Volume 1, Number 4, 2010 Journal of ADHD & Related Disorders Editors: Joseph Biederman, MD • Stephen V. Faraone, PhD Special Issue Deficient Emotional Self-Regulation in Children and Adults With Attention- Deficit/H0yper activity Disorder 1 l 0 a 2 a, ci c di r e e 5 DeficiMent Emotional Self-Regulation in Adults With Attention- m a n Dteficit/Hyperactivity Disorder (ADHD): The Relative Contributions p m o r e of Emotional Imipulsiveness and ADHD Symptoms to Adaptive xc o t E Impairmentus in Major Life Activities © C b ht r Russeill A. Barkley, PhD, and Kevin R. Murphy, PhD g r ri o t py f 29 Tshe Use of Emotional Dysregulation as an Endophenotype for o i C ot D Genetic Studies in Adults With Attention-Deficit/Hyperactivity N Disorder Reid J. Robison, Fred W. Reimherr, Barrie K. Marchant, Doug Kondo, Gholson J. Lyon, John Olsen, Doug Christopherson, Camille Pommerville, Solongo Tuya, Amber Johnson, and Hilary Coon 39 A Pilot Study of Ecological Momentary Assessment of Emotion Dysregulation in Children Paul J. Rosen, PhD, and Jeffery N. Epstein, PhD 53 Emotional Dysregulation as a Core Feature of Adult ADHD: Its Relationship With Clinical Variables and Treatment Response in Two Methylphenidate Trials Frederick W. Reimherr, MD, Barrie K. Marchant, MS, John L. Olson, MD, Corinne Halls, MS, Douglas G. Kondo, MD, Erika D. Williams, MSW, and Reid J. Robison, MD www.adhdjournal.com www.APSARD.org 0 1 l 0 a 2 a, ci c di r e e M m a n t p m o r e i xc o t E u © C b ht r i g r ri o t py f s o i C t D o N Journal of ADHD & Related Disorders Vol. 1, No. 4 JOURNAL OF ADHD & RELATED DISORDERS EDITORS Joseph Biederman, MD Stephen V. Faraone, PhD Harvard University SUNY Upstate Medical University Massachusetts General Hospital Syracuse, NY Boston, MA ASSOCIATE EDITORS Lenard Adler, MD Aude Henin, PhD Luis Augusto Rohde, MD New York University School of Medicine Massachusetts General Hospital Federal University of Rio Grande do Sul New York, NY Boston, MA Porto Alegre, Brazil Jay Giedd, MD Scott H. Kollins, PhD E.J. Sonuga-Barke, PhD Brain Imaging Unit, Child Psychiatry Branch Duke University Medical Center University of Southampton Bethesda, MD Durham, NC Southampton, UK 0 1 l Christopher J. Kratochvil,0 MD a 2 University of Nebraska Mediac,a l Centceri Omaha, NE c di r e e EDITORIALM BOAmRD a n Tobias Banaschewski, MD, PhD Frances Rudtnick Levin, MD Philip Shaw, BA, MB, BCh, PhD p m o Central Institute of Mental Health Columbiae Urniversity Collegie of Child Psychiatry Branch Mannheim, Germany Phxycsicianso & Surgeonst National Institute of Mental Health E u Russell A. Barkley, PhD New ©Y ork StaCte Psychiabtric Institute Bethesda, MD Medical University of South Carolina ht r New Yorki, NY g r Mary V. Solanto, PhD Charleston, SC riLawroence Lewtandowski, PhD The CHaotshpiyt aLl .f oBr aSrirc,k PChhDildren C opyot f SyDriSaycrusasec uUsen, iNveYrsity The DMepouanrttm Seinnta oif MPseydcihcaial tCryenter New York, NY The Toronto Western Research Institute N James J. McGough, MD, MS Toronto, Ontario, Canada UCLA Semel Institute for Neuroscience & Mark Stein, PhD Oscar G. Bukstein, MD, MPH Human Behavior University of Illinois at Chicago University of Pittsburgh Medical Center Los Angeles, CA Chicago, IL Western Psychiatric Institute and Clinic Jeffrey H. Newcorn, MD Pittsburgh, PA Ben Vitiello, MD Mount Sinai Medical Center David Coghill, MD National Institute of Mental Health New York, NY University of Dundee Bethesda, MD Steven R. Pliszka, MD Dundee, UK Division of Child and Adolescent Psychiatry Timothy Wilens, MD Sarah Durston, PhD University Medical Center Utrecht University of Texas Health Science Center Harvard Medical School Utrecht, The Netherlands San Antonio, TX Massachusetts General Hospital Richard Rubin, MD Boston, MA Jeff Epstein, PhD Vermont Clinical Study Center Cincinnati Children’s Hospital Erik Willcutt, PhD Medical Center Burlington, VT Department of Psychology Cincinnati, OH Steven A. Safren, PhD, ABPP University of Colorado Harvard Medical School Michael Gordon, PhD Boulder, CO