1 0 0 w 5.f 6 1 0 Emulsion Polymers and 1- 8 9 1 k- b 1/ Emulsion Polymerization 2 0 1 0. 1 oi: d 1 | 8 9 1 7, er b o ct O e: at D n o ati c bli u P 1 0 0 w 5.f 6 1 0 1- 8 9 1 k- b 1/ 2 0 1 0. 1 oi: d 1 | 8 9 1 7, er b o ct O e: at D n o ati c bli u P Emulsion Polymers and Emulsion Polymerization David R. Bassett, EDITOR Union Carbide Corporation Alvin E. Hamielec, EDITOR 1 McMaster University 0 0 w 5.f 6 1 0 1- Based on a symposium 8 9 1 k- b 1/ cosponsored by the Divisions of 2 0 1 0. oi: 1 Organic Coatings and Plastics Chemistry d 1 | 8 and Polymer Chemistry at the 9 1 7, ber Second Chemical Congress of the o ct O ate: North American Continent D n o ati (180th ACS National Meeting), c bli u P Las Vegas, Nevada, August 25-29, 1980. 165 ACS S Y M P O S I UM SERIES AMERICAN CHEMICAL SOCIETY WASHINGTON, D. C. 1981 Library of Congress CIPD ata 1 0 Emulsion polymers and emulsion polymerization. 0 w (ACS symposium series, ISSN 0097-6156; 165) 65.f "Symposium on Emulsion Polymerization"—Pref. 01 Includes bibliographies and index. 1- 8 1. Addition polymerization—Congresses. 9 1 I. Bassett, David R., 1939- . II. Hamielec, Alvin bk- E., 1935- . III. Symposium on Emulsion Polymeri 1/ zation (1980: Las Vegas, Nev.). IV. American Chemi 2 0 cal Society. Division of Organic Coatings and Plastics 1 0. Chemistry. V. American Chemical Society. Division of oi: 1 Polymer Chemistry. VI. Series. 1 | d QISDB2N8 10.P-864E1427-0 642-2 547'.28 81A-1A0C8R232 8 9 ASCMC 8 165 1-605 1981 1 7, er b o ct O e: Copyright © 1981 at D American Chemical Society n o ati All Rights Reserved. The appearance of the code at the bottom of the first page of each c article in this volume indicates the copyright owner's consent that reprographic copies of bli the article may be made for personal or internal use or for the personal or internal use of u P specific clients. This consent is given on the condition, however, that the copier pay the stated per copy fee through the Copyright Clearance Center, Inc. for copying beyond that permitted by Sections 107 or 108 of the U.S. Copyright Law. This consent does not extend to copying or transmission by any means—graphic or electronic—for any other purpose, such as for general distribution, for advertising or promotional purposes, for creating new collective work, for resale, or for information storage and retrieval systems. The citation of trade names and/or names of manufacturers in this publication is not to be construed as an endorsement or as approval by ACS of the commercial products or services referenced herein; nor should the mere reference herein to any drawing, specification, chemical process, or other data be regarded as a license or as a conveyance of any right or permission, to the holder, reader, or any other person or corporation, to manufacture, repro duce, use, or sell any patented invention or copyrighted work that may in any way be related thereto. PRINTED IN THE UNITED STATES OF AMERICA ACS Symposium Series M. Joan Comstock, Series Editor 1 0 0 w 5.f 6 1 0 1- 8 19 Advisory Board k- b 1/ 02 David L. Allara James P. Lodge 1 0. 1 oi: Kenneth B. Bischoff Marvin Margoshes d 1 | 8 Donald D. Dollberg Leon Petrakis 9 1 7, er Robert E. Feeney Theodore Provder b o ct e: O Jack Halpern F. Sherwood Rowland at D n Brian M. Harney Dennis Schuetzle o ati c bli W. Jeffrey Howe Davis L. Temple, Jr. u P James D. Idol, Jr. Gunter Zweig FOREWORD 1 The ACS SYMPOSIUM SERIES was founded in 1974 to provide 0 0 w a medium for publishing symposia quickly in book form. The 65.f format of the Series parallels that of the continuing ADVANCES 1 1-0 IN CHEMISTRY SERIES except that in order to save time the 8 9 papers are not typeset but are reproduced as they are sub 1 bk- mitted by the authors in camera-ready form. Papers are re 1/ 2 viewed under the supervision of the Editors with the assistance 0 1 0. of the Series Advisory Board and are selected to maintain the 1 oi: integrity of the symposia; however, verbatim reproductions of d 1 | previously published papers are not accepted. Both reviews 98 and reports of research are acceptable since symposia may 1 7, embrace both types of presentation. er b o ct O e: at D n o ati c bli u P PREFACE The symposium on Emulsion Polymerization held at the National Meet ing of the American Chemical Society in Las Vegas followed a similar symposium held five years earlier at an ACS meeting in April, 1975. The proceedings of the 1975 symposium, organized by I. Piirma and J. L. Gardon, were subsequently published as Volume 24 in the ACS Symposium Series. The remarkable growth in emulsion polymerization technology was noted at that time. This growth has not only continued during the succeed ing half-decade, but has accelerated. The present volume documents 01 recent advances made by an international body of scientists working on a 0 pr wide range of fundamental and applied problems in emulsion polymeriza 5. 