INTRODUCTION TO A IRBORNE R ADAR SECOND EDITION GEORGE W. STIMSON MENDHAM, NEW JERSEY Acquisition and Product Development: Dudley R. Kay Production and Manufacturing Services: Denise G. May Illustrations and Layout: George Stimson and Shyam Reyes Cover Design: Carolyn Allen - IntelliSource Publishing and elaine kilcullen Page Composition by Lehigh Press Colortronics Printed by World Color Book Services ©1998 by George Stimson III. All rights reserved. No part of this book may be reproduced or used in any form whatsoever without written permission from the publisher except in the case of brief quotations embodied in critical articles and reviews. For information, contact the publisher, SciTech Publishing, Inc., 89 Dean Road, Mendham, NJ 07945. Printed in the United States of America 10 9 8 7 6 5 4 3 2 1 ISBN 1-891121-01-4 SciTech Publishing, Inc. 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Six Hills Way, Stevenage, SGI 2AY, UK PO Box 10, Bellingham, PO Box 1331, 445 Hoes Lane Phone: +44 (0) 1438 313311 WA 98227-0010 USA Piscataway, NJ 08855-1331 USA Fax: +44 (0) 1438 313465 Phone: (360) 676-3290 Phone: (800) 678-IEEE E-mail: [email protected] Fax: (360) 647-1445 Fax: (732) 981-9667 http://www.iee.org.uk E-mail: book [email protected] E-mail: [email protected] IEE Order No.: RA 101 http://www.spie.org http://www.ieee.org SPIE Order No.: PM56 IEEE Order No.: PC5744 ii This book is dedicated to Meade A. Livesay (left), veteran engineer, technical man- ager, and past President of the Hughes Radar Systems Group, who envisioned and commissioned the original writing of the book. He is seen here examining an advance copy of the first edition, with the author. Brief Outline (Page numbers are in blue print.) I.Overview VI. Air-to-Air Operation 1. Basic Concepts (3) 25. The Crucial Choice of PRF (325) 2. Approaches to Implementation (15) 26. Low PRF Operation (335) 3. Representative Applications (35) 27. Medium PRF Operation (355) 28. High PRF Operation (369) II.Essential Background Information 29. Automatic Tracking (383) 4. Radio Waves & Alternating Current Signals (49) VII. High Resolution Ground Mapping 5. Nonmathematical Understanding of Radar (59) 6. The Ubiquitous Decibel (71) 30. Meeting Resolution Requirements (393) 31. Synthetic Array Radar (SAR) Principles (403) III.Radar Fundamentals 32. SAR Design Considerations (425) 7. Choice of Radio Frequency (83) 33. SAR Operating Modes (431) 8. Directivity and the Antenna Beam (91) VIII. Radar In Electronic Warfare (EW) 9. Pulsed Operation (107) 34. Electronic Countermeasures (ECM) (439) 10. Detection Range (115) 35. Electronic Countercountermeasures (ECCM) (457) 11. Range Equation (135) 36. EW Intelligence Functions (469) 12. Pulse Delay Ranging (151) 13. Pulse Compression (163) IX. Advanced Concepts 14. FM Ranging (177) 37. Electronically Steered Array Antennas (ESAs) (473) IV. Pulse Doppler Radar 38. ESA Design (481) 39. Antenna RCS Reduction (493) 15. Doppler Effect (189) 40. Advanced Radar Techniques (499) 16. Spectrum of a Pulsed Signal (199) • Approaches to Multi-frequency Operation (500) 17. Mysteries of Pulsed Spectrum Unveiled (209) • Small Target Detection (504) 18. Sensing Doppler Frequencies (235) • Bistatic Target Detection (507) 19. How Digital Filters Work (253) • Space Time Adaptive Processing (509) 20. Digital Filter Bank and The FFT (267) • True Time Delay (TTD) Beam Steering (511) 21. Measuring Range Rate (281) • Three-Dimensional SAR (515) 41. Advanced Waveforms & Mode Control (519) V. The Problem of Ground Clutter 42. Low Probability of Intercept (LPI) (525) 22. Sources & Spectra of Ground Return (293) 43. Advanced Processor Architecture (535) 23. Effect of Ambiguities on Ground Clutter (309) 24. Ground Moving Target Detection (317) X. Representative Radar Systems (545) About the Author G eorge Stimson became fascinated with radio waves as a teenage amateur radio enthusiast, designing and building transmitters and receivers. His first brush with radar, which came in the early years of World War II, was bouncing echoes off Navy blimps in between experiments outside the ultra-high frequency lab at Stanford University. Upon receiving his bachelor’s degree in electrical engineering, he did some additional course work at Caltech, went through the Navy’s