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Good Practice in Archaeological Diagnostics: Non-invasive Survey of Complex Archaeological Sites PDF

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Natural Science in Archaeology Cristina Corsi Božidar Slapšak Frank Vermeulen Editors Good Practice in Archaeological Diagnostics Non-invasive Survey of Complex Archaeological Sites Natural Science in Archaeology Series Editors Bernd Herrmann Günther A. Wagner Christopher E. Miller For further volumes: http://www.springer.com/series/3703 Cristina Corsi (cid:129) Božidar Slapšak Frank Vermeulen Editors Good Practice in Archaeological Diagnostics Non-invasive Survey of Complex Archaeological Sites Editors Cristina Corsi Frank Vermeulen Department of Humanities Department of Archaeology University of Cassino Universiteit Gent Cassino Ghent Italy Belgium Božidar Slapšak Department of Archaeology University of Ljubljana Ljubljana Slovenia ISSN 1613-9712 ISBN 978-3-319-01783-9 ISBN 978-3-319-01784-6 (eBook) DOI 10.1007/978-3-319-01784-6 Springer Cham Heidelberg New York Dordrecht London Library of Congress Control Number: 2013956503 © Springer International Publishing Switzerland 2013 This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifi cally the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfi lms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. Exempted from this legal reservation are brief excerpts in connection with reviews or scholarly analysis or material supplied specifi cally for the purpose of being entered and executed on a computer system, for exclusive use by the purchaser of the work. Duplication of this publication or parts thereof is permitted only under the provisions of the Copyright Law of the Publisher's location, in its current version, and permission for use must always be obtained from Springer. Permissions for use may be obtained through RightsLink at the Copyright Clearance Center. Violations are liable to prosecution under the respective Copyright Law. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specifi c statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. While the advice and information in this book are believed to be true and accurate at the date of publication, neither the authors nor the editors nor the publisher can accept any legal responsibility for any errors or omissions that may be made. The publisher makes no warranty, express or implied, with respect to the material contained herein. Printed on acid-free paper Springer is part of Springer Science+Business Media (www.springer.com) Contents 1 Good Practice in Archaeological Diagnostics: An Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Cristina Corsi Part I Remote Sensing 2 Aerial Photography in Archaeology . . . . . . . . . . . . . . . . . . . . . 11 Giuseppe Ceraudo 3 Undistorting the Past: New Techniques for Orthorectifi cation of Archaeological Aerial Frame Imagery . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 Geert Verhoeven, Christopher Sevara, Wilfried Karel, Camillo Ressl, Michael Doneus, and Christian Briese 4 Roman Urban Survey: The Mapping and Monitoring of Complex Settlement Sites with Active Aerial Photography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69 Frank Vermeulen 5 Integrated Approach for Archaeological Prospection Exploiting Airborne Hyperspectral Remote Sensing . . . . . . . 87 Rosa Maria Cavalli 6 Skin Deep: LiDAR and Good Practice of Landscape Archaeology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113 Dimitrij Mlekuž Part II Geophysics 7 Magnetic Exploration of Archaeological Sites . . . . . . . . . . . . . 133 Bruce W. Bevan and Tatiana N. Smekalova 8 Earth Resistance Survey: A Mature Archaeological Geophysics Method for Archaeology . . . . . . . . . . . . . . . . . . . . 153 Cèsar Carreras Monfort 9 Ground-Penetrating Radar (GPR) . . . . . . . . . . . . . . . . . . . . . . 165 Alexandre Novo v vi Contents 10 Interpretation and Guidelines for Reporting . . . . . . . . . . . . . . 177 Cornelius Meyer Part III Topographic and Geoarchaeological Surveys 11 Intra-site Artefact Surveys . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 193 John Bintliff 12 Site Discovery and Evaluation Through Minimal Interventions: Core Sampling, Test Pits and Trial Trenches . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 209 Philip Verhagen 13 Creating and Analysing Digital Terrain Models for Archaeological Research . . . . . . . 227 José-Ángel Martínez-del-Pozo, Victorino Mayoral-Herrera, and Pedro Ortiz-Coder 14 The Geoarchaeological Approach . . . . . . . . . . . . . . . . . . . . . . . 245 Eric Fouache Part IV Visualisation and Site Management 15 Implementing Best Practice in Cultural Heritage Visualisation: The London Charter . . . . . . . . . . . . . . . . . . . . . 255 Hugh Denard 16 International Guidelines for Virtual Archaeology: The Seville Principles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 269 Víctor Manuel López-Menchero Bendicho 17 Reconstructing Past Landscapes for Virtual Museums . . . . . 285 Ivana Cerato and Sofi a Pescarin 18 Computer-Aided 3D Visualisation of Roman Towns . . . . . . . . 297 Michael Klein 19 Preservation of Virtual Reconstructions . . . . . . . . . . . . . . . . . . 309 Daniel Pletinckx 20 Best Practises for a Sustainable Management Plan: The Case Study Ammaia in the European Context . . . . . . . . . 315 Sigrid M. van Roode Part V Conclusions 21 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 331 Simon Keay Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 339 1 Good Practice in Archaeological Diagnostics: An Introduction Cristina Corsi Contents By the term ‘archaeological diagnostics’, we mean a whole array of methodologies and approaches to 1.1 Making a ‘Radiography’ of the Past ........ 