Handbook for Synthesizing Qualitative Research About the Authors MARGARETESANDELOWSKI, PHD, RN, FAAN,is Cary C. Boshamer Distinguished Professor at the University of North Carolina at Chapel Hill (UNC-CH) School of Nursing and principal investigator of the Qualitative Metasynthesis Project on which this book is based. She is also director of the Annual Summer Institute in Qualitative Research held at UNC-CH School of Nursing. Dr. Sandelowski is one of three associate editors of Research in Nursing & Health,and a member of the editorial boards of Advances in Nursing Science, Field Methods, Journal of Mixed Methods Research, Nursing Inquiry, andQualitative Health Research. She is internationally recognized for her expertise in qualitative methods. She has more than 120 publications in both nursing and social science journals and books, with over 35 refereed papers on qualitative methods alone. The ethno- graphic work, With Child in Mind: Studies of the Personal Encounter With Infertility (1993), was awarded a national book prize from the American Anthropological Association. Devices and Desires: Gender, Technology, and American Nursing(2000), a social history of technology in nursing, has been fa- vorably reviewed in both nursing and medical history journals. JULIEBARROSO, PHD, ANP, APRN, BC,is associate professor and director of the Adult Nurse Practitioner Program at Duke University School of Nursing, and co- principal investigator of the Qualitative Metasynthesis Project. She is also a senior research fellow with the Health Inequalities Program (part of the Terry Sanford Institute of Public Policy at Duke University) and served as chair of the Research Committee, part of the National Leadership Council for the Association of Nurses in AIDS Care. Her practice, research, and teaching have focused on people with HIV infection. Dr. Barroso has conducted both qualitative and quantitative re- search in this area, including a metasynthesis of studies with HIV-positive men, study of physiological and psychological correlates of fatigue, a psychometric study of the HIV-Related Fatigue Scale, and a secondary analysis of a 12-year lon- gitudinal data set to examine the relationship between fatigue and depression in HIV-positive gay men. She is currently principal investigator of a National Institute of Nursing Research longitudinal study of physiological, psychosocial, and per- sonal factors in the development of HIV-related fatigue. Dr. Barroso maintains a practice at the Duke University AIDS Research and Treatment Center. Handbook for Synthesizing Qualitative Research MARGARETE SANDELOWSKI, PHD, RN, FAAN JULIE BARROSO, PHD, ANP, APRN, BC Copyright © 2007 by Springer Publishing Company, Inc. All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, elec- tronic, mechanical, photocopying, recording, or otherwise, with- out the prior permission of Springer Publishing Company, Inc. Springer Publishing Company, Inc. 11 West 42nd Street New York, NY 10036 Acquisitions Editor: Sally J. Barhydt Production Editor: Sara Yoo Cover design by Joanne E. Honigman Typeset by Daily Information Processing, Churchville, PA 06 07 08 09 10 / 5 4 3 2 1 Library of Congress Cataloging-in-Publication Data Sandelowski, Margarete. Handbook for synthesizing qualitative research / by Margarete Sandelowski and Julie Barroso. p. ; cm. Includes bibliographical references and index. ISBN 0-8261-5694-0 1. Qualitative research. 2. Medicine—Research—Methodology. I. Barroso, Julie. II. Title. [DNLM: 1. Qualitative Research. 2. Biomedical Research. W 20.5 S214h 2006] R853.Q34S26 2006 610.72—dc22 2006009077 Printed in the United States of America by Bang Printing. Contents Preface vii Acknowledgments xi Permissions to Publish xiii Introduction: Attitudes, Assumptions, and Caveats xv List of Tables, Figures, and Boxes xxi Quotations xxv Chapter 1 The Urge to Synthesize 1 On the Crest of a Wave 1 The Debate Over Qualitative Research Synthesis 4 Qualitative Research Synthesis as a Contested Site 9 Chapter 2 Conceiving the Qualitative Research Synthesis Study 17 Qualitative Research Synthesis 17 Qualitative Research Synthesis Versus Other Entities 18 Formulating Purpose and Rationale 23 Accommodating Qualitative Research Synthesis 24 Studies to Available Resources Chapter 3 Searching For and Retrieving Qualitative 35 Research Reports Setting Parameters for the Search 35 Browsing and Berry-Picking 41 Fugitive Literature 49 Determining Relevance 50 Managing Information 50 The Dynamics of Searching 52 v vi Contents Chapter 4 Appraising Reports of Qualitative Studies 75 Individual Appraisal 75 Comparative Appraisal 78 Appraisal as Foundation for Research Synthesis 82 Chapter 5 Classifying the Findings in Qualitative Research 133 Reports Rewriting the Text 133 The Quality of Qualitative Research 135 Empirical/Analytical Versus Constructionist 138 Conceptions of Data and Findings Typology of Qualitative Findings 140 Chapter 6 Synthesizing Qualitative Research Findings: 151 Qualitative Metasummary Qualitative Metasummary 152 Chapter 7 Synthesizing Qualitative Research Findings: 199 Qualitative Metasynthesis Approaches to Qualitative Metasynthesis 199 Chapter 8 Optimizing the Validity of Qualitative Research 227 Synthesis Studies Audit Trail 229 