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Introduction to Crystal Growth: Principles and Practice PDF

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Introduction to CRYSTAL GROWTH Principles and Practice Introduction to CRYSTAL GROWTH Principles and Practice H. L. Bhat Former Professor of Physics Indian Institute of Science Bangalore and Visiting Professor Centre for Nano and Soft Matter Sciences Bangalore CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2015 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Version Date: 20140922 International Standard Book Number-13: 978-1-4398-8333-4 (eBook - PDF) This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. Except as permitted under U.S. Copyright Law, no part of this book may be reprinted, reproduced, transmitted, or utilized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying, microfilming, and recording, or in any information stor- age or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this work, please access www.copy- right.com (http://www.copyright.com/) or contact the Copyright Clearance Center, Inc. (CCC), 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. CCC is a not-for-profit organization that pro- vides licenses and registration for a variety of users. For organizations that have been granted a photo- copy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com To my parents Contents Preface .....................................................................................................................xv Author ..................................................................................................................xvii Section I Principles 1. Introduction .....................................................................................................3 What Are Crystals? ..........................................................................................3 Why Single Crystals? .......................................................................................4 Why Should One Grow Crystals? .................................................................6 Historical Perspective ......................................................................................6 Organization of the Book ..............................................................................10 References .......................................................................................................11 2. Nucleation Phenomena ................................................................................13 Critical Supersaturation ................................................................................13 Homogeneous (Spontaneous) Nucleation ..................................................15 Heterogeneous Nucleation ...........................................................................19 Nucleation on a Substrate .............................................................................20 Nucleation of a Crystalline Material ...........................................................21 Equilibrium Shape of Anisotropic Nuclei ..................................................22 References .......................................................................................................23 3. Crystal Growth Mechanisms .....................................................................25 Early Theories .................................................................................................25 Two-Dimensional Layer Growth Mechanism ...........................................28 Surface Nucleation .........................................................................................32 Verification ......................................................................................................35 References .......................................................................................................36 4. Defects in Crystals .......................................................................................37 Point Defects ...................................................................................................37 Vacancy .......................................................................................................38 Schottky Defect .........................................................................................39 Frenkel Defect ............................................................................................39 Interstitial Defect .......................................................................................40 Substitutional Defect ................................................................................40 Color Centers .............................................................................................40 Line Defects or Dislocations .........................................................................41 Theoretical Estimation of Critical Shear Stress ....................................43 vii viii Contents Refinement in Calculation of Critical Shear Stress ..............................45 Edge Dislocation ........................................................................................46 Screw Dislocation ......................................................................................48 Mixed Dislocation .....................................................................................49 Burgers Vector ...........................................................................................49 Motion of Dislocations .............................................................................50 Energy of a Straight Screw Dislocation .................................................51 The Force on a Dislocation When a Shear Stress Is Applied ..............54 Dislocation Multiplication .......................................................................56 Low-Angle Grain Boundaries .................................................................57 Planar Defects.................................................................................................58 Stacking Faults ...........................................................................................58 Twin Boundaries .......................................................................................60 Grain Boundaries in Polycrystals ...........................................................61 Bulk Defects ....................................................................................................61 References .......................................................................................................62 5. Dislocations and Crystal Growth .............................................................65 Screw Dislocation Theory of Crystal Growth ...........................................65 The Theory .................................................................................................66 Experimental Verification ........................................................................68 Growth from Solution ..............................................................................69 Shape of Growth Spirals ..........................................................................71 Interaction of Growth Spirals ..................................................................72 Vapor–Liquid–Solid Mechanism of Crystal Growth ................................72 Dendritic Growth ...........................................................................................75 References .......................................................................................................76 6. Phase Diagrams and Crystal Growth ......................................................79 Latent Heat ......................................................................................................79 Gibbs’s Free Energy .......................................................................................80 Chemical Potential .........................................................................................81 Gibbs’s Phase Rule .........................................................................................82 Phase Diagrams .............................................................................................83 Single-Component Systems .....................................................................83 Water ......................................................................................................84 Diamond ................................................................................................85 Two-Component Systems ........................................................................86 Two-Component Solid Solutions .......................................................86 Lever Rule ..............................................................................................87 