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696 Pages·2004·6.661 MB·English
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Editor–in–Chief CHARLES D. SPIELBERGER University of South Florida Tampa, Florida, USA CharlesD.SpielbergerisDistinguishedResearchProfessorofPsychologyandDirectoroftheCenterforResearchin BehavioralMedicineandHealthPsychologyattheUniversityofSouthFlorida.Author,co-author,oreditorofmore than 350 professional publications, Spielberger’s current research focuses on anxiety, anger, curiosity, depression, jobstress,andlifestylefactorsthatcontributetotheetiologyandprogressionofcancerandcardiovasculardisorders. HisState-TraitAnxietyInventory(1970,1983),withtranslationsin66languagesanddialects,hasbecomeastandard internationalmeasureofanxiety.HehasservedasPresidentoftheInternationalAssociationofAppliedPsychology, theInternationalCouncilofPsychologists,andtheInternationalStressManagementAssociationandwasthe100th President of theAmerican Psychological Association. i Editorial Advisors John W. Adair Machiko Fukuhara Joe Matarazzo UniversityofManitoba TokiwaUniversity OregonHealthSciencesUniversity Winnipeg,Manitoba,Canada Mito,Japan Portland,Oregon,USA Michael Harris Bond James Georgas ChineseUniversityofHongKong UniversityofAthens Charles Spielberger HongKong,China Athens,Greece UniversityofSouthFlorida Pieter J. D. Drenth Frank Heller Tampa,Florida,USA VrijeUniversiteitAmsterdam TavistockInstituteofHumanRelations Amsterdam,TheNetherlands London, UnitedKingdom Tuomo Tikkanen Edwin A. Fleishman Stevan Hobfoll FinnishPsychologicalAssociation GeorgeMasonUniversity KentStateUniversity Helsinki,Finland Potomac,Maryland,USA Kent,Ohio,USA Raymond D. Fowler Anna Leonova Bernhard Wilpert AmericanPsychologicalAssociation MoscowStateUniversity TechnischeUniversita¨tBerlin Washington,D.C.,USA Moscow,RussianFederation Berlin,Germany Michael Frese Claude Levy-Leboyer Justus-LiebigUniversityofGiessen Universite´ Rene´ Descartes Giessen,Germany Paris,France iii Section Editors Neil Anderson Jane Goodman-Delahunty Roy Malpass UniversiteitvanAmsterdam UniversityofNewSouthWales UniversityofTexas Amsterdam,TheNetherlands Sydney,NewSouthWales,Australia ElPaso,Texas,USA Andrew Baum Yuri Hanin Rick R. McCown ResearchInstituteforOlympicSports UniversityofPittsburgh DuquesneUniversity Pittsburgh,Pennsylvania,USA Jyvaskyla,Finland Pittsburgh,Pennsylvania,USA Ann Higgins-D’Alessandro Jose´ M. Prieto John W. Berry FordhamUniversity UniversidadComplutensedeMadrid Queen’sUniversity Bronx,NewYork,USA Madrid,Spain Kingston,Ontario,Canada Robert Hogan Donald K. Routh Mirilia Bonnes HoganAssessmentSystems Tulsa,Oklahoma,USA UniversityofMiami Universita` degliStudidiRoma‘‘LaSapienza’’ Miami,Florida,USA Rome,Italy Barry Kantowitz UniversityofMichigan Mark L. Savickas Heliodoro Carpintero AnnArbor,Michigan,USA NortheasternOhioUniversitiesCollege UniversidadComplutensedeMadrid Uichol Kim ofMedicine Madrid,Spain Rootstown,Ohio,USA Chung-AngUniversity Giuseppe Carrus Seoul,Korea Margaret Semrud-Clikeman Universita` degliStudidiRoma‘‘LaSapienza’’ Howard M. Knoff UniversityofTexas Rome,Italy U.S.DepartmentofHealthandHumanServices Austin,Texas,USA LittleRock,Arkansas,USA Patrizia Catellani Harry C. Triandis CatholicUniversityofMilan Frederick T. L. Leong UniversityofIllinois,Urbana-Champaign Milan,Italy UniversityofTennessee Champaign,Illinois,USA Knoxville,Tennessee,USA Florence Denmark W. Fred van Raaij Peter A. Lichtenberg PaceUniversity UniversiteitvanTilburg WayneStateUniversity NewYork,NewYork,USA Tilburg,TheNetherlands Detroit,Michigan,USA Rocio Ferna´ndez-Ballesteros Garcia Ingrid Lunt Sheldon Zedeck Auto´nomaUniversidaddeMadrid UniversityofLondon UniversityofCalifornia,Berkeley Madrid,Spain London,UnitedKingdom Berkeley,California,USA iv Preface During the past 50 years, there has been remarkable The development and current status of applied progress in the articulation of psychological theory, psychology can be best understood by examining the increasingly sophisticated reports of empirical re- historical evolution of the field, which is cogently search, and a dramatic expansion in professional describedbyHelioCarpintero,theofficialHistorianof applications of psychology in all areas of modern life. the IAAP. In his overview article on the history of Applied psychology requires both a sound scientific appliedpsychology,Carpinterohighlightsthebenefits