16 tion and emulsion polymers. 0 81- In planning the program, it was felt that tutorial lectures by recognized 9 k-1 authorities would be an appropriate way of reviewing the state of the art b 1/ and also an efficient means of introducing each of the diverse areas of 2 10 emulsion polymerization in preparation for the contributed papers to 0. 1 follow. Invited lectures (Chapters 1-6) included a treatment of several doi: important aspects of emulsion polymer particles: their nucleation, their 1 | growth and stabilization, and their characterization by light scattering. A 8 9 1 discussion of the synthesis and study of model polymer colloids revealed 7, er their wide use in diverse applications. Also included were lectures on b o molecular weight development and on the design and operation of con ct O tinuous latex reactors. e: at One area of intense current effort is the design and control of molec D on ular and particle structure in emulsion polymerization. At least eight of cati the chapters touch on this subject. Recent advances include the use of ubli novel reaction pathways to achieve nonuniform as well as uniform struc P tures when desired. Light scattering, electron microscopy, and NMR techniques have been utilized to probe particle morphologies and molecular architecture. Reaction kinetics has always been a central concern in emulsion polymerization investigations. The effects of chain entanglement, monomer diffusion, and nonreactive components on kinetics have been treated. The engineering aspects of emulsion polymerization are closely aligned with the foregoing subjects since the reaction process has such a strong effect on the properties of emulsion polymers. Of particular interest are methods for control of reactors and for real-time monitoring of reactor dynamics. xi This collection of papers indicates the rapid advancement in our understanding and use of the many facets of emulsion polymerization and emulsion polymers. It also suggests likely advances during the next five years: further development of analytical techniques for investigating the surface chemistry, internal structure, and physical properties of emul sion polymers; inverse emulsion polymerization of water-soluble monomers; development of a better understanding of coagulation—for particle size control as well as for the prevention of reactor fouling; a more complete understanding of high-conversion kinetics; and an increase in on-line instrumentation to permit the use of continuous reactors to produce high- quality emulsion polymers. In addition to the support of the cosponsoring Divisions of Organic Coatings and Plastics Chemistry and Polymer Chemistry, we gratefully acknowledge financial contributions to the symposium from the following corporations: Air Products and Chemicals, Diamond Shamrock, Dow 1 0 Chemical, Eastman Kodak, Nalco Chemical, PPG Industries, SOHIO, and 0 5.pr Union Carbide. We must also acknowledge the referees who reviewed 6 1 the papers and made many helpful suggestions to the authors. 0 1- 8 9 1 k- D. R. BASSETT b 1/ Technical Center 2 10 Union Carbide Corporation 0. 1 South Charleston, West Virginia 25303 oi: d 81 | A. E. HAMIELEC 9 7, 1 Department of Chemical Engineering er McMaster University b cto Hamilton, Ontario, Canada O e: April 17, 1981 at D n o ati c bli u P xii 1 Latex Particle Nucleation and Growth ROBERT M. FITCH Department of Chemistry and Institute of Materials Science, The University of Connecticut, Storrs, CT 06268 Emulsion polymerization was first reported in 1927 by Ray P. Dinsmore of the Goodyear Tire and Rubber Co. (1). He made 1 00 aqueous emulsions of various methyl-butadienes using oleic acid h 5.c salts and casein or egg albumin as emulsifiers, and allowed them 16 to stand at 50°-70°C for six months to polymerize. Although not 0 1- what we would consider a practical process today, it led over the 8 9 next two decades to an entire industry. It was natural that the 1 k- term "emulsion polymerization" should be applied: one started b 1/ with a liquid emulsion and ended with a polymer emulsion. As it 2 10 turned out, the appellation has been an unfortunate one in that, 10. except in rare circumstances, the mechanism