OECD Sustainable Development Studies O OECD Sustainable Development Studies Institutionalising Sustainable Development E C D S Achieving sustainable development depends on good governance practices, particularly u s Institutionalising the effective implementation of national sustainable development strategies which integrate t a government decision-making in the economic, environmental and social spheres. This volume in a contains recommendations for the true “institutionalisation” of sustainable development. b Sustainable le Institutionalisation will embed the concept in government operations for the long-term and will D reduce the vulnerability of sustainable development aims to shorter-term political objectives. e v e Development lo p m e n t S t u d ie s The full text of this book is available on line via these links: www.sourceoecd.org/environment/9789264018877 www.sourceoecd.org/governance/9789264018877 Those with access to all OECD books on line should use this link: www.sourceoecd.org/9789264018877 SourceOECD is the OECD’s online library of books, periodicals and statistical databases. For more information about this award-winning service and free trials ask your librarian, or write to us at [email protected]. In s t it u t io n a lis in g S u s t a in a b le D e v e lo p m e n t www.oecd.org ISBN 978-92-64-01887-7 -:HSTCQE=UV]]\\: 03 2007 04 1 P OECD Sustainable Development Studies Institutionalising Sustainable Development ORGANISATION FOR ECONOMIC CO-OPERATION AND DEVELOPMENT ORGANISATION FOR ECONOMIC CO-OPERATION AND DEVELOPMENT The OECD is a unique forum where the governments of 30 democracies work together to address the economic, social and environmental challenges of globalisation. The OECD is also at the forefront of efforts to understand and to help governments respond to new developments and concerns, such as corporate governance, the information economy and the challenges of an ageing population. The Organisation provides a setting where governments can compare policy experiences, seek answers to common problems, identify good practice and work to co-ordinate domestic and international policies. The OECD member countries are: Australia, Austria, Belgium, Canada, the Czech Republic, Denmark, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Japan, Korea, Luxembourg, Mexico, the Netherlands, New Zealand, Norway, Poland, Portugal, the Slovak Republic, Spain, Sweden, Switzerland, Turkey, the United Kingdom and the United States. The Commission of the European Communities takes part in the work of the OECD. OECD Publishing disseminates widely the results of the Organisation’s statistics gathering and research on economic, social and environmental issues, as well as the conventions, guidelines and standards agreed by its members. This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official views of the Organisation or of the governments of its member countries. © OECD 2007 No reproduction, copy, transmission or translation of this publication may be made without written permission. Applications should be sent to OECD Publishing [email protected] or by fax 33145249930. Permission to photocopy a portion of this work should be addressed to the Centre français d’exploitation du droit de copie (CFC), 20, rue des Grands-Augustins, 75006 Paris, France, fax 33146346719, [email protected] or (for US only) to Copyright Clearance Center (CCC), 222 Rosewood Drive Danvers, MA 01923, USA, fax 19786468600, [email protected]. 3 FOREWORD – Foreword This report contains the proceedings of a workshop on Institutionalising Sustainable Development held in Stockholm, Sweden on 31 August-1 September 2006. The workshop was sponsored by the Swedish Ministry of Sustainable Development. It was organised under the auspices of the OECD Horizontal Programme on Sustainable Development and the United Nations Division for Sustainable Development. There were over 100 participants from developed and developing countries. The workshop explored the governance aspects of sustainable development and advancing the implementation of national sustainable development strategies. It is part of a continuing work programme within the OECD and the United Nations to further the institutionalisation of sustainable development at national level. In 2002, both the United Nations and the OECD developed guiding principles for national sustainable development strategies. These principles, as well as the strategy good practices identified by the OECD in 2005, were reviewed at the workshop. In addition, approaches for achieving greater synergies between sustainability strategies and development planning at country level were discussed. It should be noted that the papers in this volume reflect the views of the authors and not necessarily those of the OECD, the United Nations or their Member countries. INSTITUTIONALISING SUSTAINABLE DEVELOPMENT – ISBN-978-92-64-01887-7 © OECD 2007 5 TABLE OF CONTENTS – Table of Contents Foreword.....................................................................................................................................................3 Preface, ........................................................................................................................................................ Kiyo Akasaka, Deputy Secretary General, OECD, and JoAnne DiSano, Director, UN Division for Sustainable Development............................................................................................................................7 Workshop Overview and Recommendations,.............................................................................................. Candice Stevens, OECD Sustainable Development Advisor......................................................................9 Part I. Keynote Addresses.........................................................................................................................13 Chapter 1. Advancing Sustainable Development in Sweden.................................................................... Mona Sahlin, Minister for Sustainable Development, Sweden.............................................................15 Chapter 2. Leadership for Sustainable Development................................................................................ Jim MacNeill, International Institute for Sustainable Development (IISD).........................................19 Chapter 3. The Paradigm of Sustainable Development............................................................................ Emil Salim, Asia-Pacific Forum for Environment and Development (APFED)...................................25 Part II. Workshop Reports........................................................................................................................31 Chapter 4. Governance Structures for National Sustainable Development Strategies............................... Darren Swanson and Lássló Pintér, International Institute for Sustainable Development (IISD)........33 Chapter 5. Sustainable Development Governance Structures in the European Union............................... Ingeborg Niestroy,European Environment and Sustainable Development Advisory Councils.............67 Chapter 6. Sustainable Development Governance in Germany................................................................. Guenther Bachmann,German Council for Sustainable Development....................................................89 Chapter 7. Monitoring and Reviewing National Sustainable Development Strategies.............................. Barry Dalal-Clayton and Steve Bass,International Institute for Environment and Development.........95 Chapter 8. Approaches for Evaluating National Sustainable Development Strategies.............................. Clive George and Colin Kirkpatrick, University of Manchester.........................................................137 Chapter 9. Monitoring the Sustainability Strategy in Switzerland............................................................. Daniel Wachter, Swiss Federal Office for Spatial Development.........................................................155 INSTITUTIONALISING SUSTAINABLE DEVELOPMENT – ISBN-978-92-64-01887-7 © OECD 2007 7 PREFACE – Preface Kiyo Akasaka Deputy Secretary General, OECD and JoAnne DiSano Director, UN Division for Sustainable Development Sustainable development is a concept encompassing a wide range of economic, social and environmental issues. Effective implementation of sustainable development objectives is an institutional challenge with which all governments are struggling. The sustainability challenges facing developed and developing countries are enormous, but as many of these challenges are common to several countries, we can share our experiences and best practices and learn from each other through workshops such as this one. The Workshop on “Institutionalising Sustainable Development” was the first sustainable development event organised jointly by the OECD and the United Nations Division for Sustainable Development (UNDSD). Collaboration between the OECD and the UNDSD is one of the pillars of the work programme of the OECD Horizontal Programme on Sustainable Development, under the auspices of the OECD Annual Meeting of Sustainable Development Experts (AMSDE), as well as of the UNDSD, which is responsible for the UN Commission on Sustainable Development (UNCSD). At the workshop, we were particularly honoured by the presence of Professor Emil Salim, who was the Chairman of the Preparatory Committee for the 2002 World Summit on Sustainable Development (WSSD). We were also pleased to have the insights of Jim MacNeill, the Secretary-General of the World Commission on Environment and Development (WCED) and the main architect of the 1987 Brundtland Report on sustainable development, “Our Common Future”. The Workshop was ably chaired by Gun-Britt Andersson, Swedish Ambassador to the OECD. The need for national sustainable development strategies (NSDS) was agreed as part of Agenda 21 signed at the United Nations Conference on Environment and Development (the Rio Earth Summit) in 1992. In 2002, the WSSD recognised that “good governance is essential for sustainable development” and made a specific target in its Plan of Implementation that in order to strengthen institutional frameworks for sustainable development at the national level, “states should take immediate steps to make progress in the formulation and elaboration of national strategies for sustainable development and begin their implementation by 2005.” The OECD started working on governance for sustainable development in 1998 when it included a project on “Institutions and Decision-Making” in its original horizontal programme on sustainable development (1998-2001). In 2000, the OECD Public Governance Committee prepared country case studies on sustainable development INSTITUTIONALISING SUSTAINABLE DEVELOPMENT – ISBN-978-92-64-01887-7 © OECD 2007 8 PREFACE – governance and concluded that “good governance and sound public management are preconditions for the implementation of sustainable development policies”. These case studies were discussed at a 2001 seminar on Improving Governance for Sustainable Development and provided the basis for an “OECD Checklist” to assist policy-makers in assessing the adequacy of their institutional approaches to sustainable development. While many countries have formulated and implemented national strategies for sustainable development, many lack the basic design and implementation elements recommended by both the OECD and the UN in their respective NSDS Guiding Principles. While there is no single method, specific entry point or ideal co-ordinating mechanism for these strategies, the OECD identified a set of effective approaches in the 2005 publication, “Good Practices in the National Sustainable Development Strategies of OECD Countries”. In April 2006, OECD Environment and Development Ministers met in a joint session to discuss linkages between environmental concerns and development strategies and proposed greater attention to the nexus between sustainability, development planning and Poverty Reduction Strategies (PRS) in this context. The Stockholm Workshop built on these efforts to further enhance national sustainable development strategies in both OECD and non-OECD countries. Operationally, the Workshop aimed at learning how to overcome the political obstacles to institutionalising sustainable development by: 1) sharing country experiences in successful and unsuccessful approaches, 2) sharing ideas with the full range of stakeholders, including NGOs, and 3) developing best practices for governance for sustainable development The outcomes should help OECD and non-OECD countries which have been struggling to find better ways to truly implement sustainable development. This work on the institutional aspects of sustainable development will be one of the most important contributions which the OECD, the United Nations and their Member countries can make towards achieving the goals set at the WSSD in 2002. It is hoped that initiatives such as this one will expand to include many more countries so that the internationally agreed goals of sustainable development can be implemented widely and effectively. INSTITUTIONALISING SUSTAINABLE DEVELOPMENT – ISBN-978-92-64-01887-7 © OECD 2007