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JOSE MIGUEL CARRERA BY JOSEPH FRANCIS STRAUB A.B., University of Illinois, 1949 A.M., University of Illinois, 1950 THESIS SUBMITTED IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY IN HISTORY IN THE GRADUATE COLLEGE OF THE UNIVERSITY OF ILLINOIS, 1052 URBANA, ILLINOIS UNIVERSITY OF ILLINOIS THE GRADUATE COLLEGE September 30, 1958 I HEREBY RECOMMEND THAT THE THESIS PREPARED UNDER MY SUPERVISION Ttv JOSEPH FRANCIS STRAUB ENTITLED JOSE MIGUEL CARRERA BE ACCEPTED IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY Int'Chhaarrgg<e of Thesis Head of Derfbrtment Recommendation concurred inf 6 It'^e^ & /J&<A^CLA S Committee on Final Examination! t Required for doctor's degree but not for master's. 5M—U-51—4S672 iiri'HOTjucriOr1 i-vi O JAPTEK I r.ovii.: ,F'r FOK s^LP-sov^r :,:fr l CORRUPT IOI '-7' 5FAlItiI .lO'TJI J.1 'i' 2 ADi>. IKISfRAJlG . Oi-' GARttAtSCO 3 AuLILISTRA-Io Ob GOI'LI. D J LA Cot; ^'"JiTA 9 REVOLUTIO^ Of'' 1810 10 FIRST I;A.L'IOI:AL CO> GRESS IS II Tif, CARR-AA FAVJLY 21 lyifACio Air Ai-.xioba FATHER 22 JIA" J03E A -^ULLR.i.ADED CA-EILL.-iO 26 L'jxS A ELIT iE SfxRIT 27 JAVI^RA Al. IiXtJPIRli 'i IJ.'OL 28 JOSJS IIIOil^L A RECKLESS RAlui 31 ..APTIT" oT-' -in:, I:- ti^Air: 35 A H'JSSAR'S RE_U:r. TO G lILa 41 I II CArtRZJRA'ti "T.itiL i>ICTATC:.S.UP 4 5 R^SURa.'i: G'l 0*' RAi/ICnL 'JO-.UK.iibcSJ.iii; 46 S _ /r>T ^i. a, _,. i RE1' 01U TI •' 1: 51 K0V.Mr.iiR La^T0I.LVi'I i 54 DJOEVLVV:: ilEVOLI'TIO" 56 h± ATTRORA LjE CI HE 58 J.,L>ICA.'.10 /OI LJ-I-IOCHASY 61 ECCI^T.^Jj-C^L Rj.oi{io 63 AliLuCIOUS JCaiL K" ROII'SL.TT 66 LI. ERAL COllSTIlLrU. OF 1812 68 ADFIlriSTRATirE CHARGES 71 ,/AR AGAINST Ti-E ROYALISTS 72 IV OA-KEI.A'S o^GOi'j.- DICTATORSHIP 78 OJJIGLI- •;> JOVERIwE;1. bETRAYS CLUE 79 TREATY 0? LIRCAY 82 JULY REVOLTTTIO 86 CIVIL '.7AR 07 EEGliirJliiG 1'JT.. CA'Jt:.RA-\rEIAS>,l'IEZ LIAISOP! 89 TI:E -IERO'S EARUIAG-E 91 DISASTER HI. RAL:GAJ-UA 93 SCORCHED EARTh i-OLICY 96 V VE1!E.ATTA 99 EXILES li1 :3r:JD0ZA 100 PREJUDICE AttAi:'S".' "-Ri, CABRERAS 103 O'HIGGlKS FAVORED EY i'i._, ARGEIiTUES 106 CnKRiiRA-: ACKElnA LUEL 113 CARRHRr. TAKES SHIP 117 VI CARRERA 1" rr! _ URITEE tJTAi':.3 1 19 T'HrE EXILE'S _, JJIPI EET--GOI:.AGE 120 RASCALLE JORI o" SIGUIER'S HID 123 AARO. eURR AED "CII11Z EM" GJ-.I.^T 127 RADICAL EL..E-EAT IE LAPTIS 1EV iliji 128 CA .E^RA'S FLOTILLA 131 1'IIE "LAE'TARO" LEi'TERS 132 : OVsQli _>0CTEl! E 136 VII PERSECUrJO': Q'/ EL, GAERERAS 142 CARRERA'S LI^ERATIi'G SEUADEOJ: 143 J^STJ EIGUiFL A _J ,TUAV. JOSE JAILED 14 6 liE'ERVIE',/ -./i "i1 SA" I ART 111 147 ESCAPE OF JOSE FIGFGL 150 JAVIlilui ASSTJFE3 LEADYRSFIP 151 PLOT A GATE! ST CKIGJli'S F <JLED 152 JUDICIAL bLAYI'G3 II, -EFUOZA 154 O'iilGUTFIST FiEAi'ilY 158 EUEDiEE 0" EAEGEL ROD FtGUEZ 159 VIII CARRERA AttU AEG^TI^, AIIAECRY 162 TFJ. DREAD IEO LEFT ARC LOEGi:, 163 ARCTEETHIE-CHILEA"" PACT 167 COLO ,/AR 170 ALLIAJCE ',ll'x- Ar,GEtTl,^ CAUDIELOS 173 CAaRERA OPPOSES .EEAECHY 175 Aw ARCEIT^GE Oi' AKG^ETIIE FEDERAL 1SF 180 STAR-CROSSED LOWERS 181 ADIEU IF CARRERA-VELASOJEZ liEYLL 183 IX TAPS FOR CA.-iRERA 185 O'RItf'rl.'b DEPOSED 187 CARRERA'S POLITICAL LEGACY 188 T"E CAtG-iERA L-,fiE~JD 189 3IRLI0GRAPRY 192-203 E'APS 204-205 INTRODUCTION Nature was Important in preparing Chile for independence, and colonial society was significant in shaping the course of the new state. The natural boundaries of the country sharply separated Chile from the rest of the South American continent, and enabled it to become a distinct nation. Isolation allowed the people of the area to work out a way of life which inclined them toward independ ence and self-reliance. Nevertheless, a tradition of strong leader ship which Chile acquired in colonial times continued to operate during the revolution for independence and well into the republican period which followed. This leadership was first supplied by the viceroys of Peru, under whose jurisdiction the Kingdom of Chile be longed during the two and a half centuries of Spanish domination. When, finally, the grievances accumulated