Upstate Medical University Massachusetts General Hospital Syracuse, NY Boston, MA Mark Wolraich, MD Russell Schachar, MD, FRCP Child Study Center Mara Hutz, PhD Departamento de Genética University of Toronto University of Oklahoma Health Instituto de Biociências The Hospital for Sick Children Sciences Center Porto Alegre, Brazil Toronto, Ontario, Canada Oklahoma City, OK 11 Journal of ADHD & Related Disorders Vol. 1, No. 4 JOURNAL OF ADHD & RELATED DISORDERS DISCLOSURES It is the policy of Excerpta Medica Inc. to require the disclosure of anyone who is in a position to control the content of a publication. All relevant financial relationships with any commercial interests and/or manufacturers must be disclosed to readers. The contributors to this publication disclose the following: Faculty Member Corporation/Manufacturer Relationship Russell A. Barkley, PhD Eli Lilly and Company; Janssen-Cilag; Speakers’ Bureau Janssen-Ortho Inc.; Medicine; Novartis; Shire Pharmaceuticals Eli Lilly; Shire Consultant 0 Eli Lilly (Canada) 1 l Expert Witness 0 a 2 Adult ADHD Rating Scale (AaD, HD icni Adults: Royalties What the Science Says, Guilfodridc Pubrlications) e e Doug Christopherson None M None m a n Hillary Coon None pt m o None r e i Jeffery N. Epstein, PhD None xc o t None E u Corinne Halls, MS None © C b None ht r i Amber Johnson TK rig o tr TK Douglas G. Kondo, MD Noopnye f is None C t D o Gholson J. Lyon None None N Barrie K. Marchant, MS None None Kevin R. Murphy, PhD None None John L. Olsen, MD None None Camille Pommerville None None Frederick W. Reimherr, MD Eli Lilly; Johnson & Johnson; Shire Research Support Eli Lilly; Shire Consultant Celgene Stock Ownership Reid J. Robison, MD None None Paul J. Rosen, PhD None None Solongo Tuya None None Erika D. Williams, MSW None None 2 Journal of ADHD & Related Disorders Vol. 1, No. 4 JOURNAL OF ADHD & RELATED DISORDERS CONFLICT OF INTEREST ACKNOWLEDGMENT Excerpta Medica has implemented a process to resolve conflicts of interest for each publication. In order to help ensure content objectivity, independence, and fair balance, and to ensure that the content is aligned with the interest of the public, Excerpta Medica has resolved the conflict by external content review. UNAPPROVED/OFF-LABEL USE DISCLOSURE Excerpta Medica requires contributors to disclose to readers: 1. When products or procedures being discussed are off-label, unlabeled, experimental, and/or investigational (not US Food and Drug Administration [FDA] approved); and 2. 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Subscription inquiries, claims, and address changes should be addressed to Circulation Coordinator, Journal of ADHD & Related Disorders, 685 Route 202/206, Bridgewater, NJ 08807; e-mail: [email protected]; fax: (908) 547-2205. Manuscripts: Submit manuscripts to Cindy H. Jablonowski, Director of Custom Publishing, 685 Route 202/206, Bridgewater, NJ 08807. This paper meets the requirements of ANSI/NISO Z39.48-1992 (Permanence of Paper) Release Date: July 2010. 4 Journal of ADHD & Related Disorders Vol. 1, No. 4 Deficient Emotional Self-Regulation in Adults With Attention-Deficit/Hyperactivity Disorder (ADHD): The Relative Contributions of Emotional Impulsiveness and ADHD Symptoms to Adaptive Impairments in Major Life Activities Russell A. BARkley, PhD1; AnD kevin R. MuRPhy, PhD2 1Department of Psychiatry, Medical University of South Carolina, Charleston, South Carolina and SUNY Upstate Medical University, Syracuse, New York; and 2Adult ADHD Clinic of Central Massachusetts, Northborough, Massachusetts 0 1 l 0 a 2 a, ci c ABSTRACT di r e e Background: Recent reviews have argued that emoMtionalm impulsiveness (EI) and deficient emotional self- a n regulation are central components in attention-detficit/hyperactivity disorder (ADHD), not merely associ- p m o ated features or the consequence of comorbiditeyr. i Objectives: Our study has 2 aims: (1) toE xdcetermoine theu ftrequency/severity of EI in adults with ADHD relative to these control groups; and (2) ©t o evaluCate