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Evidentiality Revisited edited by Juana Isabel Marín Arrese Gerda Haßler Marta Carretero John Benjamins Publishing Company Evidentiality Revisited Pragmatics & Beyond New Series (P&bns) issn 0922-842X Pragmatics & Beyond New Series is a continuation of Pragmatics & Beyond and its Companion Series. The New Series offers a selection of high quality work covering the full richness of Pragmatics as an interdisciplinary field, within language sciences. For an overview of all books published in this series, please see http://benjamins.com/catalog/pbns Editor Associate Editor Anita Fetzer Andreas H. Jucker University of Augsburg University of Zurich Founding Editors Jacob L. Mey Herman Parret Jef Verschueren University of Southern Belgian National Science Belgian National Science Denmark Foundation, Universities of Foundation, Louvain and Antwerp University of Antwerp Editorial Board Robyn Carston Kuniyoshi Kataoka Paul Osamu Takahara University College London Aichi University Kobe City University of Foreign Studies Thorstein Fretheim Miriam A. Locher University of Trondheim Universität Basel Sandra A. Thompson University of California at John C. Heritage Sophia S.A. Marmaridou Santa Barbara University of California at Los University of Athens Angeles Teun A. van Dijk Srikant Sarangi Universitat Pompeu Fabra, Susan C. Herring Aalborg University Barcelona Indiana University Marina Sbisà Chaoqun Xie Masako K. Hiraga University of Trieste Fujian Normal University St. Paul’s (Rikkyo) University Deborah Schiffrin Yunxia Zhu Sachiko Ide Georgetown University The University of Queensland Japan Women’s University Volume 271 Evidentiality Revisited. Cognitive grammar, functional and discourse-pragmatic perspectives Edited by Juana Isabel Marín Arrese, Gerda Haßler and Marta Carretero Evidentiality Revisited Cognitive grammar, functional and discourse-pragmatic perspectives Edited by Juana Isabel Marín Arrese Universidad Complutense de Madrid Gerda Haßler Universität Potsdam Marta Carretero Universidad Complutense de Madrid John Benjamins Publishing Company Amsterdam / Philadelphia TM The paper used in this publication meets the minimum requirements of 8 the American National Standard for Information Sciences – Permanence of Paper for Printed Library Materials, ansi z39.48-1984. doi 10.1075/pbns.271 Cataloging-in-Publication Data available from Library of Congress: lccn 2016042018 (print) / 2017006275 (e-book) isbn 978 90 272 5676 8 (Hb) isbn 978 90 272 6614 9 (e-book) © 2017 – John Benjamins B.V. No part of this book may be reproduced in any form, by print, photoprint, microfilm, or any other means, without written permission from the publisher. John Benjamins Publishing Company · https://benjamins.com Table of contents Introduction Evidentiality revisited 1 Juana I. Marín Arrese, Gerda Haßler and Marta Carretero Section A. Evidentiality: Cognitive Grammar and Functional Grammar Approaches Chapter 1 Evidentiality in Cognitive Grammar 13 Ronald W. Langacker Chapter 2 Evidentiality reconsidered 57 Jan Nuyts Section B. Evidentiality in Grammar and Discourse Chapter 3 On the evidential use of English adverbials and their equivalents in Romance languages and Russian: A morpho-syntactic analysis 87 Verónica Böhm, Gerda Haßler and Anja Hennemann Chapter 4 When feeling is thinking: A lexical-semantic analysis of evidential and epistemic predicates in Spanish 105 Gijs Mulder Chapter 5 Seem-type verbs in Dutch and German: Lijken, schijnen & scheinen 123 Tanja Mortelmans vi Table of contents Chapter 6 A synchronic and diachronic study of the Dutch Auxiliary “Zou(den)” 149 Ingeborg Harmes Chapter 7 Potential vs Use: Revisiting an evidential participial construction in Lithuanian 171 Aurelija Usonienė and Jolanta Šinkūnienė Section C. Evidentiality and Epistemic Modality in Discourse Domains and Genres Chapter 8 Multifunctionality of evidential expressions in discourse domains and genres: Evidence from cross-linguistic case studies 195 Juana I. Marín Arrese Chapter 9 Evidential and epistemic stance strategies in scientific communication: A corpus study of semi-formal and expert publications 225 Laura Hidalgo-Downing Chapter 10 BE likely to and BE expected to, epistemic modality or evidentiality? Markers of (non)commitment in newspaper discourse 249 Anne-Laure Besnard Chapter 11 Markers of evidentiality in Lithuanian