Heterogeneity in Autism Spectrum Disorders: Clarifying Core and eo-occurring Characteristics, Correlates and Course. Martinus Lambertus Jacobus Marie Eussen Heterogeneity in Autism Spectrum Disorders: Clarifying Core and eo-occurring Characteristics, Correlates and Course. Heterogeniteit bij autismespectrumstoornissen: op zoek naar de sa men hang tussen kernsymptomen, comorbide symp tomen, onderliggende kenmerken en beloop Proefschrift Ter verkrijging van de graad van doctor aan de Erasmus Universiteit Rotterdam op gezag van de rector magnificus Prof. Dr. H.A.P. Pols en volgens het besluit van het College voor Promoties De open bare verdediging zal plaatsvinden op vrijdag 4 september 2015 om 11.30 uur door Martin us Lambertus Jacobus Marie Eussen geboren te Geleen Erasmus University Rotterdam PROMOTIECOMMISSIE Promotor: Prof. dr. F.C. Verhulst Overige leden: Prof. dr. C. Rieffe Prof. dr. F. Verheij Dr.T. White eo-promotor: Dr. K. Greaves-Lord CONTENTS Chapter 1 General introduction. 7 Chapter 2 Profiles of core autistic symptoms and relations with 23 eo-occurring internalizing and externalizing problems Submitted for publication. Chapter 3 The association of quality of social relations, symptom 35 severity and intelligence with anxiety in children with Autism Spectrum Disorders Autism, 2013, 17(6), 723-735. Chapter4 Formal Thought Disorder in Autism Spectrum Disorder 51 predicts future symptom-severity, but not psychosis prodrome. European Child and Adolescent Psychiatry, 2015 Feb;24(2):163-72. Chapter 5 Childhood facial recognition predicts adolescent 71 symptom severity in Autism Spectrum Disorders. Autism Research, Doi: 10.1 002/aur.1443. Chapter 6 Superior disembedding performance in childhood 91 predicts adolescent severity of repetitive behaviors: a seven years follow-up of individuals with autism spectrum disorder. Accepted Autism Research. Chapter 7 General Discussion. 109 ChapterS References 127 Summary 145 Samenvatting 151 CV 157 Portfolio and Publications 159 Dankwoord 171 Chapter 1 General introduction 19 General Introduction INTRODUCTION Short background, general aims The general aim of the current thesis is to contribute to the clarification of the het erogeneity within Autism Spectrum Disorder (ASD). ASD is a heterogeneous disor der at the phenotypicallevel, but also at the endophenotypical and the genotypical level (Waterhouse, 2011). The phenotype can be defined as the composite of all observable characteristics of an individual. At the phenotypical level, ASD is characterized by a broad range and variation in the core symptoms of social interaction problems, communication problems and repetitive behaviors and restricted interests (Hus, Pickles, Cook et al., 2007). Besides that, individuals with ASD show a large variation in the levels of eo-occurring psychiatric symptoms, like anxiety, attention problems, externalizing behavior and this results in an overlap between ASD and other disorders (Leyfer, Folstein, Bacalman et al., 2006; De Bruin, Ferdinand, Meester et al., 2007; Simonoff, Pickles, Charman et al., 2008). The genotype can be defined as the sum total of genes, transmitted from parent to offspring. At the level of the genotype, heterogeneity in ASD is caused in the first place by the presence of multiple gene variants, each exerting a small effect on the phenotype (Rutter & Thapar, 2014; Jeste & Geschwind, 2014). Copy number variations (CNV) constitute a second source of genetic heterogeneity in ASD. CNV's are unique for each person; 70% of CNV's in ASD concern de novo mutations and CNV's result in milder or more severe symptoms (Jeste & Geschwind, 2014). Single Nucleotide Polymorfisms (SNP) constitute a third source of genetic heterogeneity and from Genome Wide Association Studies (GWAS) we know that SNP's in ASD are not only located in the coding regions (exons) of genes, but also in the noncoding or regulatory regions (introns) (Abrahams & Geschwind, 2008; Waterhouse, 2011; Rutter & Thapar, 2014. Endophenotypes (or intermediate phenotypes or vulnerability markers) can be defined as internal, not directly observable characteristics, which can be detected by biochemical tests, brain imaging or neuropsychological tests. The concept of endophenotypes was introduced in order to bridge the gap between the consider able genetic and phenotypical variability (Gottesman & Gould, 2003). Positioned between the genetic disposition of the individual and the phenotype, endopheno types were considered to offer a gateway to clarify the complex interplay of genetic factors and life experiences that finally give rise to the phenotype (Gottesman & Gould, 2003; Persico & Sacco, 2014). At present, many different endophenotypes for ASD have been proposed, most of which show insufficient specificity and sensitivity l 10 Chapter 1 (Persico & Sacco, 2014) and hence the level of endophenotypes is also characterized by heterogeneity. In this introduction, first general aspects of ASD and sources of phenotypical heterogeneity within ASD will be discussed. Next, as a frame of interpretation, general aspects of endophenotypes will be described, and subsequently, particular neuropsychological and social cognitive endophenotypes in ASD relevant for this thesis will be addressed in more detail. Finally, the research questions and sample in the chapters of this thesis will be discussed and an overall outline will be provided. General aspects of ASD As for the definition of ASD, both the Diagnostic Statistical Manual (DSM)-IV-TR (APA, 2000) classification will be described-because it was used in this thesis- as well as the classification according to DSM 5 (APA, 2013), because it incorporates important changes compared to DSM-IV-TR based on insights from research findings. In the current DSM 5 (APA, 2013), ASD is defined as a neurodevelopmental disor der with persistent deficits across multiple social contexts on two domains of symp toms: 'social communication & social interaction' (SCI) and 'restricted, repetitive patterns of behaviour, interests, or activities' (RRBI). The term neurodevelopmental implicates that symptoms are present early in live, that these same symptoms exert their infiuence upon further development and that altered brain processes govern this atypical development. As a consequence, the symptoms of ASD should be pres ent in early childhood during the second year of life (12-24 months of age), but they may not fully manifest themselves until social demands exceed limited capacities (APA, 2013) or they may be seen earlier than 12 months if developmental delays are severe. In the DSM-IV-TR the overarching category of Pervasive Developmental Disorder (POD) was introduced and this overarching category included multiple classifica tions, ranging from the classification of Autistic Disorder (AD) with strict criteria and severe symptoms on each ofthe symptom domains, to categories with more lenient criteria. The categories of Asperger's Syndrome (AS) and Pervasive Developmental Disorder -Not Otherwise Specified (POD-NOS) were characterized by more lenient criteria, i.e. less symptoms on the different domains (APA, 2000). The presumed category of AS in DSM-IV-TR differed from AD in its relatively normal language development, in the high level of cognitive functioning and in the relatively mild communication impairment (APA, 2000; Toth & King, 2008). The classification of POD-NOS in DSM-IV-TR could be applied to a child who showed symptoms within all three domains of ASD, but did not reach the threshold for a full diagnosis of AD, or to a child who only showed symptoms above threshold in one or two domains of ASD (APA, 2000; Happe & Ronald, 2008). Thus, children with POD-NOS constituted a
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