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GENERALIZED QUANTIFIERS STUDIES IN LINGUISTICS AND PHILOSOPHY formerly Synthese Language Library Managing Editors: ROBIN COOPER, University of Wisconsin ELISA BET ENGDAHL, University of Wisconsin RICHARD GRANDY, Rice University Editorial Board: EMMON BACH, University of Massachusetts at Amherst JON BARWISE, CSLI, Stanford JOHAN VAN BENTHEM, Mathematics Institute, University o[ Amsterdam DA VID DOWTY, Ohio Stale University, Columbus GERALD GAZDAR, University ofS ussex, Brighton EWAN KLEIN, University of Edinburgh BILL LADUSA W, University of California at Santa Cruz SCOTT SOAMES, Princeton University HENRY THOMPSON, University of Edinburgh VOLUME 31 GENERALIZED QUANTIFIERS Linguistic and Logical Approaches Edited by PETER GARDENFORS Department ofP hilosophy, Lund University D. REIDEL PUBLISHING COMPANY A MEMBER OF THE KLUWER ACADEMIC PUBLISHERS GROUP DORDRECHT I BOSTON I LANCASTER I TOKYO Library of Congress Cataloging-in-Publication Data FULL CIP INFORMATION APPEARS ON A SEPARATE CARD ISEl~-13:978-1-55~1~ e-ISEl~-13: 978-94-009-3381-1 DOl: 10.1007/978-94-009-3381-1 Published by D. Reidel Publishing Company, P.O. Box 17, 3300 AA Dordrecht, Holland. Sold and distributed in the U.SA. and Canada by Kluwer Academic Publishers 101 Philip Drive, Norwell, MA 02061, U.S.A. In all other countries, sold and distributed by Kluwer Academic Publishers Group, P.O. Box 322, 3300 AH Dordrecht, Holland. All Rights Reserved © 1987 by D. Reidel Publishing Company Softcover reprint oft he hardcover 1st edition 1987 No part of the material protected by this copyright notice may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying, recording or by any information storage and retrieval system, without written permission from the copyright owner. TABLE OF CONTENTS PREFACE vii JON BARWISE / Noun Phrases, Generalized Quantifiers and Anaphora 1 JOHAN van BENTHEM / Towards a Computational Semantics 31 ROBIN COOPER / Preliminaries to the Treatment of Gener- alized Quantifiers in Situation Semantics 73 LARS G. JOHNSEN / There-Sentences and Generalized Quantifiers 93 EDWARD L. KEENAN / Unreducible n-ary Quantifiers in Natural Language 109 GODEHARD LINK / Generalized Quantifiers and Plurals 151 SEBASTIAN LOEBNER / Natural Language and Generalized Quantifier Theory 181 JAN TORE L0NNING / Collective Readings of Definite and Indefinite Noun Phrases 203 MATS ROOTH / Noun Phrase Interpretation in Montague Grammar, File Change Semantics, and Situation Semantics 237 DAG WESTERST AHL / Branching Generalized Quantifiers and Natural Language 269 LIST OF CONTRIBUTORS 299 BIBLIOGRAPHY FOR GENERALIZED QUANTIFIERS AND NATURAL LANGUAGE 300 INDEX OF NAMES 304 INDEX OF SUBJECTS 306 v PREFACE Some fifteen years ago, research on generalized quantifiers was con sidered to be a branch of mathematical logic, mainly carried out by mathematicians. Since then an increasing number of linguists and philosophers have become interested in exploring the relevance of general quantifiers for natural language as shown by the bibliography compiled for this volume. To a large extent, the new research has been inspired by Jon Barwise and Robin Cooper's path-breaking article "Generalized Quantifiers and Natural Language" from 1981. A concrete sign of this development was the workshop on this topic at Lund University, May 9-11, 1985, which was organized by Robin Cooper, Elisabet Engdahl, and the present editor. All except two of the papers in this volume derive from that workshop. Jon Barwise's paper in the volume is different from the one he presented in connection with the workshop. Mats Rooth's contribution has been added because of its close relationship with the rest of the papers. The articles have been revised for publication here and the authors have commented on each other's contributions in order to integrate the collection. The organizers of the workshop gratefully acknowledge support from the Department of Linguistics, the Department of Philosophy and the Faculty of Humanities at Lund University, the Royal Swedish Academy of Sciences (through the Wallenberg Foundation), the Swedish Institute, and the Letterstedt Foundation. Lund, August 1986 PETER OARDENFORS vii JON BARWISE NOUN PHRASES, GENERALIZED QUANTIFIERS AND ANAPHORA 1. INTRODUCTION In this paper, I discuss some relations between the generalized quan tifier model of natural language quantification given in Barwise and Cooper (1981) (hereinafter [BC]), on the one hand, and the approach taken in Barwise and Perry (1983) (hereinafter [BP]), on the other. The discussion focuses on problems of anaphora and its interaction with the theory of quantification