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Improving Measurement of Productivity in Higher Education Improving Measurement of Productivity in Higher Education Panel on Measuring Higher Education Productivity: Conceptual Framework and Data Needs Teresa A. Sullivan, Christopher Mackie, William F. Massy, and Esha Sinha, Editors Committee on National Statistics Board on Testing and Assessment Division of Behavioral and Social Sciences and Education Copyright © National Academy of Sciences. All rights reserved. Improving Measurement of Productivity in Higher Education THE NATIONAL ACADEMIES PRESS • 500 Fifth Street, NW • Washington, DC 20001 NOTICE: The project that is the subject of this report was approved by the Governing Board of the National Research Council, whose members are drawn from the councils of the National Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine. The members of the committee responsible for the report were chosen for their special competences and with regard for appropriate balance. This study was supported by grant number 5793 between the National Academy of Sci- ences and Lumina Foundation. Support for the work of the Committee on National Sta- tistics is provided by a consortium of federal agencies through a grant from the National Science Foundation (award number SES-1024012). Any opinions, fndings, conclusions, or recommendations expressed in this publication are those of the author(s) and do not necessarily refect the view of the organizations or agencies that provided support for this project. International Standard Book Number-13: 978-0-309-25774-9 International Standard Book Number-10: 0-309-25774-3 Library of Congress Cataloging-in-Publication data are available from the Library of Congress Additional copies of this report are available from the National Academies Press, 500 Fifth Street, NW, Keck 360, Washington, DC 20001; (800) 624-6242 or (202) 334-3313, http://www.nap.edu. Copyright 2012 by the National Academy of Sciences. All rights reserved. Printed in the United States of America Suggested citation: National Research Council. (2012). Improving Measurement of Pro- ductivity in Higher Education. Panel on Measuring Higher Education Productivity: Con- ceptual Framework and Data Needs. Teresa A. Sullivan, Christopher Mackie, William F. Massy, and Esha Sinha, Editors. Committee on National Statistics and Board on Testing and Assessment, Division of Behavioral and Social Sciences and Education. Washington, DC: The National Academies Press. Copyright © National Academy of Sciences. All rights reserved. Improving Measurement of Productivity in Higher Education The National Academy of Sciences is a private, nonproft, self-perpetuating society of distinguished scholars engaged in scientifc and engineering research, dedicated to the furtherance of science and technology and to their use for the general welfare. Upon the authority of the charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to advise the federal government on scientifc and technical matters. Dr. Ralph J. Cicerone is president of the National Academy of Sciences. The National Academy of Engineering was established in 1964, under the charter of the National Academy of Sciences, as a parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its members, sharing with the National Academy of Sciences the responsibility for advising the federal government. The National Academy of Engineering also sponsors engineering programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. Charles M. Vest is president of the National Academy of Engineering. The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent members of appropriate professions in the examina- tion of policy matters pertaining to the health of the public. The Institute acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an adviser to the federal government and, upon its own initiative, to identify issues of medical care, research, and education. Dr. Harvey V. Fineberg is president of the Institute of Medicine. The National Research Council was organized by the National Academy of Sciences in 1916 to associate the broad community of science and technology with the Academy’s purposes of furthering knowledge and advising the federal government. Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating agency of both the National Academy of Sciences and the Na- tional Academy of Engineering in providing services to the government, the public, and the scientifc and engineering communities. The Council is administered jointly by both Academies and the Institute of Medicine. Dr. Ralph J. Cicerone and Dr. Charles M. Vest are chair and vice chair, respectively, of the National Research Council. www.national-academies.org Copyright © National Academy of Sciences. All rights reserved. Improving Measurement of Productivity in Higher Education Copyright © National Academy of Sciences. All rights reserved. Improving Measurement of Productivity in Higher Education PANEL ON MEASURING HIGHER EDUCATION PRODUCTIVITY: CONCEPTUAL FRAMEWORK AND DATA NEEDS TERESA A. SULLIVAN (Chair), Offce of the President, University of Virginia THOMAS R. BAILEY, Institute on Education and the Economy and Community College Research Center, Teachers College, Columbia University BARRY P. BOSWORTH, Economic Studies Program, The Brookings Institution, Washington, DC DAVID W. BRENEMAN, Curry School of Education, University of Virginia RONALD G. EHRENBERG, Cornell Higher Education Research Institute, Cornell University PETER T. EWELL, National Center for Higher Education Management Systems, Boulder, CO IRWIN FELLER, Department of Economics (emeritus), Pennsylvania State University BARBARA FRAUMENI, Muskie School of Public