Justice under Anarchy: Rawlsian Global Justice with New Zealand as a Case Study by Andrew Ivory A thesis submitted to the Victoria University of Wellington in fulfilment of the requirements for the degree of Doctor of Philosophy Victoria University of Wellington (2015) 2 | P a ge P age | 3 Abstract This thesis makes an innovative argument for global justice by exploring neglected areas of Rawlsian theory, and using New Zealand as a case study. An enquiry into the Rawlsian view of domestic justice is included because it acts as a basis for Rawlsian global justice. In giving its view of global justice, the thesis argues for a global difference principle focused on persons. This argument includes an exploration of a neglected aspect of the principle; how it is constrained by the duty of assistance and the just savings principle. The thesis will also show that the global difference principle makes demands on developed nations because they can help realize the principle by improving conditions in developing nations by using Official Development Assistance (ODA). It is also likely that developed nations can improve conditions in the developing world by using the international factor of trade. However, rather than just focusing on this factor, the thesis reasons it is best to use this factor in tandem with ODA. The thesis also shows that developed nations should provide ODA by demonstrating how the numerous pledges made by developed nations over the years regarding ODA amount to promises, and that promises have moral significance. Before moving on to discuss New Zealand’s ODA programme, the thesis examines one of Rawls’s international principles of justice, the freedom and independence of peoples principle, and how it applies to New Zealand. In making an argument for the principle, the thesis shows how the principle can fit into a global justice framework, and adds to the literature by showing how the principle should treat small polities. The thesis also assesses how New Zealand’s history of colonialism has and has not respected the principle. This history also affects New Zealand’s ODA programme, so much so that one can be justified in describing this programme as being a relic of this history. This programme will be the subject of the final topic-based chapter. Previous assessments of the programme have been done with no, or a limited, normative framework. By this point a detailed Rawlsian normative framework, along with a picture of ODA’s efficacy, is in place, and is used to analyse the programme. This analysis includes the policy recommendations of monetarily enlarging the programme, focusing the programme on the globally least advantaged, and giving more of the programme’s funds to multilateral agencies 4 | P a ge 5 | P a ge Contents ABSTRACT .......................................................................................................................................... 3 CONTENTS .......................................................................................................................................... 5 ACKNOWLEDGEMENTS .................................................................................................................. 9 CHAPTER 1: INTRODUCTION .................................................................................................... 11 PART 1: RAWLSIAN COSMOPOLITANISM .............................................................................. 23 Chapter 2: Rawls’s Theory and Domestic Model ............................................................................................ 25 Introduction ...................................................................................................................................................... 25 The Focus on Rawls ......................................................................................................................................... 26 Ideal Theory and Nonideal Theory .................................................................................................................. 28 Rawls’s Model ................................................................................................................................................. 30 The Two Moral Powers .................................................................................................................................... 33 Rawls’s Principles of Domestic Justice ............................................................................................................ 37 The Argument for the Selection of Rawls’s Principles .................................................................................... 42 Why should one not argue for a stricter form of egalitarianism? ..................................................................... 48 Conclusion ....................................................................................................................................................... 53 Chapter 3: Rawls’s International Model .......................................................................................................... 54 Introduction ...................................................................................................................................................... 55 Introducing Rawls’s Polities ............................................................................................................................ 55 Rawls’s Principles of International Justice ....................................................................................................... 57 Conclusion ....................................................................................................................................................... 63 Chapter 4: The Global Difference Principle and its Critics ............................................................................ 65 Introduction ...................................................................................................................................................... 65 The Global Difference Principle and its place in Rawlsian theory................................................................... 67 The Question of Representatives ...................................................................................................................... 72 Human Rights and the Global Difference Principle ......................................................................................... 73 International Reasonable Pluralism .................................................................................................................. 76 Targeting .......................................................................................................................................................... 80 Different Difference Principles ........................................................................................................................ 82 A Global Basic Structure .................................................................................................................................. 84 Conclusion ....................................................................................................................................................... 86 Chapter 5: The Global Difference Principle and the Duty of Assistance ...................................................... 89 Introduction ...................................................................................................................................................... 89 Rawls’s Changing View of Inequality ............................................................................................................. 90 Rawls’s Scenarios and Deserved Inequalities .................................................................................................. 92 The Just Savings Principle ............................................................................................................................... 96 Conclusion ....................................................................................................................................................... 99 C ont ent s P age | 6 PART 2: REALIZING PRINCIPLES OF GLOBAL JUSTICE .................................................. 101 Chapter 6: Explanatory Nationalism .............................................................................................................. 103 Introduction .................................................................................................................................................... 103 The Connected Questions of Economic Performance and Well-Orderliness ................................................. 