foundationandattentiontothepracticalproblemsthat resulting from psychologists joining together to form are encountered in applying psychology to an infinite professional associations that have facilitated the variety of life settings. Growing public recognition of development and integration of psychological theory the potential contributions of psychology to solving and research and that have stimulated and guided life’s problems has also fostered rapid growth in the more effective applications of psychology in profes- number of psychologists who are engaged in research sional work. and in professional practice throughout the world. Founded in 1920 as the Association Internationale The need for an authoritative publication that des Conferences de Psychotechnique (International reviews and evaluates the numerous applications of Association for Psychotechnology), the IAAP adopted professional psychology has been recognized for itspresentnamein1955.EdouardClapre˜deconvened a number of years, and has been of special interest to and chaired the first meeting of the association, held themembersoftheInternationalAssociationofApplied in Geneva, Switzerland in 1920, and served as its Psychology(IAAP),theworld’soldestandlargestmem- President for more than 20 years. Meetings were held bership organization of individual psychologists. The in a number of European cities, including Barcelona, interests and concerns of IAAP members, who reside Milan, Paris, Moscow, and Prague. An excellent inmorethan80countries,havebeenstronglynotedby history of the evolution and development of applied former IAAP presidents Edwin A. Fleishman, Claude psychology and the IAAP can be found in the address Levy-Leboyer, and Harry C. Triandis. given by former President Edwin A. Fleishman on Significant contributions to international applica- receiving the 1999 American Psychological Associa- tions of psychology were explicitly recognized and tion’s Award for Distinguished Contributions to the discussed in the context of their diverse societal International Advancement of Psychology (American settings by Bernhard Wilpert in his Presidential Psychologist, November, 1999, pp. 1008–1016). address at the IAAP’s 24th International Congress of For recommending that the IAAP take an active Applied Psychology in 1998. It was my honor and role in sponsoring and developing the Encyclopedia pleasure to succeed Professor Wilpert as President of Applied Psychology, we are indebted to George of the IAAP at this Congress, which was held in San Zimmar, an active IAAP member and former senior Francisco, California, and to begin participating in sponsoringeditoratAcademicPress,nowElsevier.The discussions to identify the most important contribu- first step in developing the encyclopedia was the tions to applied psychology that are reported in this appointment of an Advisory Board composed of encyclopedia. distinguished colleagues representing all areas of xxi xxii Preface applied psychology. In addition to recommending the Itshouldbenoted,however,thatitwasnotpossibleto majorareasandthespecifictopicstobecoveredinthe cover all of the many areas of applied psychology. encyclopedia, the Advisory Board identified highly Several emerging areas are not included because we qualified colleagues who would be invited to serve as failedtorecognizetheirimportanceatthetimethetopics Section Editors for the selected areas. wereselectedfortheencyclopedia.Itisalsounfortunate The responsibilities of the Section Editors included thatafewauthorswereunabletomeetthedeadlinesfor writing a major article to provide an overview and submittingthemanuscriptsfortheirarticles. analysisoftheirrespectiveareasandworkingwiththe The Encyclopedia of Applied Psychology is truly a Editor-in-Chief and the Advisory Board in identifying product of the collaborative efforts of the members of the specific topics to be included in each area. They the IAAP. We are especially indebted to former IAAP also helped to determine the amount of space to be PresidentsEdwinA.Fleishman,HarryC.Triandis,and allocated for each topic and recommended colleagues Bernhard Wilpert, and to our current president, with outstanding knowledge and expertise to serve as Michael Frese, for their leadership, encouragement, theauthors forthe individualarticles. In addition, the and tangible contributions to the encyclopedia. For Section Editors reviewed and edited the articles that their dedicated contributions