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ENVISIONING THE 2020 CENSUS Panel on the Design of the 2010 Census Program of Evaluations and Experiments Lawrence D. Brown, Michael L. Cohen, Daniel L. Cork, and Constance F. Citro, Editors Committee on National Statistics Division of Behavioral and Social Sciences and Education THE NATIONAL ACADEMIES PRESS Washington, DC www.nap.edu THE NATIONAL ACADEMIES PRESS 500 Fifth Street, NW Washington, DC 20001 NOTICE: The project that is the subject of this report was approved by the Gov- erning Board of the National Research Council, whose members are drawn from the councils of the National Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine. The members of the committee responsible for the report were chosen for their special competences and with regard for appropriate balance. The project that is the subject of this report was supported by contract no. YA1323- 06-CN-0031 between the U.S. Census Bureau and the National Academy of Sciences. Support of the work of the Committee on National Statistics is provided by a consor- tium of federal agencies through a grant from the National Science Foundation (No. SES-0453930). Any opinions, findings, conclusions, or recommendations expressed in this publication are those of the author(s) and do not necessarily reflect the views of the organizations or agencies that provided support for the project. International Standard Book Number 13: 978-0-309-15115-3 International Standard Book Number 10: 0-309-15115-5 Additional copies of this report are available from the National Academies Press, 500 Fifth Street, NW, Lockbox 285, Washington, DC 20055; (800) 624-6242 or (202) 334-3313 (in the Washington metropolitan area); Internet, http://www.nap.edu. Copyright 2010 by the National Academy of Sciences. All rights reserved. Printed in the United States of America Suggested citation: National Research Council. (2010). Envisioning the 2020 Cen- sus. Panel on the Design of the 2010 Census Program of Evaluations and Exper- iments. Lawrence D. Brown, Michael L. Cohen, Daniel L. Cork, and Constance F. Citro, eds. Committee on National Statistics, Division of Behavioral and Social Sciences and Education. Washington, DC: The National Academies Press. The National Academy of Sciences is a private, nonprofit, self-perpetuating society of distinguished scholars engaged in scientific and engineering research, dedicated to the furtherance of science and technology and to their use for the general welfare. Upon the authority of the charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to advise the federal government on scientific and technical matters. Dr. Ralph J. Cicerone is president of the National Academy of Sciences. The National Academy of Engineering was established in 1964, under the charter of the National Academy of Sciences, as a parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its members, sharing with the National Academy of Sciences the responsibility for advising the federal government. The National Academy of Engineering also sponsors engineering programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. Charles M. Vest is president of the National Academy of Engineering. The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent members of appropriate professions in the examination of policy matters pertaining to the health of the public. The Institute acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an adviser to the federal government and, upon its own initiative, to identify issues of medical care, research, and education. Dr. Harvey V. Fineberg is president of the Institute of Medicine. The National Research Council was organized by the National Academy of Sci- ences in 1916 to associate the broad community of science and technology with the Academy’s purposes of furthering knowledge and advising the federal government. Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating agency of both the National Academy of Sciences and the National Academy of Engineering in providing services to the gov- ernment, the public, and the scientific and engineering communities. The Council is administered jointly by both Academies and the Institute of Medicine. Dr. Ralph J. Cicerone and Dr. Charles M. Vest are chair and vice chair, respectively, of the National Research Council. www.national-academies.org PANEL ON THE DESIGN OF THE 2010 CENSUS PROGRAM OF EVALUATIONS AND EXPERIMENTS LAWRENCE D. BROWN (Chair), Department of Statistics, Wharton School of Business, University of Pennsylvania RICHARD A. BERK, Department of Criminology, University of Pennsylvania ERIC T. BRADLOW, Wharton School of Business, University of Pennsylvania IVAN P. FELLEGI, Statistics Canada (retired), Ottawa LINDA GAGE, California Department of Finance, Sacramento VIJAY NAIR, Department of Statistics, University of Michigan JESSE H. POORE, JR., Department of Electrical