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SPRINGER BRIEFS IN MATHEMATICAL PHYSICS 35 Fumio Hiroshima Ground States of Quantum Field Models Perturbation of Embedded Eigenvalues 123 SpringerBriefs in Mathematical Physics Volume 35 Series Editors Nathanaël Berestycki, Cambridge, UK Mihalis Dafermos, Princeton, USA Tohru Eguchi, Tokyo, Japan Atsuo Kuniba, Tokyo, Japan Matilde Marcolli, Pasadena, USA Bruno Nachtergaele, Davis, USA SpringerBriefs are characterized in general by their size (50–125 pages) and fast production time (2–3 months compared to 6 months for a monograph). Briefsareavailableinprintbutareintendedasaprimarilyelectronicpublicationto be included in Springer’s e-book package. Typical works might include: (cid:129) An extended survey of a field (cid:129) A link between new research papers published in journal articles (cid:129) Apresentation ofcoreconceptsthatdoctoral students mustunderstand inorder to make independent contributions (cid:129) Lecture notes making a specialist topic accessible for non-specialist readers. SpringerBriefsinMathematicalPhysicsshowcase,inacompactformat,topicsof current relevance in the field of mathematical physics. Published titles will encompassallareasoftheoreticalandmathematicalphysics.Thisseriesisintended for mathematicians, physicists, and other scientists, as well as doctoral students in related areas. More information about this series at http://www.springer.com/series/11953 Fumio Hiroshima Ground States of Quantum Field Models Perturbation of Embedded Eigenvalues 123 Fumio Hiroshima Faculty of Mathematics Kyushu University Fukuoka,Japan ISSN 2197-1757 ISSN 2197-1765 (electronic) SpringerBriefs inMathematical Physics ISBN978-981-32-9304-5 ISBN978-981-32-9305-2 (eBook) https://doi.org/10.1007/978-981-32-9305-2 ©TheAuthor(s),underexclusivelicencetoSpringerNatureSingaporePteLtd.2019 Thisworkissubjecttocopyright.AllrightsaresolelyandexclusivelylicensedbythePublisher,whether thewholeorpartofthematerialisconcerned,specificallytherightsoftranslation,reprinting,reuseof illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmissionorinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilar ordissimilarmethodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, expressed or implied, with respect to the material contained hereinorforanyerrorsoromissionsthatmayhavebeenmade.Thepublisherremainsneutralwithregard tojurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. ThisSpringerimprintispublishedbytheregisteredcompanySpringerNatureSingaporePteLtd. The registered company address is: 152 Beach Road, #21-01/04 Gateway East, Singapore 189721, Singapore To my family and friends Preface Thebookaimstogiveasurveyoftheexistenceofthegroundstateinquantumfield theory from an operator theoretical point of view. In particular, I focus on inves- tigating quantum interaction systems between non-relativistic quantum mechanical matters and quantum fields. Mathematically the energy Hamiltonian of a quantum interaction system can be realized as a selfadjoint operator H acting in a Hilbert spaceH.Theselfadjointoperatorsassociatedwithquantuminteractionsystemswe consider are Schrödinger-type operators coupled to quantum fields. The problem reviewed in this book can be reduced to studying perturbations of eigenvalues embedded in the continuous spectrum of the selfadjoint operators. In particular, stabilityandinstabilityofthelowesteigenvalueoftheselfadjointoperatorsarethe main subjects. If the bottom of the spectrum of a selfadjoint operator is an eigenvalue, we say thatthereexistsagroundstateoftheselfadjointoperatorortheselfadjointoperator has a ground state. In quantum field theory, there appears infraredproblem owingto the vanishing mass of bosons. On account of infrared problem, it is not trivial to show the existence of the ground state of H. Nevertheless, several versions of proofs of the existence of the ground state of H have been developed since the end of the twentieth century, and huge amount of related papers have been published to date. It is, however, impossible to make a complete list of them in this book. The reader may find descriptions and references in, e.g., Arai [4], Gustafson and Sigal [22], and Spohn [55]. Anew pointofview ontheexistenceoftheground state emerged around 1995 withworksbyBach,Fröhlich,andSigal[6–9]inwhichtheexistenceoftheground stateoftheso-calledPauli-Fierzmodelinnon-relativisticquantumelectrodynamics was shown, and renormalization group method based on Feshbach maps was introduced to study resonances. Simultaneously and independently, Arai and Hirokawa [5] also proved the existence of the ground state of generalized spin-boson models. In 1999, Spohn [54] succeeded in proving the existence of the ground state of the so-called Nelson model by a functional integral method and simultaneously Gérard [17] by compact operator arguments. In particular, [17] vii viii Preface considers an abstract model including the Nelson model. In [17, 54], the existence of the ground state is proven, no matter how large a coupling constant is. In this period, I was spending brilliant days as a postdoctoral student (JSPS fellow) in Universität Bonn (February 1998–January 1999) and Technische UniversitätMünchen(February1999–February2000).Inthepostdoctoralperiodin Germany,Iwasinspiredby[5,9,17,54],andstartedstudyingspectralanalysisof Hamiltonians related to quantum field theory and collaborated with Herbert Spohn in München. I attended “Les Houches Summer School of Physics 1998” in Chamonix where my research was encouraged by an encounter with a lot of dis- tinguished researchers coming from all over the world and tried to climb up the Mont Blanc in holidays during the summer school. Several participants of the summer