radar schools at Bowdoin and MIT, and wound up as an electronics officer on an attack transport. Following the war, he served as an engineer on Southern California Edison’s frequency-change project and at its com- pletion joined Northrop’s Snark Missile project. There quite by chance he became involved in technical publications and motion pictures. In 1951, he was hired by Hughes Aircraft Company to write a widely circulated technical periodical called the Radar Interceptor. Working closely with the Company’s top designers, in the ensuing years he observed at first hand the fascinating evolution of airborne radar from the simple sys- tems for the first all-weather interceptors to the advanced pulsed doppler systems of today. He witnessed the develop- ment of the first radar-guided air-to-air missiles, the first incorporation of digital computers in small airborne radars, the birth of laser radar, SAR, and the programmable digital signal processor; and he saw the extension of airborne radar technology to space applications. Following his retirement in 1990, he has remained active in the field, teaching a short course in modern radar at the National Test Pilots School in Mojave, writing a technical brochure on Hughes antenna radiation-pattern and RCS measurement facilities, producing a fully narrated interactive multimedia presentation on the new HYSAR radar, and writ- ing the article on radar for the 1998 edition of the Encyclopedia Americana. Preface It is hoped that you will find this book as interesting bearing aircraft, spanning the history of airborne radar and enjoyable to read as it was to write. from the Bristol Beaufighter of 1940 to the B-2 Bomber and F-22 fighter of today. Key Features What’s New As you will undoubtedly find, the book is unique in several respects. If you’re familiar with the first edition, you may be First, beginning from scratch, it presents the wide wondering what’s new in the second? range of airborne radar techniques in the form of an Prompted by the advent of “stealth,” the daunting unfolding saga, not of individuals, but of radar con- prospect of ever more sophisticated radar countermea- cepts and principles. Each chapter tells a story, and the sures, and the explosive growth of digital-processing story flows naturally on from chapter to chapter. throughput, which has made practical many radar tech- Second, the book is designed to fulfill the needs of all niques long considered “blue sky,” 12 new chapters who want to learn about radar, regardless of their tech- have been added. Briefly, they cover the following: nical backgrounds. It has sufficient technical depth • Electronically steered array antennas (ESAs)— and mathematical rigor to satisfy the instructor, the besides providing extreme beam agility, they’re a engineer, the professor. Yet, as long as a reader has a “must” for stealth basic understanding of algebra and knows a little • Antenna RCS reduction—also a crucial require- trigonometry and physics, the text painlessly takes the ment of stealth reader in bite-sized increments to the point of being able to talk on a sound footing with the radar experts. • Low-probability of intercept techniques (LPI) — Third, every technical concept is illustrated with a sim- besides greatly reducing vulnerability to counter- ple diagram immediately next to the text it relates to. measures, they amazingly enable a radar to detect Every illustration has a concise caption, which enables targets without its signals being usefully detected it to stand alone. by an enemy Fourth, to keep the text simple, where additional detail • Electronic countermeasures, counter countermea- may be desired by some readers but not all, it is conve- sures, and intelligence functions niently placed in a blue “panel” which one may skip, on a first reading, and come back to later on and exam- • Multi-frequency operation and small-signal target ine at leisure. Exceptions, caveats, and reviewers com- detection—also essential in the era of stealth— ments are presented without detracting from the sim- plus space-time adaptive processing, true-time- plicity of the text in brief “side notes.” delay beam steering, and 3-D SAR These features lead to the perhaps most unique aspect • New modes and approaches to mode control that of the book. One can follow the development of each take advantage of the ESA’s versatility chapter by reading just the text, or just the illustrations • Advanced airborne digital processing architec- and captions, or by seamlessly moving along between tures—key to most of the above capabilities text and illustrations. Yet another unique feature. Recognizing that people • Detection and tracking of low-speed moving tar- interested in airborne radar love airplanes, dispersed gets on the ground—an important topic missed in through the book are photos and renderings of radar- the first edition. iv To illustrate the application of the basic radar princi- For the new chapters: Doug Benedict, John Griffith, ples, the book ends by briefly describing a dozen or so Don Parker, Steve Panaretos, Howard Nussbaum, Robert airborne radars currently in service in applications rang- Rosen, Bill Posey, John Wittmond, Dave Sjolund, Lee Tower, ing from long-range surveillance to environmental moni- Larry Petracelli, Robert Frankot,and Irwin Newberg. toring. I am extremely grateful to Merrill Skolnik and Russell Also warranting mention, the first three chapters Lefevre (who reviewed an early draft of the second edi- have been extensively modified to provide a complete tion for the IEEE) for their encouragement and helpful overview of virtually all of the basic principles and suggestions. advanced features presented in the body of the book. Also, thanks are due to Hugh Griffiths of University These chapters may be useful in providing a “stand- College London and his colleagues, Dr. David Belcher alone” briefing on modern radar for students wanting a and Prof. Chris Oliver of DERA Malvern, for the excel- quick introduction to the subject. lent SAR maps they provided; and to Gerald Kaiser, then professor at the University of Massachusetts- Acknowledgements Lowell, who on his own initiative in anticipation of the Needless to say, I’m deeply grateful to the following second edition combed through the first from cover to engineers of the Hughes Aircraft Company (now a part cover to spot overlooked typos and other errors. of Raytheon) past and present, who have reviewed vari- In addition, abundant thanks go to Hughes’ ever ous sections of the book and contributed valuable sug- helpful Al Peña for securing the negatives of the first gestions, technical information, and insights. edition for reuse in this edition. For the first edition: Eddie Phillips, Ben DeWaldt, Finally, special thanks to Shyam Reyes, for his invalu- Nate Greenblatt, Dave Goltzman, Kurt Harrison, Scott able aid with page composition and artwork, and to Fairchild, Verde Pieroni, Morris Swiger, Jeff Hoffner, John Dudley Kay and Denise May of SciTech, without whom Wittmond, Fred Williams, Pete Demopolis, Denny Riggs, the publication of this edition would not have been and Hugh Washburn. possible. G.W.S., San Marino, California v Contents Part I Overview of Airborne Radar Combining Signals of Different Phase 61 Combining Signals of Different Frequency 62 Chapter 1 Basic Concepts 3 Resolving Signals into I and Q Components 67 Radio Detection 4 Determining Target Position 6 Chapter 6 The Ubiquitous Decibel 71 Exploiting the Doppler Effect 10 What Decibels Are 71 Ground Mapping 11 Converting from Power Ratios to dB 74 Converting from dB to Power Ratios 75 Chapter 2 Approaches to Implementation 15 Representing Power Ratios Less Than One 75 Generic “Pulsed” Radar 15 Using Decibels 76 Generic Pulse-Doppler Radar 25 Power Gain in Terms of Voltage 77 Generic Radar for Stealth 30 Decibels as Absolute Units 77 Chapter 3 Representative Applications 35 Hazardous-Weather Detection 36 Part III Radar Fundamentals Navigational Aid 36 Ground Mapping 39 Chapter 7 Choice of Radio Frequency 83 Reconnaissance and Surveillance 40 Frequencies Used for Radar 83 Fighter/Interceptor Mission Support 41 Frequency Bands 84 Air-to-Ground Weapon Delivery 43 Influence of Frequency on Radar Performance 85 Short-Range Air-to-Sea Search 45 Selecting the Optimum Frequency 88 Proximity Fuses 45 Chapter 8 Directivity and the Antenna Beam 91 Distribution of Radiated Energy in Angle 91 Part II Essential Groundwork Characteristics of the Radiation Pattern 96 Electronic Beam Steering 100 Chapter 4 Radio Waves and Alternating Angular