, SmartOrg, Menlo Park, California NAJMEDIN MESHKATI, University of Southern California, Los Angeles2 THOMAS G. MOSER, Osprey Global Solutions, Wilmington, North Carolina ARTHUR T. MOTTA, Pennsylvania State University, University Park JOHN A. ORCUTT, Scripps Institution of Oceanography, University of California at San Diego, La Jolla EMILIE M. ROTH, Roth Cognitive Engineering, Menlo Park, California JOSEPH E. SHEPHERD, California Institute of Technology, Pasadena ELIZABETH Q. TEN EYCK, ETE Consulting, Inc., Great Falls, Virginia MARK H. THIEMENS, University of California, San Diego3 FRANK N. VON HIPPEL, Princeton University, Princeton, New Jersey 1 Separated from committee on November 21, 2012. 2 Resigned from committee on June 12, 2013. 3 Resigned from committee on July 26, 2012. v LORING A. WYLLIE, JR., Degenkolb Engineers, San Francisco, California Technical Advisor NAJMEDIN MESHKATI, University of Southern California, Los Angeles4 Staff KEVIN D. CROWLEY, Study Director OURANIA KOSTI, Senior Program Officer DANIEL POMEROY, Postdoctoral Fellow (December 10, 2012, to September 1, 2013) DARLENE GROS, Senior Program Assistant 4 Effective July 10, 2013. vi NUCLEAR AND RADIATION STUDIES BOARD ROBERT C. DYNES, Chair, University of California, San Diego BARBARA J. MCNEIL, Vice Chair, Harvard Medical School, Boston, Massachusetts JOHN S. APPLEGATE, Indiana University School of Law, Bloomington DAVID J. BRENNER, Columbia University, New York MARGARET S. Y. CHU, M.S. Chu & Associates, LLC, Albuquerque, New Mexico MICHAEL L. CORRADINI, University of Wisconsin–Madison TISSA H. ILLANGASEKARE, Colorado School of Mines, Golden CAROL M. JANTZEN, Savannah River National Laboratory, Aiken, South Carolina ANNIE B. KERSTING, Glen T. Seaborg Institute, Lawrence Livermore National Laboratory, Livermore, California MARTHA S. LINET, National Institutes of Health, Bethesda, Maryland FRED A. METTLER, JR., New Mexico VA Health Care System, Albuquerque NANCY JO NICHOLAS, Los Alamos National Laboratory, Los Alamos, New Mexico LAWRENCE T. PAPAY, PQR, LLC, La Jolla, California1 DANIEL O. STRAM, University of Southern California, Los Angeles RICHARD J. VETTER, Mayo Clinic (retired), Rochester, Minnesota SERGEY V. YUDINTSEV, Russian Academy of Sciences, Moscow Staff KEVIN D. CROWLEY, Director JENNIFER HEIMBERG, Senior Program Officer OURANIA KOSTI, Senior Program Officer TONI GREENLEAF, Administrative and Financial Associate LAURA D. LLANOS, Administrative and Financial Associate DARLENE GROS, Senior Program Assistant ERIN WINGO, Senior Program Assistant 1 Deceased on July 28, 2014. vii Acknowledgments The successful completion of this study would not have been possible without the cooperation and assistance of a very large number of orga- nizations and individuals. The committee would especially like to thank the following organizations and individuals for providing logistical support, advice, and assistance during this study: U.S. Nuclear Regulatory Commission, which sponsored the study and provided information on the agency’s post-Fukushima activities and actions. The committee would especially like to thank former Executive Director of Operations Bill Borchardt and staff in the Japan Lessons-Learned Divi- sion, Office of Nuclear Reactor Regulation: David Skeen, Rob Taylor, Bill Reckley, and Kevin Witt. Mr. Witt served ably as the agency’s liaison to the committee and was effective in responding to the committee’s many requests for information. U.S. Embassy in Tokyo, which assisted the committee with logistical arrangements for its meeting in Japan: former Ambassador John Roos and embassy staff Jeffrey Miller and Jen Ladlein. Government of Japan for its full cooperation with the National Acad- emy of Sciences (NAS) on this study and for providing technical and logisti- cal assistance: • Japanese Embassy in the United States: Ambassador Kenichiro Sasae, former Ambassador Ichiro Fujisaki, embassy staff members Takashi Toyota and Akira Tsugita, and former staff member Seiichi Shimasaki. ix x ACKNOWLEDGMENTS Embassy staff responded effectively to the committee’s many requests for information and logistical support. • Atomic Energy Commission of Japan: former Chairman Shunsuke Kondo. • Japan Atomic Energy Agency: former President Atsuzuki Suzuki. • Japan Science and Technology Agency: Center for Research and Development Strategy (CRDS) Director General Hiroyuki Yoshikawa; CRDS Deputy Director General Tateo Arimoto; Principal Fellow Kenkichi Hirose; and Washington, D.C. representative Takashi Ohama. • Nuclear Regulation Authority: Commissioner Toyoshi Fuketa and staff member Masahiro Aoki. National Graduate Institute for Policy Studies (Tokyo) for cosponsor- ing and supporting the committee’s meeting at the institute’s facilities in Tokyo: President Takashi Shiraishi and faculty members Tateo Arimoto, Kiyoshi Kurokawa, and Atsushi Sunami. Science Council of Japan for assisting with the identification of techni- cal experts for the committee’s meeting in Tokyo: President Takashi Onishi and Vice President Fumiko Kasuga. Tokyo Electric Power Company (TEPCO) for its full cooperation and support for this study, particularly for providing technical informa- tion about the company’s response to the earthquake and tsunami at the Fukushima Daiichi and Fukushima Daini nuclear plants; for arranging and hosting tours of those plants; and for participating in the committee’s meet- ing in Tokyo: Chief Nuclear Officer and Executive Vice President Zengo Aizawa, General Manager of International Relations and Strategy Group Akira Kawano; Fukushima Daiichi Superintendent Takeshi Takahashi; Fukushima Daini Superintendent Naohiro Masuda; TEPCO’s Washington, D.C., representative Kenji Tateiwa; and the many other TEPCO staff listed in Appendix B. Mr. Tateiwa served effectively as a liaison between TEPCO and NAS staff. Tohoku Electric Power Company for arranging and hosting the tour of the Onagawa nuclear plant and participating in the committee’s Tokyo meeting: Managing Director Shigeru lnoue; Onagawa Superintendent Shun Tsubata; Deputy Superintendent lsao Kato; staff members Masayoshi Abe and Satoshi Otokita; Washington, D.C., representative Hiroya Shimanuki; and the other Tohoku staff listed in Appendix B. Nuclear Energy Institute for providing information about the U.S. nuclear industry’s response to the Fukushima Daiichi accident to improve safety of nuclear plants in the United States: President and Chief Execu- tive Officer Marvin Fertel; Executive Director (Fukushima Response) Jim Scarola; Vice President of Nuclear Operations Joe Pollock; and Senior Technical Advisor Steven Kraft. Mr. Kraft provided lead support for the
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