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Handbook of Health Survey Methods PDF

843 Pages·2014·4.126 MB·English
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Handbook of Health Survey Methods Wiley Handbooks in SURVEY METHODOLOGY The Wiley Handbooks in Survey Methodologyis a series of books that present both established techniques and cutting-edge developments in the field of survey research. The goal of each handbook is to supply a practical, one-stop reference that treats the statistical theory, formulae, and applications that, together, make up the cornerstones of a particular topic in the field. A self-contained presentation allows each volume to serve as a quick reference on ideas and methods for practitioners, while providing an accessible introduction to key concepts for students. The result is a high-quality, comprehensive collection that is sure to serve as a mainstay for novices and professionals alike. ForthcomingWiley Handbooks in Survey Methodology De Waal, Pannekoek, and Scholtus · Handbook of Data Editing and Imputation Bethlehem, Cobben, and Schouten · Handbook of Nonresponse in Household Surveys Bethlehem and Biffignandi · Handbook of Web Surveys Johnson · Handbook of Health Survey Methods Sedransk and Nandram · Handbook of Bayesian Survey Methods Larsen and Winkler · Handbook of Record Linkage Methods Handbook of Health Survey Methods Editedby Timothy P. Johnson SurveyResearchLaboratory UniversityofIllinoisatChicago Chicago,IL,USA CoverImage:©iStockphoto/adisa Copyright©2015byJohnWiley&Sons,Inc.Allrightsreserved PublishedbyJohnWiley&Sons,Inc.,Hoboken,NewJersey PublishedsimultaneouslyinCanada Nopartofthispublicationmaybereproduced,storedinaretrievalsystem,ortransmittedinanyformorbyany means,electronic,mechanical,photocopying,recording,scanning,orotherwise,exceptaspermittedunder Section107or108ofthe1976UnitedStatesCopyrightAct,withouteitherthepriorwrittenpermissionofthe Publisher,orauthorizationthroughpaymentoftheappropriateper-copyfeetotheCopyrightClearanceCenter, Inc.,222RosewoodDrive,Danvers,MA01923,(978)750-8400,fax(978)750-4470,oronthewebat www.copyright.com.RequeststothePublisherforpermissionshouldbeaddressedtothePermissions Department,JohnWiley&Sons,Inc.,111RiverStreet,Hoboken,NJ07030,(201)748-6011,fax(201) 748-6008,oronlineathttp://www.wiley.com/go/permission. LimitofLiability/DisclaimerofWarranty:Whilethepublisherandauthorhaveusedtheirbesteffortsin preparingthisbook,theymakenorepresentationsorwarrantieswithrespecttotheaccuracyorcompletenessof thecontentsofthisbookandspecificallydisclaimanyimpliedwarrantiesofmerchantabilityorfitnessfora particularpurpose.Nowarrantymaybecreatedorextendedbysalesrepresentativesorwrittensalesmaterials. Theadviceandstrategiescontainedhereinmaynotbesuitableforyoursituation.Youshouldconsultwitha professionalwhereappropriate.Neitherthepublishernorauthorshallbeliableforanylossofprofitoranyother commercialdamages,includingbutnotlimitedtospecial,incidental,consequential,orotherdamages. Forgeneralinformationonourotherproductsandservicesorfortechnicalsupport,pleasecontactour CustomerCareDepartmentwithintheUnitedStatesat(800)762-2974,outsidetheUnitedStatesat(317) 572-3993orfax(317)572-4002. Wileyalsopublishesitsbooksinavarietyofelectronicformats.Somecontentthatappearsinprintmaynotbe availableinelectronicformats.FormoreinformationaboutWileyproducts,visitourwebsiteatwww.wiley.com. LibraryofCongressCataloging-in-PublicationData: Handbookofhealthsurveymethods/editedbyTimothyP.Johnson. p.;cm. Includesbibliographicalreferencesandindex. ISBN978-1-118-00232-2(cloth) I.Johnson,TimothyP.,editor. [DNLM:1.HealthSurvey–methods.WA900.1] RA407 614.4′2–dc23 2015015374 PrintedintheUnitedStatesofAmerica 10987654321 Contents List of Contributors xvii Preface xxi Acknowledgments xxiii 1 Origins and Development of Health Survey Methods 