theb degree to which EI contributed to impairment in various domains of major life activitgihets beyro nd tharti made by severity of the traditional 2 dimensions of ADHD (inattention, hyperactiviptyyr-iimpfulsoivity). st Methods: We examined theC ofrequten cy andD sieverity of problems with EI in 3 groups: adults with ADHD o (n = 146), clinical-control adults not diagnosed with ADHD (n = 97), and a community-control group N (n = 109). Self- and other ratings of EI were utilized. Results: Results indicated that adults with ADHD had significantly more EI than either clinical or com- munity controls, whether by self- or other reports, and whether symptoms were studied individually or in total. We also evaluated the extent to which EI contributed to the prediction of global ratings of self- and other rated impairments in 10 different domains beyond the contribution made by the traditional 2 dimen- sions of ADHD symptoms. EI uniquely contributed to 6 of 10 domains and overall impairment. We then evaluated this issue using more detailed measures of occupational impairment, educational history, criminal history, adverse driving outcomes, marital satisfaction, parenting stress, and offspring severity of ADHD, oppositional defiant disorder, and conduct disorder. Severity of EI independently contributed to most mea- sures of impairment beyond severity of the 2 ADHD symptom dimensions and, in many cases, was the only predictor of some impairments. Conclusions: Our results indicate that EI is as central a component of ADHD as are its 2 traditional symptom dimensions. EI severity is not merely redundant with the other ADHD symptom dimensions, but adds additional explanatory and predictive power to understanding various forms of adult impairment. (J ADHD Relat Disord. 2010;1[4]:5–28) © 2010 Excerpta Medica. Key words: emotional impulsiveness, attention-deficit/hyperactivity disorder, ADHD, adults, adaptive impairment. Accepted for publication October 5, 2009. 1877-5365 5 Journal of ADHD & Related Disorders Vol. 1, No. 4 INTRODUCTION orders, dating back to the first medical descriptions Attention-deficit/hyperactivity disorder (ADHD) is in 1798 by Crichton and later by Still (1902) up to traditionally characterized as representing develop- 1976 (see Barkley 20102 for a review); current neu- mentally inappropriate levels of symptoms in 2 di- ropsychological models of ADHD (combined type) mensions of neuropsychological functioning: inat- that include poor emotional self-regulation as a key tention and hyperactivity-impulsivity.1 Recent component8-12; current evidence from neuroimag- reviews of the scientific literature, however, have ing studies that the prefrontal brain networks likely challenged this conceptualization of ADHD on the involved in ADHD13-17 also include those that basis that it excludes an equally central feature that serve to self-regulate emotions in the service of involves emotional impulsivity and deficient emo- larger, longer-term goals (especially the linkage of tional self-regulation.2-4 Emotional self-control is the lateral prefrontal cortex to the anterior cingulate believed to comprise a 2-stage process that includes: cortex and subsequently the amygdala/limbic sys- (1) the inhibition of strong emotional reactions to tem)18-21; and the small but growing body of evi- events, and (2) the subsequent engagement of self- dence that symptoms of EI are frequently observed regulatory actions that include self-soothing, refo- in association with ADHD, whether on rating cusing attention away from the provocative event, scales or direc0t beha vioral observations.2-4 1 l reducing and moderating the initial emotion, and Barkley20 has aragued that there is great value in 2 organizing the eventual emotional expression so the expal,i cit inccilusion of EI and subsequent deficits c that it is more consistent with and supportive of in emdiotionral self-regulation in the conceptualiza- e e individual goals and long-term welfare.2,3,5-7 It is tioM n of mADHD beyond the arguments made previ- a