2 the survey of archaeological sites, mainly refer- 1.2 Data Acquisition Versus ring to those that do not imply excavations or at Understanding ............................................ 4 least only very limited ones. ‘Non- destructive’ or 1.3 A Question of Integration.......................... 4 ‘non-invasive’ approaches to the investigation of 1.4 Size Matters ................................................ 5 ancient landscapes have always been available to archaeologists, since the fi rst methodological defi - 1.5 The Fourth Dimension ............................... 6 nitions of the discipline were drafted (e.g. Bradford References ................................................................. 6 1957 ; Clarke 1977 , 1990 ; Pasquinucci and Trément 2000 ; Renfrew and Bahn 2 000 ). Among the most traditional methods, the collection of his- torical documentation and the fi eld survey are undoubtedly the best developed, but aerial archae- ology also provided a boost as soon as photogra- phy and fl ying machines came into use (Chap. 2 by Ceraudo, in this volume). The use of ancient sources, archive research and toponymy for the investigation of cultural landscapes is so rooted that it has not been possible here to devote specifi c chapters to these branches of archaeological research. Robust new GIS processing of historical cartography could surely have merited special attention (some reviews of recent case studies are in Corsi and Vermeulen 2 007 and Börner et al. 2 012 ). However, we have decided to limit the already wide spectrum of this volume to the new- est technological developments achieved in remote sensing and geophysical surveying and to the most recent methodological innovations that have been introduced to the broad approach of the archaeo- C. Corsi logical survey of greenfi eld sites. Department of Humanities , University of Cassino , A very important section of this volume deals Cassino , Italy e-mail: [email protected] with aspects related to the visualisation of survey C. Corsi et al. (eds.), Good Practice in Archaeological Diagnostics, Natural Science in Archaeology, 1 DOI 10.1007/978-3-319-01784-6_1, © Springer International Publishing Switzerland 2013 2 C. Corsi data and their valorisation. In the fi eld of digital virtual reconstruction, we can only list the books technologies for virtual reconstruction and data edited by Maurizio Forte ( Forte 1 997 ; Forte and visualisation, recent years have seen not only Williams 2 002 ), Juan Barcelo et al . (2 000 ), Gary spectacular developments but also a growing Lock (2 003 ) and Mark Greengrass and Lora awareness of the need for ‘regulation’ and the Hughes (2 008 ), just to mention a handful. delineation of standards and guidelines. In this Instead, we have tried to cover the two main regard, we present here the up-to-date results of spheres of our work: research and valorisation. We the international debates that have produced the have sought to provide a good coverage of the dif- indispensible ‘charters’ of London and Seville. ferent methods of data capture, all possibly When we attempted this enterprise, we were included in the defi nition of ‘remote sensing’, and obviously aware of the fact that the themes we have provided an insight into the different encompassed would be very extensive and that approaches to data integration. At the same time, this collective work could not hope to be compre- by mainly examining the aspects related to the hensive, neither in the range of topics nor in the interpretation and visualisation of data and via technicality of the contributions. Our intention the discussion of specifi c management plans for was, and still is, primarily to report on the inten- the valorisation of this peculiar category of site sive exchange and collaboration carried out in where most evidence is ‘invisible’ to visitors, we recent years and secondly to offer an up-to-the- intend to lay the ground for a discussion about the minute hint for further discussion. essential aspects of cultural heritage management. Not least, our intention is also to provide an The discussion about the basic principles of instrument to young researchers and students as a the digital reconstructions has been extended on starting point for the framing these nowadays several occasions to specialists and the wider very popular subjects of discussion and training public. We are, of course, aware of the dangers, and to offer them the possibility of deepening but at the same time we want to stress how much their knowledge of the aspects that they feel are not only interdisciplinary teamwork but also 3D closest to their interests and suitable to their visualisation has enhanced our comprehension of talents. spatial phenomena and relationships. Surely a 3D We have taken care to avoid overlaps with digital reconstruction is more effective and ‘con- the much more technical manuals about specifi c vincing’ than a plan reconstructing the layout of a techniques, such as the very popular Seeing the town; however, it is not necessarily more ‘inven- Unseen: Geophysics and Landscape Archaeo- tive’ or less scientifi c. logy, edited by Salvatore Piro and Stefano Campana (Campana and Piro 2 009 ) and the manual by Armin Schmidt entitled G eophysical 1.1 Making a ‘Radiography’ Data in Archaeology: A Guide to Good Practice of the Past (Schmidt 2 001a , 2 013 ; see also Schmidt and Ernenwein 2 013 ) or the Arts and Humanities This book constitutes the fi nal and possibly most Data Services Guides to Good Practice (2 004 ; durable ‘deliverable’ of the project Radio-Past available online at: http://www.ahds.ac.uk/ ( w ww.radiopast.eu ) , the Marie