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GIS Tutorial for Health PDF

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This page intentionally left blank. This page intentionally left blank. Fifth Edition Kristen S. Kurland Wilpen L. Gorr Cover map designed by Kristen Kurland; cover photograph courtesy of Nattika/Shutterstock. Esri Press, 380 New York Street, Redlands, California 92373-8100 Copyright © 2014 Esri All rights reserved. Fifth edition 2014 Printed in the United States of America 18 17 16 15 14 1 2 3 4 5 6 7 8 9 10 The information contained in this document is the exclusive property of Esri unless otherwise noted. This work is protected under United States copyright law and the copyright laws of the given countries of origin and applicable international laws, treaties, and/or conventions. No part of this work may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying or recording, or by any information storage or retrieval system, except as expressly permitted in writing by Esri. All requests should be sent to Attention: Contracts and Legal Services Manager, Esri, 380 New York Street, Redlands, California 92373-8100 USA. The information contained in this document is subject to change without notice. U.S. Government Restricted/Limited Rights: Any software, documentation, and/or data delivered hereunder is subject to the terms of the License Agreement. The commercial license rights in the License Agreement strictly govern Licensee’s use, reproduction, or disclosure of the software, data, and documentation. In no event shall the US Government acquire greater than RESTRICTED/LIMITED RIGHTS. At a minimum, use, duplication, or disclosure by the US Government is subject to restrictions as set forth in FAR §52.227-14 Alternates I, II, and III (DEC 2007); FAR §52.227-19(b) (DEC 2007) and/or FAR §12.211/12.212 (Commercial Technical Data/Computer Software); and DFARS §252.227-7015 (DEC 2011) (Technical Data – Commercial Items) and/or DFARS §227.7202 (Commercial Computer Software and Commercial Computer Software Documentation), as applicable. 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CityEngine is a registered trademark of Procedural AG and is distributed under license by Esri. Other companies and products or services mentioned herein may be trademarks, service marks, or registered marks of their respective mark owners. Ask for Esri Press titles at your local bookstore or order by calling 800-447-9778, or shop online at esri.com/esripress. Outside the United States, contact your local Esri distributor or shop online at eurospanbookstore.com/esri. Esri Press titles are distributed to the trade by the following: In North America: In the United Kingdom, Europe, Middle East and Africa, Asia, and Australia: Ingram Publisher Services Eurospan Group Telephone: 44(0) 1767 604972 Toll-free telephone: 800-648-3104 3 Henrietta Street Fax: 44(0) 1767 601640 Toll-free fax: 800-838-1149 London WC2E 8LU E-mail: [email protected] E-mail: [email protected] United Kingdom Contents Preface ix Acknowledgments xi Part 1: GIS benefits and map basics Chapter 1: Introducing GIS and health applications 1 What is GIS? 1 Summary of chapters 7 Introduction to ArcGIS and map documents 12 Learning about ArcGIS 13 Tutorial 1-1: Exploring the ArcCatalog user interface 14 Tutorial 1-2: Reviewing data source types 19 Tutorial 1-3: Exploring the ArcMap user interface 22 Tutorial 1-4: Using and exporting a map 29 Learning about GIS websites 33 Tutorial 1-5: Creating and sharing map layers 33 Tutorial 1-6: Creating health maps using ArcGIS Online content 39 Tutorial 1-7: Using maps on smart phones and tablets 47 Summary 51 Assignment 1-1: Benchmark health GIS websites 52 Assignment 1-2: Create a map using GIS websites 53 Assignment 1-3: Create and upload layer packages 55 Chapter 2: Visualizing health data 57 Tutorial 2-1: Manipulating layers in a map document 58 Tutorial 2-2: Zooming to and panning health features on a map 69 Tutorial 2-3: Creating spatial bookmarks 73 Tutorial 2-4: Identifying breast cancer mortality rates and deaths by state 75 Tutorial 2-5: Selecting map features 79 Tutorial 2-6: Finding map features 86 Tutorial 2-7: Using an attribute table to select counties with high breast cancer rates 88 Tutorial 2-8: Creating a new layer of a subset of features 96 Tutorial 2-9: Creating a point map based on a definition query 98 Tutorial 2-10: Labeling major cities in Texas 101 Summary 106 Assignment 2-1: Examine male lung cancer mortality rates by state 107 Assignment 2-2: Examine male lung cancer mortality rates by county 109 vi Contents Part 2: Preparation of map data Chapter 3: Designing maps for a health study 111 Tutorial 3-1: Creating a choropleth map for the uninsured population in Texas 114 Tutorial 3-2: Creating a point map for the percentage of unemployed in Texas 122 Tutorial 3-3: Making a scatterplot comparing uninsured with unemployed populations 125 Tutorial 3-4: Working with layer files 128 Tutorial 3-5: Creating print layouts for a health-care study 131 Tutorial 3-6: Creating custom map layouts for multiple maps 134 Tutorial 3-7: Exporting maps 142 Tutorial 3-8: Creating multiple output pages 145 Summary 149 Assignment 3-1: Compare uninsured with minority populations in California counties 150 Assignment 3-2: Compare Texas population density with housing statistics 152 Assignment 3-3: Compare percentage in poverty with percentage unemployed 154 Chapter 4: Projecting, downloading, and using spatial data 157 World projections 160 Tutorial 4-1: Exploring map projections for a world AIDS study 161 Tutorial 4-2: Symbolizing area maps using size-graduated point markers 166 Tutorial 4-3: Creating a prevalence map using point markers 170 Country-level data and continental projections 172 Tutorial 4-4: Downloading international HIV/AIDS data 173 Tutorial 4-5: Exploring map projections for a US lung cancer study 178 Local-level spatial data 180 Tutorial 4-6: Adding and symbolizing existing map layers 180 Tutorial 4-7: Working with spatial-data formats 186 Tutorial 4-8: Creating points from x,y coordinates 191 Tutorial 4-9: Downloading USGS raster maps 195 Summary 203 Assignment 4-1: Compare world infant mortality rates with life expectancy 204 Assignment 4-2: Investigate education level and knowledge about HIV by country 206 Assignment 4-3: Compare the walkability of neighborhoods 208 Chapter 5: Downloading and preparing spatial and tabular data 211 Tutorial 5-1: Downloading spatial data from the US Census Bureau 214 Tutorial 5-2: Downloading tabular data from American FactFinder 216 Tutorial 5-3: Processing tabular data 221 Tutorial 5-4: Using ArcCatalog utilities 224 Tutorial 5-5: Joining housing and elevated blood case tables to a census tract map 231 Tutorial 5-6: Building a lead study comparison map 234 Tutorial 5-7: Showing elevated blood lead levels by tract 237 Tutorial 5-8: Showing elevated blood lead levels by municipality and neighborhood 241 Summary 246 Assignment 5-1: Map housing gross rent compared with elevated blood lead levels 247 Assignment 5-2: Map housing complaints compared with elevated blood lead levels 250 Contents vii Chapter 6: Geocoding tabular data 253 Polygon address matching 255 Tutorial 6-1: Geocoding patients to ZIP Codes 255 Tutorial 6-2: Spatially joining patient and ZIP Code layers 261 Tutorial 6-3: Creating a choropleth map showing patient counts by ZIP Code 263 Linear address matching 265 Tutorial 6-4: Geocoding hospital addresses to streets for competitive analysis 265 Tutorial 6-5: Rematching addresses 274 Tutorial 6-6: Creating a final comparison map 284 Summary 285 Assignment 6-1: Map mammography clinics by ZIP Code compared with female population 286 Assignment 6-2: Map mammography clinics in a county by street address 288 Part 3: Spatial analysis Chapter 7: Processing and analyzing spatial data 291 Tutorial 7-1: Preparing a study region 295 Tutorial 7-2: Making additional table and map preparations 306 Tutorial 7-3: Investigating the correlation between poverty and injuries 312 Tutorial 7-4: Investigating injuries near parks 322 Summary 327 Assignment 7-1: Conduct proximity analysis for playgrounds 328 Assignment 7-2: Map injuries near schools and convenience stores 330 Assignment 7-3: Study injury rates by neighborhood 332 Chapter 8: Transforming data using approximate methods 335 Tutorial 8-1: Aggregating block data for the elderly population to health referral regions 339 Tutorial 8-2: Apportioning poverty data to emergency medical service zones 345 Tutorial 8-3: Automating