does not involve oi: polymerization in emulsified monomer droplets. It was observed d 1 | by both McBain and Harkins independently in 1932 that polymeric 98 latex particles could be formed in the absence of emulsifying 1 7, agents from monomers of low water-solubility (2, 3). Since the er particles were much smaller than the droplets of monomer which b o may have been formed by agitation, it was concluded that homogen ct O eous nucleation of the polymer particles had occurred. In 1937 ate: Fikentscher showed that even in the presence of micellar emulsi D n fier the "aqueous phase" was the principal locus of polymerization, atio not the emulsified monomer droplets (4). Heller and Klevens c reported in 1943-1945 on their quantitative studies on the strong ubli influence of emulsifier concentration on the number of polymer P particles formed both below and above the critical micelle con centration (CMC) (5). Two years later Harkins published the results of a series of quantitative investigations on the polymer ization of styrene and isoprene both in the absence and presence of monomer-swollen soap micelles (6). Harkins observed that the rates of polymerization were much greater when micelles were present and therefore proposed that these were the principal locus of particle formation. This led to the landmark work of Smith and Ewart, published the following year, which presented quantitative theories for the prediction of the absolute particle concentra tion, N, and for the absolute rate of polymerization (7). All of the above studies involved monomers with very low solubilities in water. 0097-6156/81/0165-0001$07.25/0 © 1981 American Chemical Society 2 EMULSION POLYMERS AND EMULSION POLYMERIZATION At about the same time Baxendale, Evans and coworkers pub lished work on a more water-soluble monomer, methyl methacrylate (MMA), both in the absence and presence of a cationic surface- active agent, and concluded that nucleation of the polymer particles was by a homogeneous mechanism, in which soap micelles played no role (8). Thus, two contending schools of thought were established concerning the mechanism of particle formation, one embracing the theory of homogeneous nucleation, the other, the micellar, or heterogeneous, mechanism. The latter had much greater success for many years, probably because of i ts applica bility to an industry which was well developed (synthetic rubber), and because it received experimental support in the work of several investigators (9). This was, however, limited almost entirely to styrene and a very few comonomers. It is the purpose of this paper to present the case for the 1 00 homogeneous nucleation school, which will be seen to apply to a h 5.c large number of monomers more water-soluble than styrene, as well 16 as to resolve the differences between the two schools. The 0 1- nucleation period during an emulsion polymerization will be taken 8 9 as the time during which the number of particles is changing, 1 k- either increasing or decreasing. This involves processes which b 1/ are not strictly nucleation, but which are important to the 2 0 prediction of the final particle size and size distribution. The 1 10. growth of particles will be discussed only to the extent that it oi: affects the mechanism or kinetics of particle formation. d 1 | 98 General Nucleation Theory 1 7, er Colloidal particles are formed from a homogeneous medium by b o the clustering of smaller units to form "embryos" of various ct O sizes. In the case of polymers in solution the aggregates may be ate: of repeat units of the same or different molecules. The specific D surface area of such embryos is very great, and i ts creation n o requires the expenditure of an amount of energy equal to the area, cati A, times the interfacial free energy, y: bli u P AG = A#y joules. (1) This energy is supplied by the condensation of hydrophobic units from the aqueous medium and by the energy of polymerization, AG and AG , both expressed per unit volume of polymer. For v isotropic, amorphous polymer particles of radius r, the free energy of formation of an embryo will be AG^ = -|irr3 (AG + AG ) + 4irr2y (2) f 3 v p 1 When the size of the particles is very small, the last term dominates, AG^ is positive and the embryos are unstable, i.e. they will disaggregate. When r reaches a critical size, r*, the slope of dAG/dr becomes negative, so that further growth is f favored. Thus chains, initiated by free radicals generated in the continuous phase, must grow until they reach a critical size
Description: