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Encyclopedia of Biometrics PDF

1651 Pages·2015·61.25 MB·English
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Stan Z. Li Anil K. Jain Editors Encyclopedia of Biometrics Second Edition 1 3 Reference Encyclopedia of Biometrics Stan Z. Li • Anil K. Jain Editors Encyclopedia of Biometrics Second Edition With823Figuresand102Tables Editors StanZ.Li AnilK.Jain CenterforBiometricsandSecurity DepartmentofComputerScience Research&NationalLaboratory andEngineering ofPatternRecognition MichiganStateUniversity InstituteofAutomation EastLansing,MI,USA ChineseAcademyofSciences Beijing,China ISBN978-1-4899-7487-7 ISBN978-1-4899-7488-4 (eBook) ISBN978-1-4899-7489-1(printandelectronicbundle) DOI10.1007/978-1-4899-7488-4 LibraryofCongressControlNumber:2015936276 SpringerNewYorkHeidelbergDordrechtLondon ©SpringerScience+BusinessMediaNewYork2009,2015 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewhole orpart ofthematerial isconcerned, specifically the rights oftranslation, reprinting, reuse of illustrations,recitation,broadcasting,reproductiononmicrofilmsorinanyotherphysicalway, andtransmissionorinformationstorageandretrieval,electronicadaptation,computersoftware, orbysimilarordissimilarmethodologynowknownorhereafterdeveloped. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthis publication does not imply, even in the absence of a specific statement, that such names are exemptfromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationin thisbookarebelievedtobetrueandaccurateatthedateofpublication. Neitherthepublisher northeauthorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerial containedhereinorforanyerrorsoromissionsthatmayhavebeenmade. Printedonacid-freepaper SpringerScience+BusinessMediaLLCNewYorkispartofSpringerScience+BusinessMedia (www.springer.com) Preface to the Second Edition The Encyclopedia of Biometrics provides a comprehensive reference to concepts, definitions, technologies, challenges, and trends in the field of biometrics.The volumecoversall importantaspects in biometricsresearch, development,and applications, includingsensors and devices, methods and algorithms, sample quality, system design and implementation, databases, performancetesting,security,antispoofing,andstandards. The second edition consists of over 250 in-depth articles contributed by about300leadingbiometricexpertsaroundtheworld.Majorupdatesinthe firstedition,publishedin2009,areasfollows: 1. Additionofanewsectiononbiometricspoofingattacksandantispoofing methods 2. Updateofthebiometricstandardssection 3. Entries on new biometric modalities, such as EEG biometrics, pointer- basedrecognition,andperiocularrecognition 4. Addition of entries on newly encountered problems, such as effect of plasticsurgeryonfacerecognition,remote(atadistance)facerecognition, andmixingfingerprintsforsecurity 5. New algorithms for age estimation, gender classification, and score nor- malization The focus of the Encyclopedia is on up-to-date, yet comprehensive, informationinaneasy-to-useformatthatisaccessibletoresearchersandsci- entists,students,systemdesigners,engineers,practitioners,andpolicymakers working in the broad field of biometrics. It is available as a print edition as well as a fully searchable e-version with extensive cross-referencing and updates as new trends and terms arise in the rapidly growing field of biometrics. KeyFeaturesataGlance • Servesas a single pointof entry for in-depthand currentinformationon biometrics • Covers major biometric modalities of face, fingerprint, iris, vein, voice, and hand as well as other modalities of interest in both biometrics and forensics(ear,gait,skin,tooth,odor,skull,DNA) • FollowsanA–Zformatthatallowsintuitiveandeasy-to-useaccess • Consistsofcross-referencedentries v vi PrefacetotheSecondEdition • Hasadistinguishededitorialboardfromacrossthescientificandengineer- ingdisciplinesrelatedtobiometrics • Providesabalancedcoverageofresearchanddevelopmentinbiometrics Acknowledgments We are grateful to a number of individuals who have assisted us in the productionofthe secondeditionoftheEncyclopediaofBiometrics. Firstof all,ourdeepgratitudetoShengcaiLiaoandZhenLeifortheirproofreading and ensuring that all the authors provided their contributions on time. Our stellar teamofareaeditorshasdoneexcellentworkinwriting,inviting,and reviewingcontributionsfromtheexpertsintheirrespectivetopics.Oursincere thankstoAndyAdler,JosephCampbell,RaffaeleCappelli,ChristopheCham- pod, Stephen Elliott, Julian Fierrez, Christophe Fondeur, Carmen García- Mateo,JosefKittler,HaleKim,AjayKumar,DavideMaltoni,AleixMartinez, Mark Nixon, Geppy Parziale, Fernando Podio, Salil Prabhakar, Arun Ross, Marios Savvides, Yoichi Seto, Colin Soutar, Wei-Yun Yau, Pong C. Yuen, David Zhang, Sébastien Marcel, and John Daugman. This book would not havebeenpossiblewithoutthesupportofthenumerousauthorswhoprovided their contributions. Special thanks are due to the Springer staff for their advice, support, and, most importantly, patience. Neha Thapa and Sunaina Dadhwal deserve special mention for gently shepherding us throughoutthe bookpreparationandproductionprocess. 