Crystallization Path .............................................................................88 Two-Component Eutectic Systems ....................................................89 Two-Component Peritectic Systems ..................................................91 Three-Component Systems .....................................................................91 Concentration–Temperature Phase Diagrams (Solubility Curves) ....94 Contents ix Typical Phase Diagrams................................................................................96 Sodium p-Nitrophenolate ........................................................................96 Gallium Antimonide ................................................................................98 Lithium Niobate ......................................................................................101 Cesium Lithium Borate ..........................................................................101 Potassium Titanyl Phosphate (K O–P O –TiO System) ....................104 2 2 5 2 References .....................................................................................................105 Section II Practice 7. Growth from the Solid Phase ..................................................................111 Introduction ..................................................................................................111 Solid–Solid Growth Methods .....................................................................112 Grain Growth ...........................................................................................112 Strain-Annealing Technique .................................................................116 Solid-State Phase Transformation .........................................................120 General Conclusions ....................................................................................121 References .....................................................................................................122 8. Growth from the Melts ..............................................................................123 Introduction ..................................................................................................123 Bridgman–Stockbarger and Related Techniques ....................................124 General Considerations ..........................................................................124 Vertical Bridgman Method ....................................................................124 Vertical Gradient Freeze Technique .....................................................125 Horizontal Bridgman Method ..............................................................126 Equipment ................................................................................................127 Furnaces ...............................................................................................127 Electrodynamic Gradient Freeze Furnace ......................................128 Crucibles ..............................................................................................129 Mechanical Movement ......................................................................130 Melt–Solid Interface Shape ....................................................................131 Examples ..................................................................................................133 Growth of Indium Antimonide ........................................................134 Materials Synthesis ............................................................................135 Crystal Growth ...................................................................................135 Limitations ...............................................................................................139 Czochralski and Related Techniques .......................................................140 Equipment ................................................................................................142 Crucibles ..............................................................................................143 Heaters .................................................................................................144 Diameter Control ....................................................................................144 Example ....................................................................................................145 Growth of Congruent Lithium Niobate Crystals ..........................146 x Contents Refined Processes ....................................................................................148 Growth of Stoichiometric Lithium Niobate ....................................149 Liquid Encapsulation Technique .....................................................149 Shaped Crystal Growth ..........................................................................151 Stepanov Method ...............................................................................152 Edge-Defined, Film-Fed Growth ......................................................153 Micro-Pulling-Down Method...........................................................153 Zone-Melting Techniques ...........................................................................155 Normal and Equilibrium Freezing .......................................................155 Principle of Zone Refining .....................................................................159 Segregation due to Single-Zone Pass ...............................................159 Segregation due to Multiple-Zone Passes .......................................160 Zone Leveling .....................................................................................161 Zone Freezing .....................................................................................161 Zone Refining as a Technique for Crystal Growth ............................162 Horizontal Configuration .................................................................162 Material Transport .............................................................................163 Vertical Configuration: Floating Zone Technique .........................164 Zone Stability ......................................................................................165 Example ....................................................................................................166 Material Synthesis and Preparation of Ingots ................................166 Typical Growth Run ...........................................................................167 Flame Fusion Technique .............................................................................170 Technical Considerations .......................................................................172 Seed Preparation ................................................................................172 Burner Design .....................................................................................172 Powder Preparation and Feeding ....................................................173 Growth Chamber ...............................................................................174 Typical Crystals Grown..........................................................................174 Crystal Growth by the Arc Fusion Technique .........................................175 Growth by the Skull-Melting Technique ..................................................176 References .....................................................................................................178 9. Growth from Liquid Solutions ................................................................183 Introduction ..................................................................................................183 Growth from Aqueous Solution ................................................................183 Solution and Solubility ...........................................................................184 Choice of Solvent .....................................................................................185 Additives ..................................................................................................187 Nucleation ................................................................................................187 Achievement of Supersaturation ..........................................................188 Apparatus .................................................................................................188 Mason-Jar Method ..............................................................................188 Holden’s Rotary Crystallizer ............................................................190 Temperature Differential Method ...................................................193

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