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ADVANCES IN PSYCHOLOGY 90 Editors: G. E. STELMACH P. A. VROON -N ORTH-HOLLAND AMSTERDAM LONDON NEW YORK TOKYO LANGUAGE PROCESSING IN CHINESE Edited by Hsuan-Chih CHEN Department of Psychology The Chinese University of Hong Kong Shatin, NT, Hong Kong Ovid J.L. TZENG Department of Psychology University of California Riverside, CA, U.S.A. 1992 NORTH-HOLLAND AMSTERDAM LONDON NEW YORK TOKYO NORTH-HOLLAND ELSEVIER SCIENCE PUBLISHERS B.V. Sara Burgerhartstraat 25 P.O. Box 21 1, 1000 AE Amsterdam, The Netherlands ISBN: 0 444 89139 0 @ I992 ELSEVIER SCIENCE PUBLISHERS B.V. All rights reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted, in any form or by any means, electronic. mechanical. photocopying. recording or otherwise, without the prior written permission of the publisher, Elsevier Science Publishers B.V., Permissions Department, P.O. Box 521, 1000 AM Amsterdam, The Netherlands. Special regulations for readers in the U.S.A. - This publication has been registered with the Copyright Clearance Center Inc. (CCC). Salem, Massachusetts. Information can be obtained from the CCC about conditions under which photocopies of parts of this publication may be made in the U.S.A. All other copyright questions. including photocopying outside of the U.S.A., should be referred to the copyright owner. Elsevier Science Publishers B.V., unless otherwise specified. No responsibility is assumed by the publisher for any injury and/or damage to persons or property as ii matter 01 products liability, negligence or otherwise, or from any use or operation of any methods. products, instructions or ideas contained in the material herein. pp. 367 - 382 : Copyright not transferred. This book is printed on acid-free paper. Printed in The Netherlands Preface Chinese is perhaps the most widely used language in the world. Its popularity and many specific features makes it a unique language. The Chinese language differs from many Indo-European languages in important ways. For example, Chinese words generally do not have inflections to indicate grammatical attributes such as the number, gender, and case for nouns or the tense and aspect for verbs. Words in the Indo-European languages, on the other hand, generally have inflectional markings. Moreover, Chinese words usually have no inherently marked lexical cat- egories, while words in the Indo-European languages normally do. In addition, the Chinese adopted a writing system which is logographic in nature. Unlike the alphabetic principle, its script/speech relationship is highly opaque. The characters, as they are commonly called, represent lexical morphemes, whereas alphabetic symbols, as in common Indo- European languages, represent phonemes. Undoubtedly, knowledge about how people process this specific language, Chinese, is indispensable to the general understanding of human language processing. The aim of this book is to integrate the most recent research investi- gating cognitive aspects of the Chinese language into a single academic reference for researchers interested in Chinese language processing and related fields. In fact, in putting together this book, it was our goal to invite contributions from specialists working in major areas of Chinese language processing. We did succeed in assembling an excellent group of researchers, from different parts of the world (Le., Hong Kong, Taiwan, Mainland China, America, Australia, and Europe), representing a great diversity of research topics and perspectives. In this book, we have organized 14 papers that deal with several aspects of language processing in Chinese; some review one or several major issues and summarize the related evidence, and others present new research on specific issues. These papers have been grouped into five sections of the book. Part One includes four papers on visual perception and processing of characters. Huang and Wang focus primarily on the role of structural properties of Chinese characters in visual perception. Next, Flores d’A rcais examines the activation processes of graphemic, phonologi- vi cal, and semantic information in character recognition. After this, Cheng looks at the phonological processes in lexical access. In the final chapter, Hue reports the findings of three experiments examining the recognition processes underlying character naming. Part Two contains three papers which focus more explicitly on lexical representation than on process. Hoosain discusses the concept of the word and the nature of the Chinese lexicon, whereas Zhang and Peng present the results of three experiments investigating the structure of the lexicon. Taft and Chen turn their attention to tonal and phonemic representations