Ethics and the Practice of Forensic Science I N T E R N AT I O N A L F O R E N S I C S C I E N C E A N D I N V E S T I G AT I O N S E R I E S Series Editor: Max Houck Firearms, the Law and Forensic Ballistics Fingerprints and Other Ridge Skin T A Warlow Impressions ISBN 9780748404322 C Champod, C J Lennard, P Margot, 1996 and M Stoilovic ISBN 9780415271752 Scientific Examination of Documents: 2004 methods and techniques, 2nd edition Firearms, the Law, and Forensic Ballistics, Second Edition D Ellen Tom Warlow ISBN 9780748405800 ISBN 9780415316019 1997 2004 Forensic Investigation of Explosions Forensic Computer Crime Investigation A Beveridge Thomas A Johnson ISBN 9780748405657 ISBN 9780824724351 1998 2005 Forensic Examination of Human Hair Analytical and Practical Aspects of J Robertson Drug Testing in Hair ISBN 9780748405671 Pascal Kintz 1999 ISBN 9780849364501 Forensic Examination of Fibres, 2006 2nd edition Nonhuman DNA Typing: theory and J Robertson and M Grieve casework applications ISBN 9780748408160 Heather M Coyle 1999 ISBN 9780824725938 2007 Forensic Examination of Glass and Paint: analysis and interpretation Chemical Analysis of Firearms, B Caddy Ammunition, and Gunshot Residue ISBN 9780748405794 James Smyth Wallace 2001 ISBN 9781420069662 2008 Forensic Speaker Identification Forensic Science in Wildlife Investigations P Rose Adrian Linacre ISBN 9780415271827 ISBN 9780849304101 2002 2009 Bitemark Evidence Scientific Method: applications in failure B J Dorion investigation and forensic science ISBN 9780824754143 Randall K. Noon 2004 ISBN 9781420092806 The Practice of Crime Scene 2009 Investigation Forensic Epidemiology J Horswell Steven A. Koehler and Peggy A. Brown ISBN 9780748406098 ISBN 9781420063271 2004 2009 Fire Investigation Ethics and the Pracice of Forensic Science N Nic Daéid Robin T Bowen ISBN 9780415248914 ISBN 9781420088939 2004 2009 I N T E R N AT I O N A L F O R E N S I C S C I E N C E A N D I N V E S T I G AT I O N S E R I E S Ethics and the Practice of Forensic Science Robin T. Bowen Boca Raton London New York CRC Press is an imprint of the Taylor & Francis Group, an informa business CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2010 by Taylor and Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Printed in the United States of America on acid-free paper 10 9 8 7 6 5 4 3 2 1 International Standard Book Number: 978-1-4200-8893-9 (Hardback) This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity of all materials or the consequences of their use. 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HV8073.B649 2010 174’.936325--dc22 2009042280 Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com This book is dedicated to all the professionals struggling to find the right answer… And to my husband, for always helping me to find my right answers. Table of Contents Foreword x i Preface xiii Series Editor x v Acknowledgments xvii Author xix 1 What Is Ethics? 1 Introduction 1 Ethical Theories 2 The Study of Ethics 3 Utilitarianism: The Greater Good 4 Deontological Ethics: Obligation and Intention 6 Comparing Approaches for Forensic Science 8 Ethical Decision Making 9 Framework for Ethical Decisions 1 2 Rule 1: Inherent Good Surpasses Noninherent Good 1 3 Rule 2: Noninherent Evil Surpasses Inherent Evil 1 4 Rule 3: When Selecting between Levels of Good or Evil, Select the Highest Good or the Lowest Evil 1 4 Result of Decisions 1 4 2 The Ethics of the Criminal Justice Culture 1 9 Introduction 1 9 Recruitment 2 0 Culture 2 1 Ethics of Criminal Justice 2 3 Ethics Training 2 5 Unethical Behavior 2 6 Sources of Pressure for the Forensic Scientist 3 1 3 Ethics in the Courtroom: The Scientist’s Perspective 33 Introduction 3 3 Role of Attorneys 3 4 vii viii Table of Contents Attorney–Expert Relationship 3 6 Misconduct 3 8 Examples of Misconduct 4 0 Duke Lacrosse Case, 2006 4 1 Federal Prosecutors, 2007 4 2 4 Research Ethics in Science 4 5 Introduction 45 Science, Technology, and Society 4 6 Research and Publication 4 8 Ethics in Science and Research 5 1 Misconduct 5 2 5 Ethics in Forensic Science 57 Introduction 5 7 Crime Scene 5 8 Laboratory 5 9 Role of the Scientific Expert Witness 6 1 Qualification 6 4 Admissibility of Scientific Evidence 6 6 The Frye Case 6 7 The Daubert Case 6 8 Parameters 6 9 Misconduct 7 1 6 Unethical Behavior: The Fork in the Road 7 5 Introduction 75 Unethical Behavior 7 7 Motivation 8 2 Justification 8 5 Consequences 8 6 Whistle-Blowing 8 8 7 Good Examples of Bad Behavior 9 3 O. J. Simpson Case 9 3 Case Studies 9 4 False Credentials (Associated Press, 2007a) 9 4 Misleading Degree (Moran, 2006) 9 6 Pros 9 6 Cons 9 6 Abuse of Power (North, 2001) 9 7 Table of Contents ix Supporting a Habit (Huicochea, 2008) 9 8 “Errors” (Armstrong, 2007) 9 8 Prosecutor Pressure (Moxley, 2008) 9 9 Detroit (Clickondetroit.com, 2008) 100 Procedure (Johnson, 2008) 101 Fingerprints (Associated Press, 2008) 102 Personal Gain (Bone, 2007) 102 Research (Associated Press, 2006) 103 So What Happened? 103 What Was the Scientists’ Defense? 104 On the Other Hand… 104 FBI Whistle-Blower 104 Notorious Examples Every Forensic Scientist Should Know 105 Fred Zain 105 Michael West 105 Kathleen Lundy 105 Allison Lancaster 105 David Petersen 106 Joyce Gilcrist 106 Houston Police Department Crime Laboratory 106 8 Codes of Ethics 107 Introduction 107 National Forensic Center 109 Developing Codes of Ethics 110 Purpose 111 Council of Scientific Society Presidents Study of Codes of Ethics 113 Familiarity with Codes of Ethics 113 The American Academy of Forensic Sciences (AAFS) 114 Article II. Code of Ethics and Conduct 114 The American Board of Criminalistics (ABC) 118 Rules of Professional Conduct 118 American Society of Crime Laboratory Directors 120 The International Association for Identification (IAI) 120 9 An Ethical Approach to Forensic Professionalism 123 Introduction 123 Education 123 Competence 126 Professions and Professionalism 127
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