Service, University of Southern Maine JULIET V. GARCIA, Offce of the President, University of Texas at Brownsville and Texas Southmost College MICHAEL HOUT, Department of Sociology, University of California, Berkeley NATE JOHNSON, HCM Strategists, Washington, DC GEORGE D. KUH, Center for Postsecondary Research (emeritus), Indiana University WILLIAM F. MASSY, Independent Consultant, Florence, MA CAROL A. TWIGG, National Center for Academic Transformation, Saratoga Springs, NY DAVID J. ZIMMERMAN, Department of Economics, Williams College CHRISTOPHER D. MACKIE, Study Director STUART ELLIOTT, Senior Program Offcer ESHA SINHA, Associate Program Offcer MICHAEL SIRI, Program Associate v Copyright © National Academy of Sciences. All rights reserved. Improving Measurement of Productivity in Higher Education COMMITTEE ON NATIONAL STATISTICS 2011-2012 LAWRENCE BROWN (Chair), Department of Statistics, The Wharton School, University of Pennsylvania JOHN M. ABOWD, School of Industrial and Labor Relations, Cornell University ALICIA CARRIQUIRY, Department of Statistics, Iowa State University WILLIAM DuMOUCHEL, Oracle Health Sciences, Waltham, MA V. JOSEPH HOTZ, Department of Economics, Duke University MICHAEL HOUT, Survey Research Center, University of California, Berkeley KAREN KAFADAR, Department of Statistics, Indiana University SALLIE KELLER, University of Waterloo, Ontario, Canada LISA LYNCH, Heller School for Social Policy and Management, Brandeis University SALLY MORTON, Graduate School of Public Health, University of Pittsburgh JOSEPH NEWHOUSE, Division of Health Policy Research and Education, Harvard University RUTH PETERSON, Criminal Justice Research Center, The Ohio State University HAL STERN, Department of Statistics, University of California, Irvine JOHN H. THOMPSON, NORC at the University of Chicago ROGER TOURANGEAU, Statistical Group, Westat, Rockville, MD ALAN ZASLAVSKY, Department of Health Care Policy, Harvard Medical School CONSTANCE F. CITRO, Director vi Copyright © National Academy of Sciences. All rights reserved. Improving Measurement of Productivity in Higher Education BOARD ON TESTING AND ASSESSMENT EDWARD HAERTEL (Chair), Jacks Family Professor of Education and Associate Dean for Faculty Affairs, Stanford University GARY CHAMBERLAIN, Louis Berkman Professor of Economics, Harvard University MARK DYNARSKI, Researcher, Pemberton Research, LLC DAVID J. FRANCIS, Hugh Roy and Lillie Cranz Cullen Distinguished Professor, and Director, Texas Institute for Measurement, Statistics and Evaluation, University of Houston JOAN HERMAN, Director, National Center for Research on Evaluation, Standards, and Student Testing, University of California, Los Angeles MICHAEL KANE, Messick Chair in Validity, Educational Testing Service SHARON LEWIS, Director of Research, Council of Great City Schools ROBERT MARE, Professor of Sociology, University of California, Los Angeles DIANA C. PULLIN, Professor, Boston College ANN MARIE RYAN, Professor of Psychology, Michigan State University BRIAN STECHER, Senior Social Scientist, Education Program, RAND Corporation JOHN ROBERT WARREN, Associate Professor of Sociology, University of Minnesota MARK WILSON, Professor of Policy, Organization, Measurement, and Evaluation Cognition and Development, University of California, Berkeley REBECCA ZWICK, Distinguished Presidential Appointee, Research and Development, Educational Testing Service STUART ELLIOTT, Director vii Copyright © National Academy of Sciences. All rights reserved. Improving Measurement of Productivity in Higher Education Copyright © National Academy of Sciences. All rights reserved. Improving Measurement of Productivity in Higher Education Acknowledgments The work of this panel has been immeasurably assisted by the insight and counsel of numerous colleagues. In particular, we wish to acknowledge the reviewers. This report has been reviewed in draft form by individuals chosen for their diverse perspectives and technical expertise, in accordance with pro- cedures approved by the Report Review Committee of the National Research Council (NRC). The purpose of this independent review is to provide candid and critical comments that will assist the institution in making its published report as sound as possible and to ensure that the report meets institutional standards for objectivity, evidence, and responsiveness to the study charge. The review comments and draft manuscript remain confdential to protect the integrity of the deliberative process. We wish to thank the following individuals for their review of this report: Julian Betts, Department of Economics, University of California, San Diego; William G. Bowen, President’s Offce, Andrew W. Mellon Foun- dation; Pat Callan, President’s Offce, Higher Education Policy Institute, San Jose, California; Charles T. Clotfelter, Center for the Study of Philanthropy and Voluntarism, Duke University; Don E. Detmer, University of Virginia School of Medicine; David N. Figlio, Institute for Policy Research, Northwestern Univer- sity; Brent R. Hickman, Economics Department, University of Chicago; Michael McPherson, President’s Offce, The Spencer Foundation; B. Don Russell, Jr., Department of Electrical Engineering, Texas A&M University; and Burton A. Weisbrod, Institute for Policy Research, Northwestern University. The review of this report was overseen by Greg Duncan, distinguished pro- fessor of education, University of California, Irvine, and Charles Manski, Board of Trustees professor in economics, Northwestern University. Appointed by the NRC’s Report Review Committee, they were responsible for making certain that ix Copyright © National Academy of Sciences. All rights reserved.

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