school asked me how the top of the Mont Blanc was, but nobody unfor- tunatelyaskedmemyownscientificresearch.Intheautumnof1998,Igaveatalk inamathematicalphysicsseminarinTechnischeUniversitätBerlin,whereaftermy talk Volker Bach taught me to be able to avoid infrared divergence in non-relativisticquantumelectrodynamics.Thissurprisedmeverymuch.Iwasalso invited to an international conference held in Lille in France in 1999, where ChristianGérardgaveatalkontheexistenceofthegroundstatejustbeforemytalk. It was too impressive to talk for me. In 2001, Griesemer, Lieb and Loss [21] and LiebandLoss[43]provedtheexistenceofthegroundstateofthePauli-Fierzmodel undertheso-calledbindingcondition,inwhichacompactembeddingofaSobolev space was applied. As was stated above, spectral analysis of the Pauli-Fierz mode, the Nelson model,and related models was progressed veryquickly attheend ofthe twentieth century. Without a break in the twenty-first century, a lot of important papers concerned with non-relativistic quantum electrodynamics, etc. were also produced at an increasing tempo. I may say that results accumulate and eventually reach a critical state nowadays. In July 2015, I attended ICMP2015 held in Santiago in Chile and just after my short talk concerned with the semi-relativistic Pauli-Fierz Hamiltonian, a staff of Springer invited me to publish a book about ground state “not about functional integration” which is my scientific hometown. I first intended to make my own results as a book, but I thought my own results were insignificant extensions of results established in [5, 9, 17, 21, 54] mentioned above. What then one really needs is a single source that combines fundamental results on the existence of ground states obtained in the end of the twentieth century with a guide to how to usethemtoothermodelsreadermayconsider,becauseIcouldnotfindsatisfactory discussions in literature. Then I decided to write up my own account of the exis- tence of ground states. However, any book is a compromise between deadlines and my striving for perfections. Without deadlines no book would be published, this means a final versionwhichisperfectexistsonlyinmymind.Duetotimeandspaceconstraints, Ididnotincludefundamentalmathematicaltoolsbutthebookiswrittenaspossible asself-consistently.Thepresentbookcomprisesmaterialwhichcanpartlybefound Preface ix inotherbooksandpartlyinresearcharticles,andwhichforthefirsttimeisexposed from a unified point of view. The book consists of six chapters. Chapter 1 is overview of models studied in this book without rigor. Here, we introduce several strategies on how to show the existenceofgroundstates.Chapter2isdevotedtoaminimalintroductionoftoolsI used in this book. Compact operators, compact sets in Lp space, compact embed- dingsofSobolevspaces,andbosonFockspacearereviewed.Chapter3isdevoted to studying the Pauli-Fierz model and Chap. 4 the Nelson model with/without cutoffs.Inbothchapters,weprovetheexistenceofgroundstatesbyapplicationsof compactness. In Chap. 5, I study spin-boson model by path measures. Finally in Chap. 6, I overview enhanced bindings for the Pauli-Fierz model and the Nelson model. Fukuoka, Japan Fumio Hiroshima Acknowledgements Iwouldliketoveryheartilythankallthosewhohelpedmefortheproductof book. I am grateful for helpful comments and discussions from Thomas Norman Dam, Takeru Hidaka,MasaoHirokawa,JózsefLőrinczi,OliverMatte,JacobSchachMøller,ItaruSasaki,Akito Suzuki,andHerbertSpohn.IamfinanciallysupportedbyJSPSKAKENHI 16H03942,CREST JPMJCR14D6,andJSPSopenpartnershipjointresearchwithDenmark1007867. Contents 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1 Quantum Field Theory and Ground States . . . . . . . . . . . . . . . . . . 1 1.2 The Pauli–Fierz Model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 1.3 The Nelson Model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 1.4 Spin-Boson Model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 1.5 Infrared Problem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 1.6 Enhanced Binding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 1.6.1 Enhanced Binding for the Pauli–Fierz Hamiltonian . . . . . . 11 1.6.2 Enhanced Binding for the Nelson Hamiltonian . . . . . . . . . 12 1.7 Compactness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 2 Preliminaries. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 2.1 Compact Operators. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 2.1.1 Compact Operators Basics . . . . . . . . . . . . . . . . . . . . . . . . 15 2.1.2 Spectrum of Compact Operators. . . . . . . . . . . . . . . . . . . . 17 2.1.3 Compact Operators on L2ðXÞ . . . . . . . . . . . . . . . . . . . . . . 18 2.1.4 Carleman Operators. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 2.2 Compact Embeddings. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 2.2.1 Strong Compactness in Lp Spaces. . . . . . . . . . . . . . . . . . . 21 2.2.2 Sobolev Inequalities. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 2.2.3 Compact Embeddings . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 2.3 Boson Fock Space . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 2.3.1 Abstract Boson Fock Spaces . . . . . . . . . . . . . . . . . . . . . . 29 2.3.2 Field Operators and Second Quantizations. . . . . . . . . . . . . 31 2.3.3 Localizations in FðWÞ . . . . . . . . . . . . . . . . . . . . . . . . . . 35 2.4 Boson Fock Space over L2ðRdÞ. . . . . . . . . . . . . . . . . . . . . . . . . . 36 2.4.1 Field Operators and Second Quantizations. . . . . . . . . . . . . 36 2.4.2 Compact Operators on FðL2ðRdÞÞ . . . . . . . . . . . . . . . . . . 38 2.4.3 Localizations in FðL2ðRdÞÞ. . . . . . . . . . . . . . . . . . . . . . . 39 xi

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