to the encyclopedia, presented information on the topics that were related IwouldalsoliketothankthemembersoftheAdvisory to the subject matter that was included in their Board and theSection Editors,whosenames are listed sections. in the front matter. Finally, on behalf of the IAAP, The articles that are included in the encyclopedia I thank the authors who contributed articles in their are presented in alphabetical order, as determined by areas of expertise and the editorial and production the title of each article. Consequently, the underlying staff of Elsevier for the tremendous amount of time section organization will not be readily apparent. At and energy that was needed to bring this large project theconclusionofeacharticle,thereaderisdirectedto to fruition. additional articles that include related information. The authors of each article also provide a number of CHARLES D. SPIELBERGER, Ph.D., ABPP references that are recommended for further reading. President,IAAP,1998–2002 Personality and Emotion in Late Life a0005 Nicole Alea, Manfred Diehl, and Susan Bluck UniversityofFlorida,Gainesville,Florida,USA 1. Introduction longitudinaldesign Astudydesignthatallowsresearchersto 2. PersonalityinLateLife drawconclusionsaboutage-relatedchangesbyexamining 3. EmotioninLateLife the same group of individuals at different ages over a 4. ConcludingRemarks:LinkingPersonalityandEmotion periodoftime. FurtherReading personality Characteristicsofanindividualthatarerelatively stableandendureacrosstimeandsettings. primary emotions Set of emotions that are fundamental in organizinghumanthoughtandactionacrossthelifespan, including happiness, fear, anger, sadness, surprise, dis- GLOSSARY gust,andinterest. rank-order consistency The consistency of an individual’s affect optimization Tendency to regulate emotional states relativeplacementorrankwithinagroupovertime. toward morepositiveaffective experiences andawayfrom negativeemotion. cohort Groupofpeoplewhoarepartofthesamegeneration This article reviews the literature on personality and, as a consequence, share similar life experiences and development and emotional experience across the adult historicalinfluences. lifespan,withaparticularemphasisonlatelife.Itreviews cohort-sequentialdesign Astudydesignthatallowsresearch- theoretical developments and challenges, discusses ers to disentangle the effects of cohort and age as it tests methodologicalissues,andpresentsthemajorempirical differentcohortsatthesameagesacrossaperiodoftime. findings about personality and emotion in late life. It cross-sectionaldesign Astudydesignthatallowsresearchers concludes with a discussion of how future work that todrawconclusionsaboutagedifferencesbytestingindi- vidualsofdifferentagesatonepointintime. better integrates these two areas would be beneficial in emotionregulation Theabilitytoself-regulateormanagethe advancingourunderstandingofwell-beinginlatelife. internalexperienceandexternalexpressionofemotion. emotions Short-lived negative or positive responses and reactionstoeventsintheenvironment,orinternalcogni- 1. INTRODUCTION s0005 tions,thatinvolvechangesinbodyphysiology,subjective experiences,andexpressivebehaviors. Advances in health care and public health practices lifespandevelopment Developmentofindividualsacrossthe have created a new culture of ‘‘old age.’’ But what are life span characterized by multidirectionality and multi- dimensionality; that is, developmental trajectories are oldpeoplelike?Negativestereotypessuggestthatolder assumed to include growth, stability, and decline within adults have certain personality characteristics, that is, andacrossbehavioraldomains. that they are stubborn, set in their ways, and/or afraid EncyclopediaofAppliedPsychology, 1 #2004ElsevierInc. VOLUME3 Allrightsreserved. 