9thMarch2015 StanZ.Li Beijing,China AnilK.Jain MI,USA Preface to the First Edition The Encyclopedia of Biometrics provides a comprehensive reference to concepts,technologies,issues,andtrendsinthefieldofbiometrics.Thevol- ume coversall importantaspects—research,development,and applications, including biometric sensors and devices, methods and algorithms, sample quality, system design and implementation, databases, performancetesting, informationsecurity,andstandardization.Leadingexpertsaroundtheworld contributed to this collection of over 200 in-depth essays accompanied by morethan600definitionalentries. The focus of the encyclopedia is on immediate, yet comprehensive, information in an easy-to-use format that is accessible to researchers and scientists,systemdesigners,engineers,programmers,students,practitioners, andgovernmentagentsworkinginthebroadfieldofbiometrics.Itisavailable as a printedition as wellas a fullysearchableversionwith extensivecross- referencingandupdatesasnewtrendsandtermsarise. KeyFeaturesataGlance • Servesasanimmediatepointofentryintothefieldforin-depthresearch • Coversbiometricsoftheface,fingerprint,iris,vein,voice,hand,ear,gait, skin,tongue,tooth,odor,skull,andDNA • FollowsanA–Zformatthatallowsintuitiveandeasy-to-useaccess • Consistsofcross-referencedentries • Hasaninternationallyrenownededitorialboardfromacrossthescientific andengineeringdisciplinesandgeographies • Providesbalancedcoverage Acknowledgments I am grateful to all the people who have played a part in the productionof this encyclopedia. First of all, my deep gratitude to Anil K. Jain, Editorial Advisor, for sharing his knowledge, expertise, and important advice and suggestionsfor this encyclopedia.Our stellar team of area editorshas done excellent work in writing, inviting, and reviewing contributions from many leaders of the field. My sincere thanks to Andy Adler, Joseph Campbell, Raffaele Cappelli, Christophe Champod, Stephen Elliott, Julian Fierrez, vii viii PrefacetotheFirstEdition Jean-Christophe Fondeur, Carmen García-Mateo, Josef Kittler, Hale Kim, AjayKumar,DavideMaltoni,AleixMartinez,MarkNixon,GeppyParziale, FernandoPodio,SalilPrabhakar,ArunRoss, MariosSavvides,YoichiSeto, ColinSoutar,Wei-YunYau,PongC.Yuen,andDavidZhang.Iwouldliketo thanktheseareaeditorsfortheirhelpincreatingthisbookandthenumerous authors for their individual contributions. Special thanks are due to people atSpringerfortheirenthusiasm,advice,andsupport.JenniferEvans,Susan Lagerstrom-Fife,MichaelaBilic,TinaShelton,andAnilChandyhaveplayed keyrolesatdifferenttimesinthedevelopmentofthisbook. Beijing,China StanZ.Li About the Editors Stan Z. Li Center for Biometricsand SecurityResearch, NationalLabora- tory of Pattern Recognition, Institute of Automation, Chinese Academy of Sciences,Beijing,China. An IEEE Fellow, Stan Z. Li received his B.Eng. from Hunan University, China,M.Eng.fromNationalUniversityofDefenseTechnology,China,and Ph.D.degreefromSurreyUniversity,UK.He iscurrentlyaprofessoratthe NationalLaboratoryofPatternRecognitionandthedirectoroftheCenterfor BiometricsandSecurityResearch(CBSR),InstituteofAutomation(CASIA), and the director of the Center for Visual Internet of Things Research (VIOT), Chinese Academy of Sciences. He worked at Microsoft Research Asia as a researcher from 2000 to 2004. Prior to that, he was an associate professoratNanyangTechnologicalUniversity,Singapore.Hewaselevated to forhiscontributionsto thefieldsof facerecognition,patternrecognition, andcomputervision. His research interest includes pattern recognition and machine learning, image and vision processing, face recognition, and video analytics. He haspublishedover300papersininternationaljournalsandconferencesand authoredandeditedeightbooks,amongwhichMarkovRandomFieldModels in ImageAnalysis(Springer,1stedition1995,2ndedition2001,3rdedition 2009)hasbeencitedmorethan2000times(byGoogleScholar).Otherworks include Handbook of Face Recognition (Springer, 1st edition 2005, 2nd edition2011)andEncyclopediaofBiometrics(SpringerReferenceWork,1st edition 2010, 2nd edition 2014). He served as an associate editor of IEEE ix

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