n argued that deficits in both of these components tously. That is because it better explains the high p m o of emotional self-control lead to impulsive emoe-r comorbidiity of ADHD with oppositional defiant tional expression and the subsequent deficient Esxelcf- odisordeur t(ODD) and possibly other related disor- regulation of those emotions. Both problems ©c an be C ders.b It also may better account for certain impair- mapped directly onto the 2-dimensionagl hst tructru re mrients evident in ADHD not as readily apparent or of ADHD and explain the existencpe yroif emfotoional steasily explained by the traditional 2-symptom di- impulsiveness (EI) and its subseCqouent tp oor seDlfi- mensions now included in ADHD (inattention and o regulation as additional core features of the disorder. hyperactivity-impulsivity). Such impairments may N Deficits in behavioral inhibition (hyperactivity- include problems with peer relationships and social impulsivity) in ADHD result in the expression of rejection, parent-child interaction conflicts and as- raw, unmoderated, and strong initial emotional re- sociated parenting stress, driving anger and aggres- actions (both positive and negative). Deficits in ex- sion, a greater risk of employment problems, mari- ecutive functioning (inattention) interfere with the tal conflict and dissatisfaction, and offspring subsequent effortful actions needed to downregulate behavioral problems, among others. All of these and moderate the subsequent emotional state of the problems occur with greater frequency in ADHD individual to make it more age-appropriate, socially than in control groups. Some evidence implies that acceptable, and consistent with the individual’s they may be related to the degree of poor emotional longer-term welfare.3,8,9 regulation evident in the disorder and not just the The specific impulsive emotions evident in inattention and hyperactivity-impulsivity.2,22 Yet ADHD are impatience, low frustration tolerance, the body of evidence that bears on this issue is hot-temperedness, quickness to anger or volatility, small, limited primarily to children with ADHD, irritability, and a general propensity for being easily largely studied in research on peer relationships, emotionally excitable.2,4 The lines of argument sup- and nearly absent in research on adults with the porting the central placement of EI in the concep- disorder. Also, prior research typically did not in- tualization of ADHD have been reviewed recently2 tentionally examine the relative contribution of EI and include the long history of inclusion of EI in symptoms beyond the severity of ADHD symptoms conceptualizations of ADHD and its precursor dis- alone to explaining variance in the domain of adap- 6 Journal of ADHD & Related Disorders Vol. 1, No. 4 tive functioning under study. It is quite possible ing, and parenting, among others,22 we have a that EI symptoms do not explain any further vari- unique opportunity in the present study to evaluate ance in impairments in major life activities than the contribution of EI symptoms to impairment in those already accounted for by ADHD severity. Af- these domains. We did not have measures of the ter all, if the 2 components of EI and emotional deficient emotional self-regulation component and self-control map onto the 2-dimensional structure so this must be left to future research to of ADHD, then the contributions of the former may investigate. already be included in measures of ADHD symptom severity. The former EI would therefore add little or METHODS no additional utility to explaining or predicting Participants variance in adaptive impairments beyond the tradi- Three groups of participants were used: (1) ADHD: tional 2 dimensions now included in ADHD. 146 adults clinically diagnosed with ADHD; (2) We do not believe this is the case, however, and clinical controls: 97 adults evaluated at the same we hypothesize that, given the limited available clinic but not diagnosed with ADHD; and (3) com- evidence, symptoms of EI make separate, additional