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Benni Thiebes Landslide Analysis and Early Warning Systems Local and Regional Case Study in the Swabian Alb, Germany Doctoral Thesis accepted by The University of Vienna, Austria 123 Author Supervisor Dr. BenniThiebes Prof.Dr. ThomasGlade Department of Geography andRegional Department of Geography andRegional Research Research Universityof Vienna Universityof Vienna Universitaetsstrasse 7 Universitaetsstrasse 7 1010Vienna 1010Vienna Austria Austria ISSN 2190-5053 e-ISSN 2190-5061 ISBN 978-3-642-27525-8 e-ISBN978-3-642-27526-5 DOI 10.1007/978-3-642-27526-5 SpringerHeidelbergNewYorkDordrechtLondon LibraryofCongressControlNumber:2011945689 (cid:2)Springer-VerlagBerlinHeidelberg2012 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation,broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionor informationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodology now known or hereafter developed. Exempted from this legal reservation are brief excerpts in connection with reviews or scholarly analysis or material supplied specifically for the purposeofbeingenteredandexecutedonacomputersystem,forexclusiveusebythepurchaserof thework.Duplicationofthispublicationorpartsthereofispermittedonlyundertheprovisionsofthe CopyrightLawofthePublisher’slocation,initscurrentversion,andpermissionforusemustalwaysbe obtained from Springer. Permissions for use may be obtained through RightsLink at the Copyright ClearanceCenter.ViolationsareliabletoprosecutionundertherespectiveCopyrightLaw. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexempt fromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. While the advice and information in this book are believed to be true and accurate at the date of publication,neithertheauthorsnortheeditorsnorthepublishercanacceptanylegalresponsibilityfor anyerrorsoromissionsthatmaybemade.Thepublishermakesnowarranty,expressorimplied,with respecttothematerialcontainedherein. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) Parts of this thesis have been published in the following book chapters and articles: MayerJ,GladeT,ThiebesB,BellR(2010)IntegrativeFrühwarnsysteme.In:BellR, GladeT,GreivingS,MayerJ,PohlJ(eds)IntegrativeFrühwarnsystemefürgrav- itativeMassenbewegungen(ILEWS)—Monitoring,Modellierung,Implementierung, pp17–31. Bell R, Greiving S, Pohl J, Röhrs M, Glade T, Thiebes B, Mayer J (2010) Untersuchungsgebiete. In: Bell R, Glade T, Greiving S, Mayer J, Pohl J (eds) Integrative Frühwarnsysteme für gravitative Massenbewegungen (ILEWS)— Monitoring, Modellierung, Implementierung, pp 32–45. BellR,WiebeH,KrummelH,CamekT,BeckerR,ÖhlS,AslanAM,BurghausS, LiL,SchauerteW,KuhlmannH,ThiebesB(2010)Monitoring.In:BellR,GladeT, Greiving S, Mayer J, Pohl J (eds) Integrative Frühwarnsysteme für gravitative Massenbewegungen (ILEWS)—Monitoring, Modellierung, Implementierung, pp62–129. Thiebes B, Bell R, Glade T, Aslan AM, Schauerte W, Kuhlmann H (2010) Frühwarnmodellierung. In: Bell R, Glade T, Greiving S, Mayer J, Pohl J (eds) Integrative Frühwarnsysteme für gravitative Massenbewegungen (ILEWS)— Monitoring, Modellierung, Implementierung, pp 130–154. Bell R, Mayer J, Pohl J, Greiving S, Paulsen H, Röhrs M, Jäger S, Wiebe H, Thiebes B (2010) Erfahrungen aus dem integrativen Projekt. In: Bell R, Glade T, Greiving S, Mayer J, Pohl J (eds) Integrative Frühwarnsysteme für gravitative Massenbewegungen (ILEWS)—Monitoring, Modellierung, Implementierung, pp 231–237. Bell R, Mayer J, Pohl J, Greiving S, Paulsen H, Röhrs M, Jäger S, Wiebe H, Thiebes B, Aslan AM (2010) Transferierbarkeit des integrativen Frühwarnsys- tems. In: Bell R, Glade T, Greiving S, Mayer J, Pohl J (eds) Integrative Frühwarnsysteme für gravitative Massenbewegungen (ILEWS)—Monitoring, Modellierung, Implementierung, pp 238–243. BellR,BeckerR,BurghausS,DixA,FlexF,GladeT,GreivingS,GreveK,JägerS, JanikM,KuhlmannH,KrummelH,LangA,LiL,MayerC,MayerJ,PadbergA, Paulsen H,PohlJ,RöhrsM,SchauerteW,Thiebes B,Wiebe H(2009) ILEWS— Integrative landslides early warning systems. In: Stroink L (ed) Geotechnologien Science Report (conference proceeding), early warning systems in Earth manage- ment,No13,TechnicalUniversityMunich,Germany,pp16–32. Bell R, Glade T, Thiebes B, Jäger S, Krummel H, Janik M Holland R (2009) Modelling and web processing of early warning. In: Malet J-P, Remaître A, Bogaard T (eds) Landslide processes—from geomorphic mapping to dynamic modelling (conference proceeding), CERG Editions, Strasbourg, France, pp 249–252. Bell R, Thiebes B, Glade T, Becker R, Kuhlmann H, Schauerte W, Burghaus S, Krummel H, Janik M, Paulsen H (2008) The technical concept within the inte- grative landslide early warning systems (ILEWS) project. 