in the lexicon and to the use of tonal information in making homophonic judgments. Part Three comprises two papers on sentence and text comprehen- sion. Chen looks at the comprehension processes in reading Chinese text, while Li, Bates, Liu, and MacWhinney examine the functional roles of several cues (e.g., word order and animacy) in sentence interpretation. Part Four includes three papers on language acquisition. Miao and Zhu summarize the results to date from the studies conducted in China on language development. Chang surveys the recent studies on the acquisition of Chinese syntax. Chien concerns more specifically on the theoretical implications of Chomsky 's "Principles and Parameters" model for language acquisition. Finally, there are two papers in Part Five: Yin and Butterworth present the results of their work with deep and surface dyslexia and Au looks at the methodological issues in cross-linguistic research on language and cognition. The volume presents an exciting sample of the current work in Chinese language processing. It reveals both the potential of this relatively new research area and also many intriguing questions that studying language processing in Chinese has raised, thus pointing out a number of possible directions for future research. It will, we hope, provide stimulating reading to anyone interested in the cognitive aspects of the Chinese language, human cognition, and any of the disciplines related to the psychology of language. Acknowledgments The idea of putting together a book of this sort was developed and the first stage of planning was completed while the first editor was spending a sabbatical year at the Institute for Perception Research (IPO) in Eindhoven and the Eindhoven University of Technology, The Netherlands. The main part of this project was carried out at the Chinese University of Hong Kong with support from a UPGC Direct Grant for Research provided by the Social Science and Education Panel of the University. The support and resources of these institutions are gratefully acknowledged. We would like to thank all the contributors for their cooperation through the preparation of this book. We are especially grateful to Rumjahn Hoosain, Marcus Taft, Thomas Lee, and Yun Yang Zee, who helped to review one or more of the chapters in the book. Our colleagues, In-Mao Liu, Norman Freeman, Marcus Taft, and Michael Bond, were generous in their advice and encouragement. We are also grateful to K. Michielsen of Elsevier and George Stelmach, the editor of the Advances in PsychoZogy series, for having faith in the project, and to Mary McAdam for her technical editing. Our special thanks go to Connie Ho, Kit Kan Tang, Candy Leung, Agnes Kwan, Karen Ma, Christine Lo, and Irene Liem for their assistance in preparing the indices and the camera-ready copy for this book, to Tze- Chau Chiu and Yau-Man Fung for their technical assistance, and to Robert Phay and Siu Lung for their help in checking and correcting the English of various chapters in this book. And best thanks, finally, to Yin-Gin and Sen-Lay for their constant support of the first editor. Hsuan-Chih Chen Ovid J.L. Tzeng List of Contributors Terry Kit-fong Au, Department of Psychology, University of California, Los Angeles, California 90024-1563, U.S.A. Elizabeth Bates, Department of Psychology, University of California, San Diego, La Jolla, California 92093, U.S.A. Brian Butterworth, Department of Psychology, University College Lon- don, WClE 6BT, London, U.K. Hsing-Wu Chang, Department of Psychology, National Taiwan Univer- sity, Taipei 10764, Taiwan Hsuan-Chih Chen, Department of Psychology, Chinese University of Hong Kong, Shatin, N.T., Hong Kong Chao-Ming Cheng, Department of Psychology, National Taiwan University, Taipei 10764, Taiwan Yu-Chin Chien, Department of Psychology, California State University, San Bernardino, California 92407, U.S.A. Givoanni B. Flores d’A rcais, Max-Planck-Institute fur Psycholinguistik, Postbus 310, NL-6500 Nijmegen, The Netherlands Rumjahn Hoosain, Department of Psychology, University of Hong Kong, Hong Kong Jong-Tsun Huang, Department of Psychology, National Taiwan Univer- sity, Taipei 10764, Taiwan Chih-Wei Hue, Department of Psychology, National Taiwan University, Taipei 10764, Taiwan X Ping Li, Center for Research in Language, University of California, San Diego, La Jolla, California 92093, U.S.A. Hua Liu, Department of Cognitive Science, University of California, San Diego, La Jolla, California 92093, U.S.A. Brian Mac Whinney, Department of Psychology, Carnegie Mellon University, Pittsburgh, Pennsylvania 1521 3, U.S .A. Xiaochun Miao, Department of Psychology, East China Normal Univer- sity, Shanghai 20062, China Danling Peng, Department of Psychology, Beijing Normal University, Beijing 100875, China Marcus Taft, School of Psychology, University of New South Wales, Kensington, New South Wales 2033, Australia Man-Ying Wang, Department of Psychology, National Taiwan University, Taipei 10764, Taiwan Wengang Yin, Department of Psychology, University of College London, WClE 6BT, London, U.K. Biyin Zhang, Department of Psychology, Beijing Normal University, Beijing 100875, China Manshu Zhu, Department of Psychology, East China Normal University, Shanghai 200062, China LANGUAGE PROCESSING IN CHINESE H.C. Chen and O.J.L. Tzeng (Editors) 0 1992 Elsevier Science Publishers B.V. All rights reserved. 