munity controls: 109 adult volunteers from the local contributions to impairment in various major life communi0ty. Bot h the ADHD and clinical-control 1 l activities beyond just the 2 recognized dimensions groups 0were aobtained from consecutive referrals to 2 of ADHD symptoms. The present study therefore the aA, dultc AiDHD Clinic in the Department of Psy- c sought to examine this issue more thoroughly, us- cdihiatry rat the University of Massachusetts Medical e e ing not only large samples of both adults with M Schmool, Worcester, Massachusetts. The community- a n ADHD and a general community of adults tradti- control group was recruited from advertisements p m o tionally included in typical research, but alesro a postedi throughout the medical school lobbies and clinical-control group of adults not diagnoEsexdc witho fromut periodic advertisement in the regional newspa- ADHD but having other psychiatric diso©r ders. TChe pber. The project was reviewed and approved by the latter group was self-referred to thgeht samre adult riUniversity of Massachusetts Institutional Review ADHD clinic as that used to rpeycrriuit ftheo ADHsDt Board for Research on Human Participants, and all sample and believed they may Choave hatd ADHDDi, but participants signed statements of informed consent. o this group did not receive a subsequent clinical di- To be eligible, all subjects were required to have N agnosis of such. Thus, they comprise a better con- an IQ of 80 or higher. They also had to have no evi- trol group than just a general community sample in dence of deafness, blindness, or other significant helping to control for referral biases that may have sensory impair ment; significant and obvious brain affected the nature of the adult ADHD sample. damage or neurological injury, or epilepsy; signifi- Such a clinical group also permits a better determi- cant language disorders that would interfere with nation of the degree of specificity of EI symptoms comprehension of verbal instructions in the proto- associated with ADHD beyond that seen in other col; a chronic and serious medical condition such as clinical outpatient disorders. Our study, therefore, diabetes, thyroid disease, cancer, heart disease, etc; had 2 aims: (1) to determine the frequency/severity or a childhood history of mental retardation, au- of EI in adults with ADHD relative to these control tism, or psychosis. To be placed in the ADHD groups; and (2) to evaluate the degree to which EI group, clinic-referred participants had to meet the contributed to impairment in various domains of Diagnostic and Statistical Manual of Mental Disorders, major life activities beyond that made by severity of Fourth Edition (DSM-IV) criteria for ADHD,1 ex- the traditional 2 dimensions of ADHD (inatten- cepting the age of onset criterion, as judged by an tion, hyperactivity-impulsivity). Having previously experienced clinical psychologist using a structured conducted an extensive evaluation of the impair- interview for ADHD created by the authors. For ments associated with ADHD across many major more information on the process used in making life activities such as education, occupation, driv- these clinical judgments, see Barkley et al.22 Par- ing, money management, crime, marriage and dat- ticipants in the clinical-control group were evalu- 7 Journal of ADHD & Related Disorders Vol. 1, No. 4 ated at this same clinic but did not receive a clinical measure and, if significant, used it as a covariate. diagnosis of ADHD. The ADHD group had significantly less education No precise age of symptom onset producing im- (14 years) than the 2 control groups (clinical = 16 pairment was required for placement within the years; community = 15 years), a finding consistent ADHD group, as one purpose of this study, report- with prior research on the impact of ADHD on the ed elsewhere,22 was to examine the value of specify- educational outcomes of children followed to adult- ing various age ranges of onset for the diagnosis of hood.22 The groups did not differ in