2 Personality and Emotion in Late Life to take risks. Competing positive stereotypes suggest 2.1. Theoretical Issues s0015 that older people are full of grace and dignity and are 2.1.1. Personality Theories s0020 compassionate and wise. How do old people feel? Again, there are competing cultural conceptions. It is Labouvie-Vief and Diehl, in a 1998 review of life span often believed that old people are lonely and theories,pointedoutthattwomajortheoreticalperspec- depressed. On the other hand, old people are often tiveshaveledtheareaofpersonalitydevelopment.The viewed as carefree and satisfied. This article moves developmental-level approach is rooted in the psycho- beyondculturalstereotypesofpersonalityandemotion dynamic tradition, with theorists such as Freud, Jung, in later life to present the theories, methods, and and Erikson. This approach is categorized by develop- findings gleanedfrom scholarly research. mentalstagesthatemphasizequalitativechangesinper- Historically,many psychologicalcharacteristics (e.g., sonality during different life periods. For example, intelligence, learning ability) werecharacterized by de- Erikson theorized that each stage of development is cline inlate life. Morerecently,however, psychologists characterizedbya‘‘psychosocialcrisis’’betweenoppos- have begun to focus on the positive experiences asso- ing tendencies (e.g., generativity vs stagnation during ciated with aging. This dynamic tension between the midlife) that must be integrated for the self to fully positive and negative aspects of late-life functioning develop.AlthoughFreud’stheoryemphasizedthatper- was elucidated in a 1987 article by Paul Baltes of the sonalitywassetatafairlyyoungage,latermodifications MaxPlanckInstituteforHumanDevelopmentinBerlin, (e.g., by Erikson and Loevinger) and extensions Germany.Heproposedthelife-spanapproachandpos- includedlifelongprocessesofpersonalitydevelopment. tulated that life span development is multidirectional The trait approach assumes that personality is com- and multidimensional. That is, different psychological posed of a number of basic behavioral tendencies (i.e., characteristicsshowdifferentdevelopmentaltrajectories traits)andhasfocusedonthemeasurementofthesebasic (e.g.,growth,stability,decline)anddifferenttrajectories traits.McCraeandCosta’s‘‘BigFive’’modelofpersonality may coexist for behavioral functions within the same isoneprominentexampleofthisapproach.Accordingto domain,makinggrowthandpositivedevelopmentpos- thistheory,therearefivebroadtraitsthatmakeuphuman sibleevenintolatelife.Indeed,Smith’sfindingsfromthe personality: Neuroticism, Extraversion, Openness to longitudinal Berlin Aging Study show that successful Experience,Agreeableness,andConscientiousness.Trait aging can be defined in terms of the ratio between theoristsemphasizethestabilityofpersonalitybeginning gainsandlosses. inearlyadulthood. Personality and emotion have been at the forefront A fairly recent addition to the personality literature of research showing positive gains or maintenance of is the contextual approach, which considers sociocul- functioning inlate life. As such, research on personal- turalandenvironmentalinfluencesthatmayaffecthow ityandemotionoffersawindowonfacetsofsuccessful personality develops across the life span. Researchers aging. This article reviews each area of work sepa- such as Helson emphasize that people’s environments rately, focusing on major theories, methods, and em- andexperiencesinfluencewhotheybecome,atleastin piricalresults. part. In contrast to the developmental-level and trait theories, the contextual approach argues for the mal- leability of personality across a lifetime. What are the s0010 2. PERSONALITY IN LATE LIFE mechanisms that lead to changes, or that sustain con- tinuity, inpersonality? The term ‘‘personality’’ refers to the relatively stable characteristics of an individual that endure across time and settings. At first glance, this definition sug- 2.1.2. Mechanisms of Continuity and Change s0025 geststhatpersonalitymustbestableacrossadulthood; for example, an extraverted 30-year-old is expected to In a 1999 review, Caspi and Roberts summarized beextravertedwhenheorsheis65yearsold.Evidence mechanisms that support continuity and those that supportsagooddealofcontinuityinadultpersonality, facilitate change in personality across the adult life but there are also data showing that change occurs. span. Genetics are thought to be a major mechanism Whether a researcher favors a view of stability or one leading to continuity. Data such as the MacArthur of change depends mostly on his or her theoretical Longitudinal Twin Study suggest that approximately perspective. 