embedded in these two accounts. However, I am also forced to touch on the issue of just what we are up to in giving a model-theoretic account of semantics, one that uses some artificial language like first-order logic or the language L(s s) presented here. In [BC], Cooper and I proposed a model of noun phrase interpreta tion where NPs are always interpreted as sets of sets of individuals. In [BPI, Perry and I only treated in detail a restricted form of NP, what we called "singular noun phrases," following the philosopher's use of "singular term." These include names, definite descriptions and indefi nite descriptions. Such NPs were assigned both meanings (relations between situations and individuals) and various sorts of interpretations, the most specific being as individuals. None of these correspond closely with the generalized quantifier approach. In Chapter 11 we suggested that something more like the generalized quantifier approach would be more appropriate for "general" NPs, those containing determiners like every, no, and the like, but did not go into any detail. The original motivation for treating singular and general NPs differ ently in [BPI stemmed from the simple observation that singular NPs can be used both to describe individuals, as well as to refer to individ uals. You cannot use general NPs to do either. Thus, for example, you can use a singular NP, but not a general NP, as an appositive relative clause. This seemed like an important distinction that should not be blurred by forcing them both into the same semantic mold. More recently, though, I have come to feel that this same distinction is important for understanding the difference in anaphoric effect of the two sorts of NPs. In this paper, then, I will attempt to show that 1 Peter Garden/ors (ed.), Generalized Quantifiers, 1-29. Copyright ©.1987 by D. Reidel Publishing Company. 2 JON BARWISE something very much like the generalized quantifier approach is a good model for general NPs, but that something like the one Perry and I used is better for accounting for the anaphoric effect of singular NPs. To be more specific, I propose to replace the binary semantic distinction of free and bound variables inherited from first-order logic, and used in most model theory since, including Montague grammar and the model theory of [BC], by a ternary semantic distinction: free, restrained, and captured. I will give a precise definition of these notions for a formal language presented below, but here is the basic idea. Suppose a is a (use of some) pronoun in an utterance u of some j expression {:J. Roughly, we will say that aj is captured if aj does not refer to or designate anything, but rather, the role it plays in the inter pretation of {:J is completely and solely determined by a generalized quantifier, that is, by the interpretation of some general noun phrase of {:J, a noun phrase which must be non-referring. By contrast, a is free if j the referent a of a is up to the speaker, except for considerations of j j gender and discourse function, but is not in any way controlled by the interpretation of other noun phrases of {:J. Otherwise, we say that a is j restrained; this will be so just in case it refers to or describes some object aj, but aj is restrained by the interpretation of some singular noun phrase in {:J. Of course to make these informal definitions do any work, they must be made precise, and in a way that explains properties of natural language quantification and anaphora that have appeared problematic on the first-order logic model. This will involve us in some fundamental revisions of this model, and so of generalized quantifiers themselves. The most basic change is that we must view the utterance of an expres sion more dynamically, as having an effect on the environment shared by speaker and hearer, the effect being represented by various sorts of changes in variable assignments. Regarding generalized quantifiers, we must make them more flexible and powerful, since the original generalized quantifier approach does no better than more traditional accounts with anaphoric phenomena like "donkey" sentences (see below). One of my aims here is to show how to improve the generalized quantifiers framework so that it will handle such phenomena without recourse to an extra level of explicit syntactic representations of the kind used in Kamp's (1981) DRS theory. I want to tackle something a bit more general than the relation that holds between an anaphoric pronoun and its antecedent. Namely, I GENERALIZED QUANTIFIERS 3 want to consider the relationship between the interpretation of any dependent noun phrase, say a, and a noun-phrase element y on