Engineering and Computer Science, University of Tennessee, Knoxville NORA CATE SCHAEFFER, Department of Sociology, University of Wisconsin–Madison ALLEN L. SCHIRM, Mathematica Policy Research, Inc., Washington, DC JUDITH A. SELTZER, Department of Sociology, University of California, Los Angeles STANLEY K. SMITH, Department of Economics, University of Florida, Gainesville JOHN H. THOMPSON, National Opinion Research Center, University of Chicago ROGER TOURANGEAU, Survey Research Center, University of Michigan, Ann Arbor, and Joint Program in Survey Methodology, University of Maryland, College Park KIRK WOLTER, National Opinion Research Center, University of Chicago MICHAEL L. COHEN, Co-Study Director DANIEL L. CORK, Co-Study Director AGNES E. GASKIN, Administrative Assistant MEYER ZITTER, Consultant v COMMITTEE ON NATIONAL STATISTICS 2008–2009 WILLIAM F. EDDY (Chair), Department of Statistics, Carnegie Mellon University KATHARINE G. ABRAHAM, Department of Economics and Joint Program in Survey Methodology, University of Maryland ALICIA CARRIQUIRY, Department of Statistics, Iowa State University WILLIAM DUMOUCHEL, Phase Forward, Inc., Waltham, Massachusetts JOHN C. HALTIWANGER, Department of Economics, University of Maryland V. JOSEPH HOTZ, Department of Economics, Duke University KAREN KAFADAR, Department of Statistics, Indiana University, Bloomington DOUGLAS S. MASSEY, Department of Sociology, Princeton University SALLY MORTON, Statistics and Epidemiology, RTI International, Research Triangle Park, North Carolina JOSEPH NEWHOUSE, Division of Health Policy Research and Education, Harvard University SAMUEL H. PRESTON, Population Studies Center, University of Pennsylvania HAL STERN, Department of Statistics, University of California, Irvine ROGER TOURANGEAU, Joint Program in Survey Methodology, University of Maryland, and Survey Research Center, University of Michigan ALAN ZASLAVSKY, Department of Health Care Policy, Harvard Medical School CONSTANCE F. CITRO, Director vi Acknowledgments The Panel on the Design of the 2010 Census Program of Evaluations and Experiments (CPEX) wishes to thank the many people who have contributed to our work. The panel is indebted to former Deputy Director Preston Jay Waite’s support during the developmental stage of the study and to the con- tinued support from Daniel Weinberg, assistant director for decennial cen- sus and American Community Survey. Deborah Bolton and Randall Neuge- bauer ably served as principal liaisons between the Census Bureau and the panel, assisted by Gary Chappell, Joyce Price, Jennifer Reichert, and Donna Souders. All of these Census Bureau staff were responsive to requests from the panel for help in the development of agendas, the collection of support- ing materials, and assistance with other logistical details. They have been a pleasure to work with. Also, a number of Census Bureau personnel provided extremely useful presentations and supporting materials during the panel’s meetings in April 2007, July 2007, April 2008, July 2008, November 2008, and February 2009. In this regard, we would like to thank Teresa Angueira, Michael Bentley, Larry Cahoon, Joan Hill, Elizabeth Martin, Mary Mulry, Manuel de la Puente, Jennifer Reichert, Courtney Reiser, Annetta Clark Smith, and Frank Vitrano. Many of these individuals, along with others, also con- tributed to three very productive small group meetings of the panel (held in July 2007), and here we would like to mention interactions with Nancy Bates, William Bell, Sharon Boyer, Mary Destasio, Donna Kostanich, Laurel Schwede, Jennifer Tancreto, and Jim Treat. We would like to single out Jim Treat to thank him for his help in learning about a number of disparate areas of census planning, experimentation, and evaluation. Our panel also benefited from the contributions of a number of out- side speakers at our plenary meetings who gave generously of their talents. We thank Mick Couper, University of Michigan, and John Czajka, Mathe- vii viii ACKNOWLEDGMENTS matica Policy Research, Inc., for their thoughtful presentations on Internet data collection and administrative records, respectively. Rosemary Bender of Statistics Canada provided useful insight on census research in Canada, con- tributing to a discussion organized by panel member Ivan Fellegi. Finally, Marios Hadjieleftheriou of AT&T spoke about the possible structure of a master trace system and the use of such systems in industry. We would like to thank Constance Citro, along with Jay Waite, for de- veloping the study. In addition, Connie participated actively in our panel meetings and helped with writing and editing this report, providing her usual insightful comments and suggestions. Her knowledge and experience of cen- sus history and procedures proved to be an essential and invaluable addition to our deliberations. We would also like to thank Meyer Zitter, consultant to the panel, for also providing