Curie/People guides/ ) . These indeed cover several fi elds, but Industry and Academy Partnerships and Pathways there is no framing of the disciplines, only guide- (IAPP) project entitled, ‘Radiography of the past: lines for good practice in archiving and data Integrated non-destructive approaches to under- management. In the most recent book by Imma stand and valorise complex archaeological sites’ Ollich-Castanyer, A rchaeology, New Approaches that has aimed to join together different resources in Theory and Techniques (Ollich-Castanyer and skills to improve, refi ne and validate inten- 2012 ), non- destructive approaches and the visu- sive archaeological surveys on complex sites, alisation and valorisation of complex sites do not with a special focus on abandoned ancient urban get any attention. About ‘cyberarchaeology’ and sites in the Mediterranean. 1 Good Practice in Archaeological Diagnostics: An Introduction 3 To fulfi l the objectives of the programme, the is stated that ‘to preserve the archaeological heri- consortium of seven partners was composed of tage and guarantee the scientifi c signifi cance of academic institutions, University of Évora (P), archaeological research work, each Party under- Ghent University (B), University of Ljubljana takes: … to ensure … that non-destructive meth- (SL) and the British School at Rome (UK), and ods of investigation are applied wherever private companies, 7Reasons Media Agency (A), possible’. Cultural heritage management authori- Past2Present (NL) and Eastern Atlas (D). ties will benefi t widely from this approach as The Radio-Past project has sought to integrate such integrated surveys of complex sites will different methodologies in the widely developed provide them with a very effective tool for gaug- fi eld of non-destructive survey technologies as ing the degree of archaeological survival on sites applied to archaeology, and it has also pursued in their care and for choosing appropriate conser- the validation of the results through innovative vation strategies. methods of visualisation and the development of The operative strategy that the consortium strategies for the effi cient management of the decided to apply is the creation of ‘open laborato- cultural heritage sites studied. One of the main ries’, that is, archaeological sites where fi eldwork objectives of this project was to allow a multi- was ongoing over several years, if not decades, plicity of methods and research approaches and and where the partners were involved at different to generate methodological guidelines for archae- levels. These sites are spread over the ological diagnostics. The idea was to develop a Mediterranean, including the Atlantic Lusitania standard set of survey approaches, based on a ( Ammaia in Portugal), the Tyrrhenian coasts series of already widely used methods as well as ( Mariana in Corsica and Portus at the mouth of more innovative methods such as active low- the River Tiber), Adriatic Italy (Potenza Valley), altitude aerial photography, geophysical prospec- the Aegean Sea (Boeotia) and reaching beyond tion, light detection and ranging (LiDAR) surveys the Alps to Carnuntum along the Danube and geomorphological observations, which can (Austria). The idea was to test and validate meth- in the future be effi ciently used in a comparable odologies and strategies and discuss results and and integrated way on a wide range of complex interpretations. The Roman town of A mmaia was sites in Europe. the most important ‘open lab’ of the project; here, Furthermore, the project was also concur- all the teams gathered periodically for survey rently targeting the development of effective sci- campaigns and carried out processing, interpreta- entifi c systems for the dissemination of survey tion and visualisation and even training activi- results. In particular, the combination of high- ties. Strategies for the validation of the results resolution fi eldwork with computer-based means were developed in all the partner institutions, of mapping and data visualisation allows the vir- while dissemination activities were conducted tual reconstruction of buried towns or large set- regularly at all levels. tlements within a relatively short space of time, For this reason, the Ammaia case study has as opposed to the more traditional excavation- played a key role in some of the papers col- centred approach where it can take generations lected here. However, we have always been before a broader view of the site becomes concerned to develop standards and guidelines available. for good practice that can be extended to every With these aims in mind, a link-up was pur- type of ‘complex archaeological site’. It is sued between the project and the EU policies for undoubtedly true that all archaeological sites cultural heritage and landscape management. are complex, but we would like to stress here The core fi eld research done within the frame- that by this defi nition we mean large settle- work of Radio-Past is fully compliant with ments where structures, buildings and infra- Article 3 (ib) of the European Convention on the structures are developed and where a long Protection of Archaeological Heritage, better occupation has possibly brought with it trans- known as the Treaty of La Valletta 1992, where it formations and overlapping changes.

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This volume represents the most important “deliverable” of the European-funded project Radio-Past (www.radiopast.eu). It is intended to disseminate the key results achieved in the form of methodological guidelines for the application of non-destructive approaches in order to understand, visualiz
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