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Springer Series in Surface Sciences 52 Karsten Hinrichs Editors Klaus-Jochen Eichhorn Ellipsometry of Functional Organic Surfaces and Films Second Edition Springer Series in Surface Sciences Volume 52 Series editors Roberto Car, Princeton University, Princeton, NJ, USA Gerhard Ertl, Fritz-Haber-Institut der Max-Planck-Gesellschaft, Berlin, Germany Hans-Joachim Freund, Fritz-Haber-Institut der Max-Planck-Gesellschaft, Berlin, Germany Hans Lüth, Peter Grünberg Institute, Forschungszentrum Jülich GmbH, Jülich, Germany Mario Agostino Rocca, Dipartimento di Fisica, Università degli Studi di Genova, Genova, Italy This series covers the whole spectrum of surface sciences, including structure and dynamicsofcleanandadsorbate-coveredsurfaces,thinfilms,basicsurfaceeffects, analytical methods and also the physics and chemistry of interfaces. Written by leading researchers in the field, the books are intended primarily for researchers in academia and industry and for graduate students. More information about this series at http://www.springer.com/series/409 Karsten Hinrichs Klaus-Jochen Eichhorn (cid:129) Editors Ellipsometry of Functional Organic Surfaces and Films Second Edition 123 Editors Karsten Hinrichs Klaus-Jochen Eichhorn Leibniz-Institut für Analytische Abteilung Analytik Wissenschaften – ISAS –e.V. Leibniz-Institut für Polymerforschung Berlin Dresdene.V. Germany Dresden,Sachsen Germany ISSN 0931-5195 ISSN 2198-4743 (electronic) SpringerSeries inSurface Sciences ISBN978-3-319-75894-7 ISBN978-3-319-75895-4 (eBook) https://doi.org/10.1007/978-3-319-75895-4 LibraryofCongressControlNumber:2018932173 1stedition:©Springer-VerlagBerlinHeidelberg2014 2ndedition:©SpringerInternationalPublishingAG,partofSpringerNature2018 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinor for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. Printedonacid-freepaper ThisSpringerimprintispublishedbytheregisteredcompanySpringerInternationalPublishingAG partofSpringerNature Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Foreword Given the increasingly important role of spectroscopic ellipsometry (SE) as a real-time, non-perturbing, monitoring, and characterization tool in numerous technological and biomedical applications, the editors, authors, and Springer are commendedforpublishingthe2ndeditionofthismonograph,whichisdedicatedto significantapplicationsofSEtofunctionalorganicsurfacesandthinfilms.Retained topics from the first edition cover the adsorption of biomolecules at liquid–solid interfaces, smart polymer surfaces and thin films for sensor applications, charac- terization of nanoparticles and nanostructured surfaces and thin films, thin-film organic semiconductors for photovoltaics and light emitters, and recent develop- ments of SE instrumentation and related techniques over an extended optical bandwidth. New topics that appear in the 2nd edition include SE studies of bonding of biomolecules on self-assembled monolayers, structure and interactions of hydrated polymer thin films, ellipsometry of solvent-induced swelling at soft polymer interfaces, optical properties of anisotropic thin films of organic dye aggregates, relationship between morphology and optical properties of conjugated polymers, and polarons in conducting polymers. This updated monograph is a welcome contribution to the expanding ellip- sometry literature. New Orleans, USA R. M. A. Azzam University of New Orleans v Acknowledgements Theeditorswouldliketoacknowledgeallauthorsfortheircontributionsandmany valuable discussions, and Arnulf Röseler for his lasting support in helping for understanding of the ellipsometric world. In addition, this book would not have been possible without the motivation and support of our families; KJE thanks his wifeSigrunandhischildrenSusanneandJörg,andKHthankshiswifeClaudiaand hisdaughterDaria.Forpermanenttechnicalsupportinthepreparationofthebook, we are indebted to I. Engler and E. Bittrich. Berlin, Germany Karsten Hinrichs Dresden, Germany Klaus-Jochen Eichhorn vii Contents 1 Ellipsometry: A Survey of Concept. . . . . . . . . . . . . . . . . . . . . . . . . 1 Christoph Cobet 1.1 Classification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 Historical Context. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 1.3 Measurement Principles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 1.3.1 Data Recording and Evaluation Steps . . . . . . . . . . . . 5 1.3.2 Determination of W and D . . . . . . . . . . . . . . . . . . . . 8 1.3.3 Fresnel Coefficients. . . . . . . . . . . . . . . . . . . . . . . . . . 13 1.4 Dielectric Properties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.4.1 Dispersion Models—Lorentz Oscillator . . . . . . . . . . . 19 1.4.2 Inhomogeneous Media and Structured Interfaces . . . . 21 1.5 Ellipsometric Configurations . . . . . . . . . . . . . . . . . . . . . . . . . 22 1.5.1 Null-Ellipsometer . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 1.5.2 Rotating Polarizer/Analyzer. . . . . . . . . . . . . . . . . . . . 23 1.5.3 Rotating Compensator. . . . . . . . . . . . . . . . . . . . . . . . 23 1.5.4 Photo-Elastic Modulator Ellipsometer . . . . . . . . . . . . 24 1.5.5 Dual Rotating Compensator . . . . . . . . . . . . . . . . . . . 24 1.5.6 Reflection Anisotropy Spectroscopy. . . . . . . . . . . . . . 25 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 Part I Biomolecules at Surfaces 2 Adsorption of Proteins at Solid Surfaces. . . . . . . . . . . . . . . . . . . . . 