important, experienced perspectives on the census and in particular for his advice on the potential use of administrative records in census taking. We express our gratitude to Agnes Gaskin, who has seen to it that the meetings of the panel run as smoothly as possible, facilitating the travel and other needs of the panel members, and formatting this report. The panel is also indebted to Christine McShane, who provided expert technical editing of the draft report. Michael Cohen and Daniel Cork served as extraordinarily effective and essential co-directors for the work of the panel. They admirably fulfilled their responsibility for compiling, organizing and presenting most of the background material and basic research appearing in the report, and for skillfully organizing and drafting the report so as to integrate the panel’s opinions and concerns along with our individual contributions. They were responsible from the side of the panel in arranging our cooperative inter- actions with the Census Bureau, which have been essential in our delibera- tions. And their experience and common sense helped keep us on track and focused as a panel during meetings and during the process of writing our interim and final reports. Finally, it has been a pleasure interacting with a very talented, energetic, and collaborative panel as we considered plans for evaluation of the 2010 census and for research and development to be carried out in the next decade to achieve as cost effective as possible a census in 2020. This final report has been reviewed in draft form by individuals chosen for their diverse perspectives and technical expertise, in accordance with procedures approved by the Report Review Committee of the National Research Council. The purpose of this independent review is to provide candid and critical comments that will assist the institution in making the published report as sound as possible and to ensure that the report meets institutional standards for objectivity, evidence, and responsiveness to the study charge. The review comments and draft manuscript remain confi- dential to protect the integrity of the deliberative process. We thank the ACKNOWLEDGMENTS ix following individuals for their participation in the review of this report: Betsy Ancker-Johnson, vice president (retired), General Motors Corpora- tion; John L. Czajka, Mathematica Policy Research, Inc., Washington, DC; Shoreh Elhami, GIS director, Delaware County Auditor’s Office, Delaware, OH; Benjamin King, statistical consultant, Durham, NC; Daniel B. Levine, Statistics, Westat, Inc., Rockville, MD; Betsy Martin, consultant, Alexan- dria, VA; C. Matthew Snipp, Department of Sociology, Stanford University; and Alan M. Zaslavsky, Department of Health Care Policy, Harvard Medical School. In addition, we thank the following individuals who served as review- ers for Experimentation and Evaluation Plans for the 2010 Census: Interim Report, which is reprinted in Part II of this volume: C.A. (Al) Irvine, con- sultant, San Diego, CA; Benjamin King, statistical consultant, Durham, NC; J. Michael Oakes, Division of Epidemiology, University of Minnesota, Min- neapolis; Joseph Salvo, Population Division, New York City Department of City Planning, New York City, NY; Robert Scardamalia, Center for Re- search and Information Analysis, Department of Economic Development, Albany, NY; Frederick J. Scheuren, consultant, Alexandria, VA; and Judith M. Tanur, Department of Sociology and Behavior, State University of New York, Stony Brook. Finally, we thank the reviewers of the panel’s February 2009 letter report, which is reprinted as Part III of this volume: Barbara A. Bailar, independent consultant, Washington, DC; John L. Czajka, Math- ematica Policy Research, Inc., Washington, DC; C.A. (Al) Irvine, consultant, San Diego, CA; Benjamin King, statistical consultant, Durham, NC; and Colm A. O’Muircheartaigh, Harris Graduate School of Public Policy Stud- ies, The University of Chicago. Although the reviewers listed above provided many constructive com- ments and suggestions, they were not asked to endorse the conclusions or recommendations nor did they see the final draft of the report before its release. The review of this report was overseen by Samuel H. Preston, Pop- ulation Studies Center, University of Pennsylvania, and William F. Eddy, De- partment of Statistics, Carnegie Mellon University. Appointed by the Na- tional Research Council, they were responsible for making certain that an independent examination of this report was carried out in accordance with institutional procedures and that all review comments were carefully con- sidered. Responsibility for the final content of this report rests entirely with the authoring committee and the institution. Lawrence D. Brown, Chair Panel on the Design of the 2010 Census Program of Evaluations and Experiments

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