1 TimothyP.Johnson 1.1 Introduction, 1 1.2 PrecursorsofModernHealthSurveys, 1 1.3 TheFirstModernHealthSurveys, 4 1.4 TheEmergenceofNationalHealthSurveys, 5 1.5 Post-WWIIAdvances, 6 1.6 CurrentDevelopments, 7 References, 9 OnlineResources, 17 part i Design and Sampling Issues 2 Sampling For Community Health Surveys 21 MichaelP.Battaglia 2.1 Introduction, 21 2.2 Background, 22 2.3 TheoryandApplications, 24 2.4 SubpopulationSurveys, 30 2.5 SampleSizeConsiderations, 32 2.6 Summary, 32 vi Contents References, 33 OnlineResources, 34 3 Developing a Survey Sample Design for Population-Based Case–Control Studies 37 RalphDiGaetano 3.1 Introduction, 37 3.2 A“Classic”SampleDesignforaPopulation-Based Case–ControlStudy, 39 3.3 SampleDesignConceptsandIssuesRelatedto Case–ControlStudies, 40 3.4 BasicSampleDesignConsiderations, 49 3.5 SampleSelectionofCases, 56 3.6 SampleSelectionofControls, 57 3.7 SampleWeightingforPopulation-BasedCase–Control Studies, 62 3.8 TheNeedtoAccountforAnalyticPlansWhenDeveloping aSampleDesign:AnExample, 65 3.9 SampleDesignsforPopulation-BasedCase–Control Studies:WhenUnweightedAnalysesArePlanned, 66 3.10 MimickingtheClassicDesignUsingRDD-BasedSampling ofPopulation-BasedControls, 66 3.11 ExamplesoftheDevelopmentofComplexSampleDesigns forPopulation-BasedCase–ControlStudiesUsing WeightedAnalysesWhereCasesServeastheReference PopulationandVarianceEstimatesReflecttheSample Design, 69 3.12 Summary, 71 References, 71 OnlineResources, 75 4 Sampling Rare Populations 77 JamesWagnerandSungheeLee 4.1 Introduction, 77 4.2 TraditionalProbabilitySamplingApproaches, 80 4.3 NontraditionalandNonprobabilitySampling Approaches, 84 4.4 Conclusion, 95 References, 97 OnlineResources, 103 Contents vii part ii Design and Measurement Issues 5 Assessing Physical Health 107 ToddRockwood 5.1 Introduction, 107 5.2 AssessingHealth:ResponseFormationandAccuracy, 110 5.3 ConceptualFrameworkforDevelopingandAssessing Health, 118 5.4 MeasurementTheory, 124 5.5 ErrorandMethodology, 129 5.6 Conclusion, 132 References, 134 OnlineResources, 141 6 Developing and Selecting Mental Health Measures 143 RonaldC.KesslerandBeth-EllenPennell 6.1 Introduction, 143 6.2 HistoricalBackground, 144 6.3 FullyStructuredDiagnosticInterviews, 147 6.4 DimensionalMeasuresofSymptomSeverity, 148 6.5 EmergingIssuesinSurveyAssessmentsofMental Disorders, 156 6.6 Conclusion, 159 References, 159 OnlineResources, 169 7 Developing Measures of Health Behavior and Health Service Utilization 171 PaulBeatty 7.1 Introduction, 171 7.2 TheConceptualPhaseofQuestionnaire Development, 172 7.3 DevelopmentofParticularQuestions, 173 7.4 OverallQuestionnaireConstruction, 184 7.5 QuestionnaireTestingandEvaluation, 186 7.6 UsingQuestionsfromPreviouslyAdministered Questionnaires, 187 7.7 Conclusion, 187 viii Contents References, 188 OnlineResources, 190 8 Self-Rated Health in Health Surveys 193 SungheeLee 8.1 Introduction, 193 8.2 UtilityofSelf-RatedHealth, 195 8.3 TheoreticalEvidence:CognitiveProcessesPertinentto RespondingtoSRHinSurveys, 198 8.4 MeasurementIssuesforSelf-RatedHealth, 201 8.5 Conclusion, 206 References, 207 OnlineResources, 216 9 Pretesting of Health Survey Questionnaires: Cognitive Interviewing, Usability Testing, and Behavior Coding 217 GordonWillis 9.1 Introduction, 217 9.2 HistoricalBackgroundandTheoryofPretesting, 218 9.3 CognitiveInterviewing, 220 9.4 UsabilityTesting, 229 9.5 BehaviorCoding, 232 9.6 Summary, 236 References, 238 OnlineResources, 241 10 Cross-Cultural Considerations in Health Surveys 243 BradEdwards 10.1 Introduction, 243 10.2 TheoryandPractice, 255 10.3 Conclusion, 266 References, 266 OnlineResources, 274 11 Survey Methods for Social Network Research 275 BenjaminCornwellandEmilyHoagland 11.1 Introduction, 275 11.2 RespondentsasSocialNetworkInformants, 277

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