newspaper discourse: A corpus- based study 271 Anna Ruskan Chapter 12 Exploring evidential uses of the passive of reporting verbs through corpus analysis 297 Ruth Breeze Index of expressions 315 Subject index 317 Introduction Evidentiality revisited Juana I. Marín Arrese, Gerda Haßler and Marta Carretero Universidad Complutense de Madrid, University of Potsdam 1. Introduction This volume on Evidentiality Revisited focuses on semantic-pragmatic based frameworks for the study of evidentials and evidential strategies and on discourse- pragmatic studies, with special emphasis on their use as resources for stancetak- ing in discourse. Stancetaking is a form of social action, involving the expression of the speaker/writer’s (henceforth speaker) personal attitudes, beliefs, or evalua- tions concerning events and their commitment with respect to the communicated proposition (cf. Biber and Finegan 1989; Englebretson 2007). By the expression of stance DuBois (2007) refers to the various overt forms and strategies of commu- nication whereby the speaker simultaneously evaluates an object, positions him/ herself or some other subject, and expresses alignment or disalignment with other subjects. Stancetaking allows the speaker, among other things, to assess realities and show support or justification for the validity of the utterance, or to distance themselves and reduce their commitment and/or responsibility for the proposi- tional content. We hold the position that evidentiality may reflect speaker’s stance, since the specification of the source and mode of access to knowledge may carry an indication of the speaker’s attitude and commitment towards the validity of the communicated information. Since epistemic modality involves speaker position- ing regarding the epistemic status of events, we understand that this conceptual domain directly serves the expression of the speaker’s stance. The volume offers a collection of contributions in which evidentiality and epistemic modality are closely related to speaker’s epistemic stance, thus aiming for a coherent explana- tion of this notion. In recent years, research on evidentiality and on the overlapping of this con- ceptual domain with the domain of epistemic modality has flourished (Haßler 2010; Carretero and Zamorano-Mansilla 2013; Marín Arrese 2015; Cornillie, Marín Arrese and Wiemer 2015). Defined narrowly, evidentiality pertains to the sources of knowledge or evidence whereby the speaker feels entitled to make a fac- tual claim (Anderson 1986). But evidentiality may also be conceived more broadly doi 10.1075/pbns.271.01mar © 2017 John Benjamins Publishing Company 2 Juana I. Marín Arrese, Gerda Haßler and Marta Carretero as both providing epistemic justification and reflecting speaker’s attitude towards the validity of the communicated information, and hearer’s potential acceptability of the information, derived from the degree of reliability of the source and mode of access to the information (Chafe 1986; Mushin 2001; Marín Arrese 2011; Boye 2012). Epistemic modality pertains to speaker’s assessments concerning the epis- temic status of the event described; that is, the expression of different degrees of speaker certainty regarding their conception of the reality or likelihood of the oc- currence of the event (cf. Langacker 1991, 2009). Dendale and Tasmowski (2001: 341–2) note that three kinds of relations between these domains can be found in the literature: “disjunction (where they are conceptually distinguished from each other), inclusion (where one is regarded as falling within the semantic scope of the other), and overlap (where they partly intersect)”. According to the first position, disjunction, evidentiality is restricted to the identification of the source and mode of access to the information available to the speaker, and is devoid of any epistemic judgement (Anderson 1986; De Haan 1999; Aikhenvald 2004). The relation of in- clusion differs according to which domain is considered the superordinate cat- egory. For some, evidentiality is regarded as the superordinate category (Matlock 1989); for others, the term modality is used as a hyperonym of both evidentiality and epistemic modality (Willett 1988; Nuyts 2001). Similarly, Palmer (2001) ar- gues that evidentiality together with epistemic modality should be subsumed as two subsystems within the domain of propositional modality. The position