3 From Unit to Gestalt: Perceptual Dynamics in Recognizing Chinese Characters Jong-Tsun Huang and Man-Ying Wang National Taiwan University The present article discusses the role of geometrical and structural properties in the recognition of Chinese characters. A stage model for Chinese character recognition is proposed that non-accidental properties are first searched within the character, and character regions are parsed. Then, character components and their relations are activated. The activation of the word model finally triggers the identification of the intended character. Under this analytical framework the literature is reviewed on the effects of stroke inter-sec- tion, order and number of strokes, character decomposability, component/character relationship, and corner information in character recognition. We critically evaluate the plausibility of perceptual/non- perceptual dichotomy, horse-racing models, and other general issues in the hope that this may facilitate the proper investigation of the perceptual dynamics in recognizing Chinese characters. Supposing that Chinese characters are functionally equivalent to English words and that visual information processing mechanisms are universal in human perception, one would suspect that the principles derived from English letter perception and word recognition experiments could apply as well to Chinese character recognition. However, there are several ways one might challenge this argument. Hung and Tzeng (1981) examined 4 J. T. Hung & M. Y. Wang possible processing differences between alphabetic and logographic scripts. They focused on the facets of phonological recoding, lexical access, and cerebral lateralization, among others. In this article, we will emphasize the geometrical and structural variables to provide a view of orthographic variations which might contribute differentially to Chinese character recognition. Geometrical and Structural Properties of Chinese Characters Liu, Chuang, and Wang (1975) identified a total of 40,032 Chinese words from a base of nearly one million printed words. The words are varied from one to six characters with different frequency counts. Two-character words occupy the largest proportion with 65.15% of the entire group (Huang & Liu, 1978). Each two-character word has its unique meanings, but the constituent characters also have separate independent meanings. English nominal compounds are similar; however, they account for a much smaller proportion in the English language. Although two-character Chinese words are often equated in function as English words, one might suspect that the prevailing incidence of two-character words in Chinese will signify different perceptual consequences. However, Tzeng, Hung, Cotton, and Wang (1979) showed a similar pattern in comparison with lateralization studies using English materials. They found that the naming response of a single Chinese character manifested a left-visual-field (LVF) superiority effect, whereas naming or lexical decision time for two-character words showed a right-visual-field (RVF) superiority effect. It might be argued that a single character is processed in a holistic-gestalt manner, while a two-character word is analyzed sequentially and analytically. Suppose that the sequential order between characters must be processed so that a two-character word could be correctly recognized, then a RVF superiority effect in the two-character word recognition might be attributable to the finer temporal resolving power in the left hemisphere. Such a finer cerebral function will, in turn, provide the opportunity for better sequential coding (Tzeng -& Wang, 1984). We should therefore be very careful in presenting arguments concerning functional differences between different writing systems. Even if two-character words are the most frequent semantic units in natural reading, it is inevitable to focus on single characters for establishing a context-free character recognition model. The majority of Chinese single

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