processes using ArcGIS ModelBuilder 360 Summary 369 Assignment 8-1: Map the population in emergency medical service zones 370 Assignment 8-2: Map the youth-poverty population in emergency medical service zones 372 Chapter 9: Using ArcGIS Spatial Analyst for demand estimation 375 Out-of-hospital cardiac-arrest study 378 Tutorial 9-1: Processing raster-map layers 378 Tutorial 9-2: Creating a hillshade raster layer 383 Tutorial 9-3: Making a kernel-density map 385 Tutorial 9-4: Extracting raster-value points 390 Tutorial 9-5: Conducting a raster-based site-suitability study 393 Index of poverty risks 399 Tutorial 9-6: Using ArcGIS ModelBuilder to create a risk index 399 Summary 410 Assignment 9-1: Display schools and land use for locating school-based health centers 411 Assignment 9-2: Determine heart attack fatalities outside of hospitals by gender 413 viii Contents Part 4: GIS case studies Chapter 10: Studying food-borne-disease outbreaks 415 Case study requirements 416 Phase 1: Assemble basemaps 419 Phase 2: Trace an outbreak source 421 Phase 3: Identify affected office buildings 422 Phase 4: Assess vulnerable populations 423 Chapter 11: Forming local chapters of ACHE 425 Case study requirements 426 Phase 1: Create market analysis maps 427 Phase 2: Create territory analysis maps 429 Phase 3: Track chapter status 431 Appendix A: Task index 433 Appendix B: Data source credits 439 Appendix C: Data license agreement 447 Preface GIS Tutorial for Health is a unique textbook for teaching geographic information systems (GIS) to health professionals, medical residents, nursing students, and students interested in health IT and informatics, health-care administration, and health policy. It embeds lessons on GIS software in health-care scenarios to solve real-world problems. The book provides students many opportunities to visual- ize and analyze health-related data. Its health-care scenarios address substantive issues of health care, decision support requirements for policy and planning, and technical requirements of spatial data sources and processing. This fifth edition of GIS Tutorial for Health includes improvements and updates to tutorials and assignments using ArcGIS 10.2 for Desktop, as well as an intro- duction to ArcGIS Online. It also features downloading international health data as well as downloading raster maps from the US Geological Survey. The book has four parts. Part 1, “GIS benefits and map basics,” is essential for all beginning students. Part 2, “Preparation of map data,” and part 3, “Spatial analysis,” are largely independent of each other, and you can use these chapters in the order that best fits your needs. The fourth part, “GIS case studies,” contains two chapters that each present a relevant case study for you to work through on your own. Each case study has a series of requirements, input datasets, instruc- tions on the structure required for GIS analysis, and maps and reports for you to produce. Chapters 1 – 9 use tutorials and assignments to explore health-care issues, while chapters 10 and 11 involve independent case studies. Chapters 1 – 9 use the following structure: • Each chapter begins with a health issue or problem in a health-care sce- nario that has a spatial component. Learning a new tool or software package works best in the context of work that is interesting to you. So, we begin by stating a health issue or problem that can be better understood or solved by using GIS and, by extension, ArcGIS software. • Each chapter follows with a conceptual section that details the solution approach. General knowledge is often needed to understand specific steps and workflows using GIS. This section provides knowledge and principles on underlying GIS methods. Whenever possible, we have separated this mate- rial into brief descriptions preceding chapter tutorials. As a result, you can read this material before sitting down at a computer to work with ArcGIS. • Each chapter includes a series of tutorials to carry out the solution using ArcGIS. Each tutorial contains step-by-step exercises and corresponding screen captures as well as user dialog boxes and resulting outputs. The steps follow workflows that you can use in a variety of projects. “Your Turn”

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