that both domains partly intersect is held by van der Auwera and Plungian (1998), who note that the interface between the two domains is that of inferential evidentiality and epistemic necessity. More recently, Boye (2012) has convincingly argued that both conceptual domains are subcategories of the same superordinate category, namely a category of epistemicity. Since the publication of the seminal work on evidentiality (Chafe and Nichols 1986), studies have for the most part centred on those systems of languages where the grammatical marking of the information source is obligatory (cf. Willett 1988; Aikhenvald 2004, inter alia). Recent years have witnessed a growing interest in the study of the domain of evidentiality in European languages, which rely on strategies along the lexico‐grammatical continuum (Squartini 2008; Diewald and Smirnova 2010; Wiemer 2010). We here assume a broad conception of evidentiality as a “cog- nitive or functional substance phenomenon” (Boye and Harder 2009:6), expressed by linguistic means that fulfil the function of indicating the source of information for the communicated content of a certain proposition. This semantic-functional understanding is necessary when studying evidentiality in languages which lack a specific system of grammatical evidentiality (Lampert and Lampert 2010). The starting point for adducing evidential meanings in a language that does not pos- sess fully grammaticalized evidentials is to adopt a functional-onomasiological Introduction. Evidentiality revisited 3 perspective, as has been pointed out by Wiemer (2010). This perspective is coher- ent with the first two contributions of this volume: Langacker’s cognitive grammar description and explanation of the domain of evidentiality, and the functional- cognitive perspective offered by Nuyts. The papers in this volume for the most part share the corpus-based work- ing method, which is not only suitable to confirm or disconfirm a hypothesis by empirical data, but it also provides further insights into a usage-based account of linguistic reality. Most of the contributions deal with specific discursive do- mains, genres and text types, such as different types of journalistic texts, or dif- ferent modes of scientific publications. Among the contributions there are also cross-linguistic studies on the expression of stance, evidentiality and modality between various languages (Dutch, English, French, German, Italian, Lithuanian, Portuguese, Russian and Spanish). 2. Overview of the volume In Section A, the volume includes two theoretically oriented papers on Evidentiality from the perspectives of Cognitive Grammar and Functional-Cognitive Grammar. Ronald W. Langacker offers a ground-breaking study on the conceptual domain of evidentiality and the extent to which evidential markers can be considered grounding elements, as well as to the relevance to certain theoretical issues in Cognitive Grammar. Langacker’s contribution discusses issues directly relevant to the conception of speaker stance, such as the notions of speaker’s striving for epistemic control in the discourse and speaker’s intersubjective alignment. In this paper, he argues in favour of a unified account of evidentiality and epistemic modality, since both evidential and modal systems together involve complemen- tary strategies of clausal grounding. Epistemic assessment of clausal grounding concerns the speaker’s conception of the reality status of the profiled occurrence (an event or situation), while evidentiality provides an indication of the source and reliability of the information. Langacker argues that both systems co-exist in dif- ferent languages with various degrees of systemic overlap, and together contribute to speaker’s epistemic control in discourse. The other theoretically oriented paper, authored by Jan Nuyts, is a reconsid- eration of the traditional concepts of modality and evidentiality from a functional perspective. The paper starts with three preliminaries to the analysis of evidential expressions: an overview of qualificational categories (the traditional ‘TAM mark- ers’), a representation of these dimensions in clausal layering, and an analysis of the modal categories which includes the proposal to add a fourth category, ‘direc- tivity’, to the traditional epistemic, deontic and dynamic modalities. The modal

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