104 The Question of Responsibility ...................................................................................................................... 110 Conclusion ..................................................................................................................................................... 113 Chapter 7: The Effectiveness of ODA ............................................................................................................. 115 Introduction .................................................................................................................................................... 115 Is ODA a Failure or Success?......................................................................................................................... 116 Randomized Evaluations and the Problem of Scaling Up .............................................................................. 121 Conclusion ..................................................................................................................................................... 123 Chapter 8: The Effectiveness of Trade ........................................................................................................... 125 Introduction .................................................................................................................................................... 125 Free Trade ...................................................................................................................................................... 126 Fair Trade ....................................................................................................................................................... 132 Conclusion ..................................................................................................................................................... 134 Chapter 9: A Consideration beyond Effectiveness? ODA and Promises .................................................... 135 Introduction .................................................................................................................................................... 135 A History of Broken Commitments around ODA .......................................................................................... 135 Is this a History of Broken Promises? ............................................................................................................ 140 Conclusion ..................................................................................................................................................... 146 PART 3: GLOBAL JUSTICE AND NEW ZEALAND ................................................................ 147 Chapter 10: New Zealand’s History of Colonialism and the Freedom and Independence of Peoples’ Principle............................................................................................................................................................. 149 Introduction .................................................................................................................................................... 149 The Freedom and Independence of Peoples’ Principle .................................................................................. 150 New Zealand’s History of Colonialism .......................................................................................................... 154 Small Polities and Rawlsian Theory .............................................................................................................. 175 Conclusion ..................................................................................................................................................... 182 Chapter 11: New Zealand’s ODA Programme .............................................................................................. 185 Introduction .................................................................................................................................................... 185 History of New Zealand’s Aid Programme .................................................................................................... 188 Recent Levels of ODA Given ........................................................................................................................ 194 An Ongoing Focus on the Pacific ................................................................................................................... 196 New Zealand’s Country Programmes ............................................................................................................ 197 What Kind of ODA Relationship, if any, should New Zealand have with the Cook Islands, Niue, Samoa, and Tokelau? ......................................................................................................................................................... 208 New Zealand’s Non-Country Programmes .................................................................................................... 213 New Zealand Public Opinion on ODA ........................................................................................................... 217 Conclusion ..................................................................................................................................................... 220 CHAPTER 12: CONCLUSION ..................................................................................................... 221 ACRONYMS .................................................................................................................................... 225 C ont ent s P age | 7 POLYNESIAN WORDS AND TERMS ........................................................................................ 227 BIBLIOGRAPHY ........................................................................................................................... 229 Books: ................................................................................................................................................................ 229 Book Chapters: ................................................................................................................................................. 231 Journal Articles: ............................................................................................................................................... 233 Other Sources: .................................................................................................................................................. 239 Electronic Miscellany ..................................................................................................................................... 239 Electronic Papers ............................................................................................................................................ 240 Foreign Government Publications .................................................................................................................. 241 New Zealand Government Publications ......................................................................................................... 244 Newspaper Articles ........................................................................................................................................ 248 OECD Publications ........................................................................................................................................ 248 Theses ............................................................................................................................................................. 250 United Nations Publications ........................................................................................................................... 250 World Bank Publications ............................................................................................................................... 254 World Trade Organization Publications ......................................................................................................... 255 P age | 8 P age | 9 Acknowledgements I have a number of people I need to thank. Firstly, I thank my primary supervisor, Xavier Marquez, for all his comments over the years. I also thank my secondary supervisor, Ramon Das, for his insightful philosophical view of my topic, and my examiners Dr. David Reidy, Dr. Stephen Winter, and Dr. Greta Snyder for their thoughtful criticisms. There are also some family and friends who I need to thank. My mother, Janet Ivory, for proof-reading numerous drafts; my sister, Susan Ivory, for reading the final draft; and finally my friend and fellow PhD student, Atsushi Iseki, for much needed moral support. P age | 10
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