31 Hans Arwin 2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 2.1.1 Historical Background . . . . . . . . . . . . . . . . . . . . . . . 31 2.1.2 Opportunities and Challenges . . . . . . . . . . . . . . . . . . 32 2.1.3 Objectives and Outline . . . . . . . . . . . . . . . . . . . . . . . 33 2.2 Methodology—Experimental Aspects. . . . . . . . . . . . . . . . . . . 34 ix x Contents 2.3 Methodology—Modeling Aspects . . . . . . . . . . . . . . . . . . . . . 35 2.3.1 Strategies to Determine Both Thickness and Refractive Index. . . . . . . . . . . . . . . . . . . . . . . . . 35 2.3.2 Spectral Representations of Protein Layers. . . . . . . . . 38 2.3.3 Determination of Surface Mass Density . . . . . . . . . . . 38 2.4 Applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 2.4.1 Protein Adsorption and Dynamics on Model Surfaces. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 2.4.2 Studies of Protein Layer Structure . . . . . . . . . . . . . . . 39 2.4.3 Protein Layer Based Biosensing . . . . . . . . . . . . . . . . 43 2.4.4 Other Applications . . . . . . . . . . . . . . . . . . . . . . . . . . 46 2.5 Outlook . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 3 DNA Structures on Silicon and Diamond . . . . . . . . . . . . . . . . . . . . 49 Simona D. Pop, Karsten Hinrichs, Sylvia Wenmackers, Christoph Cobet, Norbert Esser and Dietrich R. T. Zahn 3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 3.2 Dielectric Function . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 3.3 Applications to Thin Biomolecular Films . . . . . . . . . . . . . . . . 54 3.3.1 Single DNA Bases . . . . . . . . . . . . . . . . . . . . . . . . . . 54 3.3.2 Single- and Double-Stranded DNA Molecules . . . . . . 56 3.4 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 4 Thickness and Beyond. Exploiting Spectroscopic Ellipsometry and Atomic Force Nanolithography for the Investigation of Ultrathin Interfaces of Biologic Interest . . . . . . . . . . . . . . . . . . . 63 Pietro Parisse, Ilaria Solano, Michele Magnozzi, Francesco Bisio, Loredana Casalis, Ornella Cavalleri and Maurizio Canepa 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64 4.2 Optical Ellipsometry of Ultrathin Interfaces: Difference Spectra. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 4.3 Atomic Force Nanolithography: Notes on Principles and Application . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76 4.4 Application of SE and Atomic Force Lithography Methods to Ultrathin Soft Matter Films: Case Studies. . . . . . . . . . . . . . 79 4.4.1 Bio-Inert SAMs: Nanoshaving. . . . . . . . . . . . . . . . . . 79 4.4.2 Specific Immobilisation of Proteins on SAMs: Grafting. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84 4.5 Outlook . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89 Contents xi Part II Smart Polymer Surfaces and Films 5 Glass Transition of Polymers with Different Architectures in the Confinement of Nanoscopic Films. . . . . . . . . . . . . . . . . . . . . 97 Michael Erber, Martin Tress, Eva Bittrich, Lars Bittrich and Klaus-Jochen Eichhorn 5.1 Polymers: A Unique Class of Materials and Their Physical Properties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 5.2 Nanoscopic Polymer Films versus Bulk Polymers. . . . . . . . . . 99 5.2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99 5.2.2 True or Mimicked Confinement Effects . . . . . . . . . . . 100 5.2.3 Make a Long Controversial Story Short: Conclusion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101 5.3 Comparison of Analytical Methods for the Determination of Glass Transition of Polymers in Thin Polymer Films . . . . . 101 5.3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101 5.3.2 Ellipsometry. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101 5.3.3 Broadband Dielectric Spectroscopy . . . . . . . . . . . . . . 102 5.3.4 AC-calorimetry. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102 5.3.5 Other Techniques . . . . . . . . . . . . . . . . . . . . . . . . . . . 103 5.4 Concepts of the Determination of Glass Transition Applying Ellipsometry. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104 5.4.1 Single Wavelength Ellipsometry . . . . . . . . . . . . . . . . 104 5.4.2 Spectroscopic vis-Ellipsometry (SE). . . . . . . . . . . . . . 105 5.5 Glass Transition in Thin Polymeric Films in Dependence of Film Thickness – Some Exclusive Examples . . . . . . . . . . . 109 5.5.1 Effect of Polymer Architecture and Functional Groups. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109 5.5.2 Effect of Interfacial Interactions Between Polymer and Substrate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 110 5.6 Summary and Outlook . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 112 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113 6 Polymer Brushes, Hydrogels, Polyelectrolyte Multilayers: Stimuli-Responsivity and Control of Protein Adsorption . . . . . . . . 115 Eva Bittrich, Andreas Furchner, Meike Koenig, Dennis Aulich, Petra Uhlmann, Karsten Hinrichs and Klaus-Jochen Eichhorn 6.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 116 6.2 Ellipsometry on Swellable, Stimuli-Responsive Surface Layers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119 6.2.1 Hydrophilic Polymer Brushes . . . . . . . . . . . . . . . . . . 119 6.2.2 Hydrogels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 126 6.2.3 Polyelectrolyte Multilayers . . . . . . . . . . . . . . . . . . . . 128 6.3 Concepts of Determining the Adsorbed Amount of Protein on Different Polymer Films . . . . . . . . . . . . . . . . . . . . . . . . . . 129

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