which it depends. I will call the latter an antecedent of the former, the foi:mer a dependent of the latter, and so be interested in the dependent/ antecedent (01 DIA, for short) relation. With this definition, the VIA relation properly includes the anaphora/antecedent relation. Examples of the former but not the latter are: Jon is taller than every other logician, Jon is annoyed by every taller logician. It is clear that these sentences can be used in such a way that the interpretation of the NPs every other logician, every taller logician depends on the interpretation of Jon. The general strategy we develop for anaphora/antecedent relations takes care of this kind of dependence as well, and thinking about the more general problem frees one from certain presuppositions that one tends to bring to the problem from logic. Before we turn to the various revisions in the treatment of gener alized quantifiers and the VIA relation, I digress to discuss what it is we are doing when we use a model theoretic language similar to first-order logic for the study of natural language semantics. 1.1. How to Think about Artificial Languages In order to isolate the features of situation semantics that have to do just with the NPs and the VIA relation, I am going to define an artificial language that embodies this part of the theory. I call this language L(ss). As a logician, I have found myself in somewhat of a dilemma in recent years. One of the things logicians have become proficient at over the past 25 years is the invention of new artificial languages, languages intended to shed light on various kinds of mathematical activity. There have been a lot of interesting work done and tools developed. These give the logician a nice "tool box" for building and studying new languages. However, at the same time, it has made some of us very sceptical that first-order logic, or any other formal language, is part of any theory of human language. How, then, are logicians (let alone the rest of the world) to think about the relation between the artificial languages they invent and the languages people actually use? Talking to people at CSLI, especially John Etchemendy and Brian Smith, has given me a way to resolve this dilemma by using the layman's distinc- 4 JON BARWISE tion between a model of something and a theory of it - say a physical model of air flow over an airplane wing and a theory of such flows. Situation semantics is an attempt, however tentative, to spell out a realistic semantical theory of natural language use. However, it is often easier and more perspicuous to give a model of something than to present a theory of it. This is how I suggest we think of artificial languages like first-order logic (POL), Montague's intensional logic (IL), and the logic L(ss) defined below - as models of natural language, like a globe is a model of the earth. As models of human language, current artificial languages are pretty crude affairs. However, they have had their successes, and they have certainly shed light on a number of important phenomena. Still, there is a lot of room for improvement in these models, which is why logicians have been studying a host of other languages. In this paper, then, rather than talk about situation semantics as a theory, I want to use a few ideas from situation semantics to build a language much like FOL, but one that gives us a better model of the DIA relation of English. 1.2. Changing the FOL Model 01 Anaphora A model is a model of something else, say some aspect of reality R, only under some correspondence c between things of the model and parts of R. The basic relation of artificial languages like FOL and IL is a three place relation, that of satisfaction, a variable assignment 1 satisfies a formula ~ in a structure M, usually written: M 1== ~[f1. The correspondence c between these three things and parts of real language use is usually left implicit. M corresponds to the world or some part of it, ~ to some sentence or statement of human language, and 1 to some interpretation of the free variables, the latter corre sponding to certain kinds of pronouns. While IL gives a more sophisticated treatment of noun phrases and quantification than FOL, the basic treatment of pronouns and binding is exactly the same. Indeed, every single logical language that I know has basically the very same treatment of binding.1 For this reason, I will use FOL as the foil for L(ss) in the following discussion. My semantics for general NPs will be similar to that of IL, or more accurately, to that of the language L(GQ) that Cooper and I defined in Barwise and Cooper (1981).

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