Resolution 101 Current Signals 49 Angle Measurement 102 Nature of Radio Waves 49 Antenna Beams for Ground Mapping 106 Characteristics of Radio Waves 52 Chapter 9 Pulsed Operation 107 Chapter 5 Key to a Nonmathematical Understanding of Radar 59 Advantages of Pulsed Transmission 107 How a Phasor Represents a Signal 59 Pulsed Waveform 108 vii CONTENTS Output Power and Transmitted Energy 111 Part IV Pulse Doppler Radar Chapter 10 Detection Range 115 Chapter 15 Doppler Effect 189 What Determines Detection Range 115 Doppler Effect and Its Causes 189 Electrical Background Noise 116 Where and How the Doppler Shift Takes Place190 Energy of the Target Signal 122 Magnitude of the Doppler Frequency 192 Detection Process 125 Doppler Frequency of an Aircraft 195 Integration and Its Leverage Doppler Frequency of Ground Return 196 on Detection Range 127 Doppler Frequency Seen by a Semiactive Postdetection Integration 131 Missile 197 Chapter 11 The Range Equation, What It Chapter 16 Spectrum of Pulsed Signal 199 Does and Doesn’t Tell Us 135 Illustrative Experiments 200 General Range Equation 135 Bandwidth 200 What the Equation Tells Us 138 Coherence 202 Equation for Volume Search 140 Line Width versus Duration of Pulse Train 204 Fluctuations in Radar Cross Section 142 Spectral Sidelobes 206 Detection Probability 142 Chapter 17 Mysteries of Pulsed Spectrum Cumulative Detection Probability 147 Unveiled 209 Crux of the Matter 209 Chapter 12 Pulse Delay Ranging 151 Fourier Series 213 Basic Technique 151 Spectrum Explained from a Filter’s Range Ambiguities 153 Point of View 222 Eliminating Ambiguous Return 155 Mathematical Explanation of the Pulsed Resolving Ambiguities 156 Spectrum 225 Eliminating Ghosts 157 Chapter 18 Sensing Doppler Frequencies 235 How Many PRFs? 159 Doppler Filter Bank 235 Single-Target Tracking 161 Analog Filters 238 Chapter 13 Pulse Compressions 163 Digital Filtering 240 Linear Frequency Modulation (Chirp) 163 Providing Adequate Dynamic Range 248 Binary Phase Modulation 169 Chapter 19 How Digital Filters Work 253 Chapter 14 FM Ranging 177 Inputs to the Filter 253 Basic Principle 177 What the Filter Does 256 Accounting for the Doppler Shift 179 Discrete Fourier Transform 259 Eliminating Ghosts 180 Implementing the DFT 260 Performance 185 Sidelobe Reduction 263 viii CONTENTS Filtering Actual Signals 264 Classical DPCA 318 Notching Technique 320 Chapter 20 The Digital Filter Bank and the FFT 267 Combined Notching and Classical DPCA 321 Basic Concept 268 Precise Angle Measurement 322 A Representative FFT 268 FFTs for Filter Banks of Any Size 274 Part VI Air-to-Air Operation Rules of Thumb for Estimating Number of Computations 277 Chapter 25 The Crucial Choice of PRF 325 Primary Consideration: Ambiguities 325 Chapter 21 Measuring Range Rate 281 The Three Basic Categories of PRF 329 Range Differentiation 281 Low PRF Operation 330 Doppler Method 283 Potential Doppler Ambiguities 284 Chapter 26 Low PRF Operation 335 Resolving Doppler Ambiguities 286 Differentiating Between Targets and Clutter 335 Signal Processing 340 Less Sophisticated Signal Processing 346 Part V Return from the Ground Advantages and Limitations 346 Chapter 22 Sources and Spectra of Getting Around Limitations 347 Ground Return 293 What Determines the Amplitude of the Chapter 27 Medium PRF Operation 355 Ground Return 294 Differentiating Between Targets and Clutter 355 Mainlobe Return 296 Signal Processing 359 Sidelobe Clutter 299 Rejecting Ground Moving Targets (GMTs) 360 Altitude Return 302 Eliminating Blind Zones 361 Relation of Clutter Spectrum to Target Minimizing Sidelobe Clutter 364 Frequencies 303 Sidelobe Return from Targets of Large RCS 365 Return from Objects on the Terrain 306 Chapter 28 High PRF Operation 369 Chapter 23 Effect of Range and Doppler High PRF Waveform 370 Ambiguities on Ground Clutter 309 Isolating the Target Returns 370 Dispersed Nature of the Clutter 310 Mechanization 373 Range Ambiguities 311 Ranging 375 Doppler Profile 314 Problem of Eclipsing 376 Doppler Ambiguities 314 Improving Tail Aspect Performance 378 Chapter 24 Separating Ground-Moving Targets from Clutter 317 Chapter 29 Automatic Tracking 383 Problem of Detecting “Slow” Moving Targets 317 Single-Target Tracking 383 ix
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