80%ofpersonalitystabilitycanbeattributedtogenetic Personality and Emotion in Late Life 3 factors. Notable, however, is that genes seem to be- inthiswayhasonlyrecentlyreceivedadequateattention come less influential in late life. As twins age, they because doing so requires complicated longitudinal become less similar, suggesting that environmental designsofintraindividualchangeandadvancedstatisti- influencesplayanincreasinglystrongerroleasindivid- cal analyses. Rather, researchers have focused their at- uals age. tention on two other types of continuity. Differential Environmental factors, such as differences in life continuity refers to the consistency of an individual’s experiences and socialization, are the mechanisms that relative placement within a group over time, that is, are thought to produce changes in personality. For ex- rank-order consistency. For example, in the case of ample,inaclassicstudy,HelsonandMoaneshowedthat high rank-order consistency, individuals are expected interpersonal dominance tends to increase in women to preserve their rank over time, whereas low rank- whoactivelypursueaprofessionalcareer,whereasrais- order consistency is indicative of the fact that people ingchildrentendstoheightenawoman’slevelofempa- are shifting around in terms of their rank. The second thy. Thus, social roles that carry implicit and explicit commonly studied continuity is absolute continuity, demands can shape personality during adulthood. which referstostability inthe level of a particularper- Individuals can also learn new behavioral patterns, at sonalitycharacteristicovertime.Itisimportanttonote anyage,byobservingothersorbygettingfeedbackfrom that when most individuals change in the same direc- others.Thistypeofsociallearningrefutestheoldadage tion,changesinmeanlevelcanoccurovertimewithout that ‘‘You can’t teach an old dog new tricks.’’ However, greatchangesinrank-orderconsistency.Thus,therecan socialandphysicalenvironmentscanalsoplayarolein bevarioustypesofcontinuity,orlackthereof,observed maintaining continuity. To the extent that people’s in longitudinal assessments. There are also various fac- environmentsremainstable,theyfosterstabilityinper- torsthataffectwhetherchangeorcontinuityisobserved. sonality. Consistent environments tend to encourage consistency in personality across the life span. Thus, 2.2.2. Factors Affecting Whether Continuity s0040 geneticsandenvironmentcontributetopersonalitycon- or Change Is Observed tinuity and change in a complex integrated fashion. Researchers’ theoretical perspectives, as well as their Recent meta-analyses conducted independently by views of continuity and change, affect the questions Ardelt and by Roberts and DelVecchio identified sim- theyaskandthemethodsandmeasurestheyuse. ilar factors affecting whether change or continuity in personality is observed in longitudinal studies. Three factors tend to bias results toward stability. The first s0030 2.2. Methods and Measures factorisanindividual’sageattheinitialtimeoftesting. Early theorists, such as Allport, Cattell, and Murray, Theolderpeoplearewhenpersonalityisfirstassessed, suggestedthatpersonalityshouldbestudiedovertime. the greater stability coefficients tend to be. Second, During more recent years, Block has advocated study- length of retest interval can affect findings. The closer ing personality ‘‘the long way,’’ that is, using longitu- together the times of testing, the more consistent per- dinal methods. Although the majority of personality sonality appears. Third, the type of measurement in- research is still cross-sectional in nature, the number strumentcanalsobiasresults.Self-reportchecklistsof of longitudinal studies has risen considerably during personality traits, the most commonly used instru- recent years and invaluable information has been ments with older adults, tend to overestimate person- obtained regarding personality continuity and change ality stability because individuals are usuallybiased in inlate life. favor of reporting continuity. Behavioral observations get around the self-report bias in that they involve observations of how people behave across contexts. s0035 2.2.1. Types of Continuity in Longitudinal Giventheircontextualnature,behavioralobservations Research are more sensitive to changes in personality, but they Everydayconceptualizationsofcontinuityandchangein have rarelybeen usedwith olderadults. personality are typically thought of at the individual Other factors have an effect on whether change in level,thatis,involvingintraindividualvariabilityinper- personality is likely to be observed. Life events and sonality(referredtoasipsativecontinuity).Forexample, transitions (e.g., retirement, widowhood) that individ- has grandpa changed during the past 10 years, or is he uals go through while participating in a