Negotiated Consensual Validity 229 Expert Peer Review 230 Chapter 9 Presenting Syntheses of Qualitative Research 235 Findings Writing and Representation 235 The Elements of a Report of a Qualitative Research 240 Synthesis Study Forming the Synthesis 241 Innovations in Dissemination 248 After Synthesizing Qualitative Research 251 Final Words 252 Appendix Reports in the Qualitative Metasynthesis Project 263 Index 273 Preface Welcome to the Handbook for Synthesizing Qualitative Research, a guide for integrating the findings in reports of primary qualitative studies. Qualitative research synthesis is scientific inquiry aimed at systematically reviewing and formally integrating the findings in reports of completed qualitative studies. The phrase qualitative research synthesis refers both to an interpretive product (i.e., the synthesis itself, or integration of a set of findings) and to the methods and techniques used to create that prod- uct (i.e., the processes involved in producing a synthesis). Written for graduate nursing students and faculty, as well as students and faculty in other healthcare and practice disciplines, this handbook will help you: 1. Locate qualitative research synthesis in the contemporary land- scape of qualitative research, research synthesis, research utiliza- tion, and evidence-based practice; 2. Locate the qualitative research synthesis enterprise in reading and writing practices; 3. Differentiate qualitative research synthesis from other forms of inquiry; 4. Formulate significant research problems and purposes for a qual- itative research synthesis study; 5. Design credible qualitative research synthesis studies that fit available resources; 6. Conduct comprehensive searches for primary qualitative research reports in a target domain of inquiry; 7. Conduct judicious appraisals of these qualitative research reports; 8. Compare and classify the findings across these qualitative re- search reports; 9. Select methodological approaches appropriate to the content and form of the qualitative research findings in these reports; vii viii Preface 10. Use qualitative metasummary and metasynthesis techniques to integrate qualitative research findings; 11. Optimize the validity of qualitative research synthesis studies; and 12. Present the results of qualitative research synthesis studies in ef- fective, audience-appropriate ways. In this Handbook, we illustrate procedures for conducting qualita- tive research synthesis projects with reports of studies in two domains of research: qualitative studies conducted with HIV-positive women and with women and couples who received positive prenatal diagnoses. These reports represent research across the behavioral and social science and practice disciplines, including anthropology, psychology, sociology, nurs- ing, and public health. They also represent our respective areas of ex- pertise. Reviewers generally choose topics for research synthesis in areas in which they have expertise and to which they have strong commitments. We use these reports to describe methods that were clarified, refined, or newly developed in the course of the National Institutes of Health, National Institute of Nursing Research study we conducted, entitled Analytic Techniques for Qualitative Metasynthesis (R01NR04907 & R01NR04907S, 06/01/2000–06/02/2005). You can read an annotated version of the proposal for this study in Sandelowski & Barroso (2003). The Web site for this Project is available at http://www.unc.edu/ ~msandelo/qmp/. We refer to this study throughout this book as the Metasynthesis Project. The sample of HIV studies we draw from here consists of 114 re- ports appearing between 1991 (the year of the first study known to us to meet our inclusion criteria) and 2002, including 79 published reports (75 journal articles, 2 books, 1 book chapter, and 1 technical report) and 35 unpublished reports (31 doctoral dissertations and 4 master’s theses). These works were retrieved between June 1, 2000, and December 31, 2002. The sample of positive prenatal diagnosis studies consists of 17 re- ports appearing between 1984 (the year of the first study known to us to meet our inclusion criteria) and 2002, including 13 published reports (10 journal articles, 2 books, and 1 book chapter) and 4 unpublished reports (3 doctoral dissertations and 1 master’s thesis). These reports were retrieved between December 1, 2002, and March 31, 2003. All of these reports are listed in the Appendix. To facilitate your understanding of several of the processes involved in transforming research findings into research syntheses, we created a web site to illustrate them in a more dynamic visual form. At this site, you will find materials to supplement Chapters 3, 4, and 6. Please visit http://www.unc.edu/~msandelo/handbook whenever we refer you to it in the book. Preface ix We are pleased that you are considering this Handbook for your work. We hope that you will find in it the assistance you need to conduct your qualitative research synthesis project. MARGARETESANDELOWSKI JULIEBARROSO REFERENCE Sandelowski, M., & Barroso, J. (2003). Writing the proposal for a qual- itative research methodology project. Qualitative Health Research, 13,781–820.
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