4G and Beyond - Exploiting Heterogeneity in Mobile Networks Anna Zakrzewska Ph. D. Thesis December 2013 (cid:105) (cid:105) (cid:16)main(cid:17) (cid:22) 2014/4/7 (cid:22) 18:32 (cid:22) page 1 (cid:22) #1 (cid:105) (cid:105) 4G and Beyond - Exploiting Heterogeneity in Mobile Networks Anna Zakrzewska December 2013 Networks Technologies and Service Platforms DTU Fotonik Technical University of Denmark (cid:216)rsteds Plads 343 2800 Kgs. Lyngby Denmark (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:16)main(cid:17) (cid:22) 2014/4/7 (cid:22) 18:32 (cid:22) page i (cid:22) #3 (cid:105) (cid:105) T.T.T. Jeg har skrevet et sted, hvor jeg daglig m(cid:229) se, det manende tankesprog: T.T.T. N(cid:229)r man fłler hvor lidet man n(cid:229)r med sin (cid:29)id, er det nyttigt at mindes, at Ting Tar Tid. Put up in a place where it’s easy to see the cryptic admonishment: T.T.T. When you feel how depressingly slowly you climb, it’s well to remember that Things Take Time. Piet Hein (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:16)main(cid:17) (cid:22) 2014/4/7 (cid:22) 18:32 (cid:22) page iii (cid:22) #5 (cid:105) (cid:105) Preface This thesis presents a selection of the research work conducted during my Ph.D. study from June 15th, 2010 until December 6th, 2013. TheprojectwasmainlydoneintheNetworksTechnologyandService Platforms group, at the Department of Photonics Engineering, Tech- nical University of Denmark under supervision of Associate Professors Michael S. Berger and Sarah Ruepp. A 6 months research stay took place at Bell Laboratories, Alcatel- Lucent in Dublin, Ireland, under supervision of Dr. David L(cid:243)pez-PØrez and Dr. Holger Claussen. This Ph.D. study, the external research stay and participation in international conferences was (cid:28)nanced by the Technical University of Denmark,TheDanishAdvancedTechnologyFoundationthroughproject SAIRS "Standard Agnostic Intelligent Radio Systems for the High Ca- pacity Wireless Internet", as well as travel grants from Otto Młnsteds Fond, Oticon Fond, P. A. Fiskers Fond and ACM N2 Women. iii (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:16)main(cid:17) (cid:22) 2014/4/7 (cid:22) 18:32 (cid:22) page v (cid:22) #7 (cid:105) (cid:105) Abstract Currentandfuturemobilenetworkswillconstituteofmultiplecoexisting RadioAccessTechnologies(RATs),cellsofdi(cid:27)erentsize(macro-,metro-, pico-, femtocells) forming a Heterogeneous Network (HetNet), and Base Stations (BSs) of various architectures. This thesis addresses di(cid:27)erent aspects of mobile networks and focuses on the main challenges resulting from their heterogeneity. To e(cid:27)ectively manage this diversity, a novel hierarchical approach considering all types of resources, spectral, optical and computational is proposed. Thegenericframeworkcoversallkindsofnetworkheterogene- ityandcanbebene(cid:28)cialatanystageofnetworkdeploymentoroperation. Furthermore, adedicatedstudyofRATselectionandresourceallocation is performed and a new optimisation model is introduced and evaluated. The results show a signi(cid:28)cant reduction of number of handovers at the cost of a slight throughput degradation, which leads to a more stable connectivity in multi-RAT environments. A new HetNet architecture with control and user plane separation is thoroughly evaluated. The study focuses on the soft-pilot requirements and assignment problem, which is solved using a proposed optimisation model and a number of heuristic approaches. The analysis for a number of deployment scenarios demonstrates the feasibility of this architecture. Furthermore, the obtained results show the potential bene(cid:28)ts of the new architecture in terms of mobility management and energy e(cid:30)ciency. Network sharing has become a common strategy among network op- erators and it is important