their IQ scores, ADHD in adults. Also, the results of prior studies but the clinical group had a significantly higher oc- do not support the validity of the age of onset of cupational index than the other 2 groups on the 7 years currently included in the DSM-IV diagnos- Hollingshead Index of Social Position (unpublished tic criteria for ADHD.22,23 All had the onset of data, A.B. Hollingshead, 1975). The groups did not their symptoms prior to age 21 years; mean age of differ significantly in the percentage who were cur- onset was 7 years. Of the 146 adults assigned to the rently employed (ADHD, 73%; clinical, 71%; ADHD group, 30 were inattentive types (21%), community, 77%). The groups differed significant- 6 were residual (4%), and 110 were combined types ly in gender composition (c2 = 11.60; P = 0.003), (75%) according to clinician diagnosis. with the ADH0D gro up having a significantly high- 1 l The clinical-control group comprised patients not er composi0tion ofa males than the 2 control groups 2 clinically diagnosed as having ADHD. The primary (ADHDa,, 68%c imale and 32% female; clinical, 56% c diagnoses given by the clinician to members of this maled iand 4r4% female; community, 47% male and e e group were varied, but comprised the following: an- 53M% femmale). This finding is similar to many stud- xiety disorders (43%), drug use disorders (15%), ta ies of adults wnith ADHD,24,25 where the ratio of p m o mood disorders (12%), learning disorders (4%), parte-r males:femiales is 2:1. As a result, in any group com- ner relationship problems (4%), adjustment disorEdxecrs oparisonus tconducted here, sex is used as a second fac- (4%), personality disorders (1%), and ODD© (1%); C tor abfter that of the group in the statistical analyses. 17% of these subjects received no diagnosgish.t r Aris for the ethnic composition of the groups, 94% of The community-control group copnysriistedf ofo rela- steach group identified themselves as European- tively normal adults drawn fromC tohe lotc al centDrail American (Caucasian) descent. o Massachusetts region via advertisements. To be eli- Upon enrollment, 17% of the ADHD group, N gible for this group, subjects must have met the 30% of the clinical group, and none of the commu- criteria noted earlier for all participants. In addi- nity group were treated with psychiatric medica- tion, they had to have a score on the Adult ADHD tion. To evaluate the potential effect that medica- Rating Scale (see Measures—Interviews and Rating tion status may have had on our results, we Scales) based on current symptoms (by self-report) compared those ADHD cases that were on medica- below the 84th percentile (within +1 SD of mean) tion with those not on medication in the following for their age (using norms reported in Barkley and measures: frequency of their ADHD symptoms Murphy24). Community controls also had to be free from the interview, age of onset, number of domains of any ongoing medication for treatment of a medi- of impairment from the interview, number of child- cal condition or psychiatric disorder that could be hood ADHD symptoms (interview), total score for judged to interfere with the measures to be col- ADHD symptoms from self-ratings in adulthood lected here. and in childhood, self-rated impairment total scores The demographic characteristics of our 3 groups on these same scales, total score for ADHD symp- have been previously reported.22 Participants in the toms from ratings provided by others for both cur- ADHD group were significantly younger (mean rent and childhood behavior, and total impairment age, 32 years) than that of the other 2 groups (clini- scores provided by others for both current and cal = 37 years; community = 36 years). Therefore, childhood functioning. None of these comparisons in all of the analyses of continuous measures con- were significant. We conducted the same analyses ducted on these groups, we correlated age with the for the subjects in the clinical-control group who 8
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