10th international symposium on landslides and engineered slopes (conference proceeding). Xi’an, China, pp 293–298. I dedicate this work to my family Supervisor’s Foreword Landslide early warning systems are most important throughout the world. These systems are always installed when the socio-economic consequences have either been experienced or are expected to be significant. Commonly, landslide early warningsystemsare basedoneither spatialwarningswithrespect totriggers,and herein specifically to hydro-meteorological events, or on locally installed moni- toringdevices.Inmostcases,thesesystemsfocusonthetechnicalaspectsofearly warning—and do not take into consideration the whole chain of early warning includingmonitoring,analysis,establishing alertthresholds,issuing warnings and up to the societal responses including responsibilities, management options and decision making. Inthisresearch,bothlocalandregionalearlywarningsystemsareinvestigated andpotentialapplicationsaregiven.Specificresearchquestionsincludedthetopic on how slope hydrology contributes to the reactivation of landslide movements and how physically-based slope stability models can be applied in local landslide early warning. On the regional scale, the research focused on the question if landslidetriggeringrainfallthresholdsareapplicabletoregionalearlywarning.All these questions are explored in a case study in the Swabian Alb, Germany. Innovative concepts and solutions are suggested, in particular the online web- based physically-based slope stability model has never been developed and installed. However, also the continuous monitoring of geoelectric profiles to determinethespatiotemporalwaterpercolation,thedatatransferinthefieldusing wireless network technology or the development, implementation and application of a web-based online landslide early warning deserves wide international attention. I am confident, that numerous of the explored research topics are of highest interest and relevance to the landslide community as well as to the stakeholders having to deal with the landslide problems. The knowledge and conceptual ideas of landslide early warning systems enhanced significantly by this research work. Vienna, November 2011 Prof. Dr. Thomas Glade ix Preface Recentlandslideeventsdemonstratetheneedtoimprovelandslideforecastingand earlywarningcapabilitiesinordertoreducerelatedrisksandprotecthumanlives. In this thesis, local and regional investigations were carried out to analyse land- slidecharacteristicsintheSwabianAlbregion,andtodevelopprototypiclandslide early warning systems. In the local study area, an extensive hydrological and slope movement moni- toring system was installed on a seasonally reactivated landslide body located in Lichtenstein-Unterhausen.Monitoringdatawasanalysedtoassesstheinfluenceof rainfall and snow-melt on groundwater conditions, and the initiation of slope movements.Thecoupledhydrology-slopestabilitymodelCHASMwasappliedto detect areas most prone to slope failures, and to simulate slope stability using a variety of input data. Subsequently, CHASM was refined and two web-based applications were developed: a technical early warning system to constantly simulateslopestabilityintegratingrainfallmeasurements,hydrologicalmonitoring data and weather forecasts; and a decision-support system allowing for quick calculation of stability for freely selectable slope profiles. Ontheregionalscale,availablelandslideinventorydatawereanalysedfortheir use in evaluation of rainfall thresholds proposed in other studies. Adequate landslide events were selected and their triggering rainfall and snow-melting conditions were compared to intensity-duration and cumulative thresholds. Based on the results, a regional landslide early warning system was developed and implemented as a web-based application. Both, the local and the regional landslide early warning systems are part of a holisticandintegrativeearlywarningchaindevelopedbytheILEWSproject,and could easily be transferred to other landslide prone areas. xi Acknowledgments FirstofallIwanttothankmysupervisorProf.Dr.ThomasGlade,whoencouraged me to write a Ph.D. thesis and who kindly offered me the chance to work in his new working group established at the University of Vienna. Thank you for your support and guidance! I would like to thank my colleague and friend Dr. Rainer Bell for the great cooperation over the last few years; it has always been a great pleasuretoworkwithyou,andourdiscussionshavehelpedimmenselytoimprove my thesis. I am grateful to the entire ENGAGE working group at the Institute of Geography and Regional Research in Vienna for comments and discussion. My special thanksgoouttomyofficecolleagues. Yoursupportandfriendship helped me a lot on my way. I also would like to thank the entire ILEWS project. These have been exciting and challenging years and I enjoyed working with you very much.Thankyouforthewonderfulcolleagueship.Iwouldespeciallyliketothank Stefan, Raik and Bernd from the company Geomer for great cooperation in cre- ating the technical early warning systems. Forhelpwithbureaucracy andorganisationIwant toacknowledge thesupport technicalstaffattheinstitute,especiallyHelmutSlawikandRudiVoit.Laboratory analysis of soil samples could not have been carried out without the kind help ofChristaHermannand RobertPetizka. Iwouldalso liketothankallthe helping hands during field work, in particular Berndl Groiss. Another person acknowl- edged here is Mr. Siegler; without his appreciation of our work the entire project would not have been possible. Furthermore, the local administration of Lichtenstein-Unterhausen was very supportive which is highly acknowledged. Many thanks to Malcolm Anderson and Liz Holcombe from the University of Bristol for providing the CHASM software and the helpful tips on how to use it most effectively. Significant rainfall data was kindly provided by Prof. Dr. Clemens Simmer (Uni Bonn), Dr. Armin Mathes (Uni Bonn), Dr. Antje Claussnitzer (Uni Berlin) and Walter Koelschtzky (DWD). Additional data was kindly provided by the LUBW and LGL. Many thanks also to Jean-Christophe Kohn for the landslide inventory data. The financial support granted by the xiii