to evaluate the bene(cid:28)ts of such cooperation. Ateletra(cid:30)ctheoryanalysisforvariousnetworkdimensioningapproaches is provided and based on the results clear recommendations are given. v (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:16)main(cid:17) (cid:22) 2014/4/7 (cid:22) 18:32 (cid:22) page vi (cid:22) #8 (cid:105) (cid:105) All the presented concepts are standard agnostic, meaning that they canbeappliedtoanyRAT,includingtechnologiesthathavethepotential to become part of the next generation mobile networking. This makes the proposed solutions universal and in line with the current trends to design future mobile networks. (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:16)main(cid:17) (cid:22) 2014/4/7 (cid:22) 18:32 (cid:22) page vii (cid:22) #9 (cid:105) (cid:105) ResumØ Nuv(cid:230)rendeogfremtidigemobilnetvilbest(cid:229)afmultiple, sameksisterende RadioAccessTeknologiers(RAT),forskelligecellestłrrelser(makro-,me- tro-, pico- og femtoceller) udgłrende et heterogent net (HetNet), samt forskelligebasestationsarkitekturer. Denneafhandlingbehandlerforskel- lige aspekter af mobilnet med fokus p(cid:229) de vigtigste udfordringer skabt af denne heterogenitet. Til e(cid:27)ektivt at styre denne diversitet, foresl(cid:229)s her en nyskabende hierarkisk metode, der tager alle ressourcer, spektrale, optiske og pro- cessorkraft, ibetragtning. Dettegeneriskeframeworkd(cid:230)kkeralleformer for netv(cid:230)rksheterogenitet og kan v(cid:230)re gavnlig i alle faser af netv(cid:230)rks- udrulning og drift. Ydermere er et dedikeret studie af RAT-selektion og ressourceallokering blevet udfłrt og en ny optimeringsmodel introduc- eres og evalueres. Resultaterne viser en signi(cid:28)kant reduktion i antallet af handovers p(cid:229) bekostning af et mindre fald i throughput, hvilket fłrer til mere stabile forbindelser i multi-RAT miljłer. En ny HetNet-arkitektur med adskilt control- og user-plane bliver undersłgt grundigt. Studier her fokuserer p(cid:229) problemet med krav til og tildeling af soft-pilot, og der foresl(cid:229)s en optimeringsmodel samt et antal heuristikker. En analyse af en r(cid:230)kke udrulningsscenarier demonstrerer anvendeligheden af denne arkitektur. Ydermere viser resultaterne de potentielle fordele ved denne arkitektur med hensyn til mobility man- agement og energie(cid:27)ektivitet. Netv(cid:230)rksdeling er efterh(cid:229)nden blevet en udbredt strategi for oper- atłrer og det er vigtigt at f(cid:229) undersłgt fordelene ved s(cid:229)dan et samarbe- jde. Her foretages en teletra(cid:28)kteoretisk analyse af forskellige tilgange til netv(cid:230)rksdimensionering, hvilket udmunder i konkrete anbefalinger. vii (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:16)main(cid:17) (cid:22) 2014/4/7 (cid:22) 18:32 (cid:22) page viii (cid:22) #10 (cid:105) (cid:105) Alle de pr(cid:230)senterede koncepter er standard-uafh(cid:230)ngige, hvilket vil sige, at de kan anvendes p(cid:229) enhver RAT inklusive teknologier, der har potentialet til at blive brugt i n(cid:230)ste generations mobilnet. Dette głr de foresl(cid:229)ede lłsninger universelle og i tr(cid:229)d med aktuelle tendenser i design af fremtidens mobilnet. (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:16)main(cid:17) (cid:22) 2014/4/7 (cid:22) 18:32 (cid:22) page ix (cid:22) #11 (cid:105) (cid:105) Acknowledgements The adventurous journey of my Ph.D. study is about to end. Those who have met me, quickly recognize that I love travelling. The desire to travel,meetnewpeople,visitnewplacesandlearnaboutotherculturesis not much di(cid:27)erent from research. Both require curiosity and dedication, sometimes careful planning or more intuition and spontaneity. Hereby, I would like to acknowledge those who have helped me along the way. I am very much grateful