in the course of Spanish administration led the Chileans to revolt early in the nineteenth century, their historical experience disposed them to rely on a leader to direct the new steps in their development as a nation. The personality and accomplishments of Jose Miguel Carrera are strikingly expressive of the movement for Chilean independence. In order to understand the circumstances which influenced the revolution in Chile and the career of Jose Miguel Carrera, it is necessary to have a general knowledge of the broad outlines and features of Chilean geography. Chile is a narrow ribbon-like country extending from the deserts of Tacna to the wind-swept wastes of Tierra del Fuego. Prom north to south it has a length of over two thousand five hundred miles, and it warys in width from forty- six to two hundred and fifty miles. The country is bounded on the To- north by Peru, on the east by Bolivia and Argentina, and on the south by the Antarctic and on the west by the Pacific. The country is di vided topographically and climatically into three belts. The deserts of the north, the fertile valley of the central zone, and the rainy, cold district of the south dictate that the majority of the popula tion live in the more congenial middle area. Loose federalism would be difficult to maintain in a nation whose geography and society has thus been rendered so compact. Chile became accustomed to direct control from Santiago during the colonial era. When the country became a republic it retained this disposition toward centralized administration. During the colonial period, which lasted from 1541, when Pedro de Valdivia began the conquest of Chile, to 1810, when the country revolted from Spain, geography helped insulate the nation against the direct influence of the viceroy who resided in Lima. The high Andes mountains separate Chile from Argentina and hot deserts divide the country from Peru. The Kingdom of Chile, which was a part of the greater viceroyalty of Peru, was able to conduct its affairs with a large degree of independence and develop national character istics which were peculiar to itself. The province of Cuyo was theoretically a part of the kingdom but its situation on the eastern side of the Andes, out of touch with the rest of Chile, meant that in practice it was almost as independent of control from Santiago as Chile was independent of Lima. Later Cuyo became a part of Argentina, to which, on the basis of geography, it rightly belonged. The colonial system governing Chile placed tremendous power in the hands of a select few. The ruling oligarchy was chosen with close regard to blood and class. The Peninsulares, or persons iii born in Spain, enjoyed the benefit of great political authority and social prestige in the colony. These Europeans were nicknamed "Goths" and their number v/as approximately twenty thousand in 1810 at the time of the revolution. Prom this class came most of the governors, generals, and other high public officials. The royal audiencia, whose functions were multitudinous and included that of acting as a sort of supreme court, v/as almost a monopoly of this caste. The ranks of the "Goths" had to be constantly replenished from the mother-country by various sorts of adventurers seeking their fortunes in the far-flung corners of bhe empire. The arro gance of this group in dictating governmental policy and social po sition was a constant Irritation to the native Chilean aristocracy. The descendents of bhe original Spanish conquerors felt a justified pride in their ancestry and their own accomplishments. Although born in Chile they usually managed to keep their Spanish blood pure. The Creoles, as this privileged class of about one hundred and fifty thousand v/as called, frequently displayed all the trappings of a genuine aristocracy. They possessed wealth, took advantage of laws of entail and primogeniture, held titles, had escutcheons emblazoned on the doors of their houses, and often occupied influential positions in government and society. Education made