longitudinal thesamepersonheusedtobe?Investigatingpersonality study may suggest change in personality. That is, as 4 Personality and Emotion in Late Life individuals respond to new role demands, they may be the typical statistical methods used, and the general learningnewwaysinwhichtocope.Forexample,finan- conclusions. This section reviews major empirical cial strain that can accompany retirement may lead a results supporting both continuity and change in persontobecomemoreworried(with‘‘worrying’’being personality. partofthetraitofNeuroticism)thantheyusuallyaredue to the loss of income. This may be a new behavior that 2.3.1. Evidence for Continuity s0050 emerged as a result of the social transition, and it becomes incorporated into the individual’s personality There is quite a bit of evidence pointing toward con- if reinforced over time or may be a temporary way of tinuity of personality during adulthood and late life. dealing with a new life transition. Unknowingly, Costa and McCrae’s Baltimore Longitudinal Study researcherswouldobservechangesinpersonality. beganin1980andconsistsofapproximately1000partic- Historicalexperiencesandgenerationaleffectscanalso ipants ages 20 to 96 years. Participants were given the affect whether personality change is observed. In his NEOPersonalityInventory,whichmeasurestheBigFive classicworkaboutthechildrenoftheGreatDepression, basicpersonalitytraits.Inthisandotherwork,theyhave Elderdemonstratedhowhistoricaleventsaffectpeople’s foundmoderatetohighrank-orderconsistencyforper- personalities in different ways depending on their life sonalitytraitsacrosstimeintervalsof5to6years.Costa stages. Elder found personality change for middle-aged and McCrae interpreted their results as indicating that meninreactiontotheDepression.Personalitycontinuity personalitydoesnotchange,exceptintrivialways,after was more often found for younger men because these theageof30. men were able to seize newly emerging opportunities Other researchers espousing the individual differ- after the Depression. However, conclusions about per- ences approach, such as Conley, have also found a sonalitydevelopmentwereconfoundedwithindividuals’ great deal of stability in personality across adult- birthcohorts;thus,itwasunknownwhetherthefindings hood. Using a different self-report personality measure werearesultofmaturationalchange,thetimeoftesting as part of the Kelly Longitudinal Study, Conley andhistoricalinfluences,ortheparticipants’generations. and colleagues found that certain personality traits, Schaie developed the cohort-sequential design to tease such as neuroticism, social introversion–extraversion, aparttheeffectsofthesefactors,yetthiselaboratedesign and impulse control, demonstrated fairly stable pat- is rarely used. In sum, longitudinal studies, although terns across 25- and even 40-year time intervals. offering the most comprehensive picture of personality Focusing on late life, Troll and Skaff found conti- development,canbelimitedaboutpersonalitycontinuity nuity in self-concept in the oldest old (85 years of and change. Thus, when reviewing empirical results re- age or over). Participants were asked how they garding personality across adulthood in the section that thought they had changed over the years and how follows, one should pay close attention to the types of they had remained the same. These older adults continuityfoundandthemethodsemployed. reported that their core self-concept had remained stable over the years, and their self-descriptors were also relatively consistent. In sum, for different mea- s0045 2.3. Major Findings sures used to assess personality, there seems to be Table I summarizes the types of continuity and differential consistency of personality during adult- change evident in research on personality in late life, hood and late life. t0005 TABLEI SummaryofPersonalityinLateLife:TypesofContinuity,TypicalMethods,andEmpiricalResults Typesofcontinuity Typicalmethods Empiricalresults Differential Rank-orderconsistency Stability:ranksofpersonalitycharacteristicsrelativelystableinlate continuity life Absolute Meanlevels Change:decreasesinneuroticism,increasesinagreeableness, continuity decreasesandmaintenanceinextraversioninolderadults Ipsative Intraindividualdifferencesand Stabilityandchange:growth,stability,anddecreasesinpersonality continuity variability characteristicswithinindividuals

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