to my supervisors, Associate Professors Michael S. Berger and Sarah Ruepp for their guidance, encouragement and trust to let me explore and (cid:28)nd my path. They provided all the necessary support so that I did not drown while diving in the ocean of wireless communication research. With a great delight I thank Dr. Villy B. Iversen who took me for a trip to unknown regions of teletra(cid:30)c theory. His knowledge and re- search spirit made it truly explorative. IthankalsoDr.FabioD’AndregiovannifromZuseInstitutBerlinwho showed me new better paths to climb the operations research mountain. I am deeply indebted to Dr. David L(cid:243)pez-PØrez and Dr. Holger Claussen from Bell Laboratories, Alcatel-Lucent in Dublin who invited me and guided during my external research stay. I acknowledge their strong dedication, creativity and enthusiasm that are a great source of inspiration for me. This adventure was like a balloon (cid:29)ight, showing me the wireless landscape from an industrial perspective. I am thankful to all colleagues from Bell Labs for a very warm welcome and all the help. This external stay would not have been possible without the involve- ment of Prof. Ejner Nicolaisen and everyone dealing with its formal aspects. I extend my appreciation to the administrative personnel of DTU Fotonik. Thank you very much for your help and assistance. ix (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:105) (cid:16)main(cid:17) (cid:22) 2014/4/7 (cid:22) 18:32 (cid:22) page x (cid:22) #12 (cid:105) (cid:105) I am grateful to my collaborators, colleagues and o(cid:30)ce mates from theNetworksgroupforfruitfulteamwork, especiallyonthemanagement framework,valuableadviceandgreatatmospherethatmadethisjourney much more joyful. I acknowledge those, who helped (cid:28)xing my ’Ph.D. bike’. Dr. Lars Staalhagen has been of a great help with all OPNET related ques- tions. Aleksandra Che¢ko, Dr. (cid:138)ukasz Brewka, Dr. Henrik Christiansen, Dr.DavidL(cid:243)pez-PØrezandmysupervisorsdedicatedtheirtimetoreview partsofthisthesis-Ihighlyappreciateallthecommentsandsuggestions. Mange tak til Dr. Henrik Christiansen for translating the abstract. I would like to thank Dr. Mirjam Godskesen, who gave me a valuable Ph.D. driving lesson- I made it through without crashing. I thank my fellows from IEEE Student Branch DTU for side trips from the main Ph.D. track and all the events we organised together. This thesis is a result of slightly more than three years of work but thejourneystartedmuchearlierandIwouldliketotakethisopportunity to thank all those that had an in(cid:29)uence on my personal development. Dr. Leszek Kosza“ka and Prof. Ryszard Zieli«ski from Wroc“aw Uni- versity of Technology, Poland once upon a time showed me a map of research and assisted when I was making the (cid:28)rst steps. I greatly ac- knowledge their support to all my initiatives throughout the years. IowewordsofgratitudetoHalina(cid:138)api«skaandWojciechJa–kiewicz, whohelpedmegoalongsomebumpyroadsandshowedthatdreamscome true through persistence. I would also like to thank my friends from all over the world who always (cid:28)ll my suitcase with lots of smile and encouragement. Thanks to Ola and Artur for taking care of me in Dublin. I am grateful to aunt Nora and uncle William for support, keeping their (cid:28)ngers crossed miles away and emergency English consulting. It is my heart full of feelings to thank Grzegorz, who has been pa- tiently waiting for my return to begin a new journey. Finally, I express my enormous gratitude to my mom for her com- mitment and understanding. I would never reach this point if not her brave decision nearly 20 years ago. Dziƒkujƒ! KongensLyngby,December6th,2013 AnnaZakrzewska (cid:105) (cid:105) (cid:105) (cid:105)
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