them even more conscious of their ov/n worth and the Inferior status to which the Spaniards had relegated them. The cabildo, or tov/n council, was the stronghold of these upper class natives, but they were ambitious for places of greater power and honor. The Creoles were jealous of the Spaniards because of the privileges which the Iberians enjoyed. Below the Spaniards and Creoles in social status lived the iv miserable majority of Chileans known as mestizos. They were the product of the union of European or Creole blood with the Indians. This group of about three hundred thousand was poor, ignorant, superstitious, and had very low moral standards. 3y their labor in the city or on the hacienda they eked out a wretched living. They often worked for the same Creole landed clan for generations and even though extremely poor they usually had the security of this long established tie to a great family. They had not the opportuni ty for participation in the larger political community and were de pendent on the leadership of their Creole masters. The mestizos could understand personal loyalties. Of least importance in Chile were the negroes. This class was small in number and was composed mostly of slaves. Besides the per sons of pure African blood, among the slaves could be found zambos and mulattoes. Zarnbos were created by a blend of negro and Indian blood. The union of white and negro gave rise to the mulatto. The negroes numbered about twenty thousand and they usually served as domestic servants in the houses of aristocrats. Their treatment was such as to secure the long continued use of a valuable piece of property. Because of the small number of blacks, abolition never became a vital issue in Chilean society. The church was an institution brought to Chile with the first conquerors which exercised a profound influence on colonial society. Besides setting up the standard by v/hich morality and conduct were measured, it served in a more temporal way. Some of the Indians were converted and gathered into communities to be civilized. An exception was to be found in the hardy Araucanians of the south, however, who managed to resist both military and spiritual subju- V gation by the Christians all through bhe colonial period. Certain clerics, notably the Jesuits, v/ere industrious cultivators of material wealth until their expulsion In 1767 by royal edict. The clergy furnished much of the learning and education to Chilean so ciety. As part of its effort to maintain dominion over men's minds, the church enforced a rigorous"censorship and, indeed, not until the advent of the revolution was the first printing press Introduced in to Chile. The prestige of the clergy began to decline in the upper echelons of Chilean society during the eighheenth century, but among the mass of the population the church continued to wield a heavy in fluence. A few saw defects in the organization and discipline of the church; it would be left to republican governments to achieve any fundamental reform in the ancient institution. As upper-class laymen gradually gained status in the halls of learning, they demanded a broader education. Medicine, law, and mathematics v/ere among the Importanb studies added to the curricula of the few schools of higher learning. Instruction was given in Latin and there v/ere no books written In the vernacular except those smuggled into the country, A few enlightened and daring men managed to spirit forbidden literature into Chile and began to absorb revo lutionary doctrines. They became more conscious than in the past of their rights as human beings and as subjects of tVie king. The learning gathered clandestinely was used effectively at the dav/n of the revolutionary era. The foregoing brief survey of colonial Chile reveals some of the factors which Induced the people to rebel against Spain and at the same time manifests some of the characteristics of the society which allowed it to retain a relative stability and continuity of

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