Assessing the Progress of New American Schools A Status Reuort RAND EDUCATION Mark Berends DISTRIBUTION STATEMENT A Approved for Public Release Distribution Unlimited 20000204 068 Assessing the Progress of New American Schools A Status Report Mark Berends with Joanna Heilbrunn Christopher J. McKelvey Thomas Sullivan tik-Wi^-ZW Prepared/or New American Schools RAND EDUCATION DISTRIBUTION STATEMENT A Approved for Public Release Distribution Unlimited The research described in this report was supported by New American Schools. Library of Congress Cataloging-in-Publication Data Berends, Mark, 1962- Assessing the progress of New American Schools : a status report / Mark Berends with Joanna Heilbrunn, Christopher McKelvey, Thomas Sullivan, p. cm. "MR-1085-EDU." Includes bibliographical references (p ). ISBN 0-8330-2761-1 1. New American Schools (Organization). 2. School improvement programs—United States—Evaluation. 3. Educational change—United States. I. Title. LB2822.82.B45 1999 371.2 ' 00973—dc21 99-44907 CIP Building on more than 25 years of research and evaluation work, RAND Education has as its mission the improvement of educational policy and practice in formal and informal settings from early childhood on. RAND is a nonprofit institution that helps improve policy and decisionmaking through research and analysis. RAND® is a registered trademark. RAND's publications do not necessarily reflect the opinions or policies of its research sponsors. © Copyright 1999 RAND All rights reserved. No part of this book may be reproduced in any form by any electronic or mechanical means (including photocopying, recording, or information storage and retrieval) without permission in writing from RAND. Published 1999 by RAND 1700 Main Street, RO. Box 2138, Santa Monica, CA 90407-2138 1333 H St., N.W., Washington, DC. 20005-4707 RAND URL: http://www.rand.org/ To order RAND documents or to obtain additional information, contact Distribution Services: Telephone: (310) 451-7002; Fax: (310) 451-6915; Internet: [email protected] PREFACE As a private nonprofit corporation, New American Schools (NAS) be- gan in 1991 to fund the development of designs aimed at transform- ing entire schools at the elementary and secondary levels. Having completed its competition, development, and demonstration phases, NAS currently is scaling-up its designs to form a critical mass of schools within several partnering districts. The purpose of this report is to describe the baseline characteristics, such as school demographics and performance, of a large number of NAS sites in the early implementation stages of NAS's scale-up phase. During this phase, RAND's research activities include moni- toring the progress of a large sample of NAS schools in eight jurisdic- tions from the 1994-1995 school year through the 1999-2000 school year. This report provides a description of the schools' demograph- ics, climate, and test scores. The next step in the RAND analysis is to report on trends in implementation, school performance, and re- lated factors. RAND will monitor changes in this sample of schools over the next several years. This report establishes a baseline for tracking the changes. The hope is that all those interested in school improve- ment—parents, teachers, administrators, policymakers, researchers, community members, etc.—will benefit from the analysis. Other RAND reports about New American Schools include • Lessons from New American Schools' Scale- Up Phase: Prospects for Bringing Designs to Multiple Schools, Susan J. Bodilly, 1998 (MR-1777-NAS). PREFACE As a private nonprofit corporation, New American Schools (NAS) be- gan in 1991 to fund the development of designs aimed at transform- ing entire schools at the elementary and secondary levels. Having completed its competition, development, and demonstration phases, NAS currently is scaling-up its designs to form a critical mass of schools within several partnering districts. The purpose of this report is to describe the baseline characteristics, such as school demographics and performance, of a large number of NAS sites in the early implementation stages of NAS's scale-up phase. During this phase, RAND's research activities include moni- toring the progress of a large sample of NAS schools in eight jurisdic- tions from the 1994-1995 school year through the 1999-2000 school year. This report provides a description of the schools' demograph- ics, climate, and test scores. The next step in the RAND analysis is to report on trends in implementation, school performance, and re- lated factors. RAND will monitor changes in this sample of schools over the next several years. This report establishes a baseline for tracking the changes. The hope is that all those interested in school improve- ment—parents, teachers, administrators, policymakers, researchers, community members, etc.—will benefit from the analysis. Other RAND reports about New American Schools include • Lessons from New American Schools' Scale-Up Phase: Prospects for Bringing Designs to Multiple Schools, Susan J. Bodilly, 1998 (MR-1777-NAS). Preceding Page*Blank iii iv Assessing the Progress of New American Schools • New American Schools After Six Years, Thomas K. Glennan, Jr., 1998 (MR-945-NASDC). • Lessons from New American Schools Development Corporation's Demonstration Phase, Susan J. Bodilly, 1996 (MR-729-NASDC). • Reforming and Conforming: NASDC Principals Discuss School Accountability Systems, Karen Mitchell, 1996 (MR-716-NASDC). • Designing New American Schools: Baseline Observations on Nine Design Teams, Susan J. Bodilly, Susanna Purnell, Kimberly Ramsey, and Christina Smith, 1995 (MR-598-NASDC). Funding for this research was provided under a contract with NAS and was supported by The Ford Foundation, The Pew Charitable Trusts, the John D. and Catherine T. MacArthur Foundation, the John S. and James L. Knight Foundation, and another donor. This report was written under the aegis of RAND Education, which is directed by Dominic Brewer (see http://www.rand.org/centers/ education). CONTENTS Preface iü Figures vii Tables ix Summary xi Acknowledgments xvii Chapter One INTRODUCTION AND RESEARCH QUESTIONS 1 The New American Schools Reform Effort 2 Key Questions Underlying RAND's Assessment 3 Organization of the Report 4 Chapter Two TOWARD AN UNDERSTANDING OF SCHOOLWIDE REFORMS: ASSESSMENT OF THE SCALE-UP PHASE ... 5 Key Elements of the Designs 5 New American Schools Approach 8 Design-Based Assistance 8 Engaging District Support 9 RAND's Assessment 11 Data Collection Efforts 11 Analytic Approach to Key Questions 14 Significant Features of RAND Research 19 Chapter Three BASELINE DESCRIPTION OF NEW AMERICAN SCHOOLS 21 vi Assessing the Progress of New American Schools Sample of New American Schools 21 Sources of Data 23 Response Rates 23 Demographic Characteristics of Schools 24 School Climate: NAS Schools Compared to the Nation's Schools 27 Problems Related to Diverse Student Populations 28 Problems Related to Engagement of Students and Faculty 29 School Achievement Before Design Implementation .... 31 Chapter Four SUMMARY OF FINDINGS AND WORK AHEAD 35 References 37 FIGURES 1.1. Phases of New American Schools Initiative and RAND Roles 3 3.1. Percentage of Poor Students in NAS Schools, 1994-1995 25 3.2. Percentage of Racial-Ethnic Minority Students in NAS Schools, 1994-1995 . 26 3.3. Percentage of Elementary School Principals Reporting Moderate to Serious Problems Related to Diverse Student Populations 28 3.4. Percentage of Secondary School Principals Reporting Moderate to Serious Problems Related to Diverse Student Populations 29 3.5. Percentage of Elementary School Principals Reporting Moderate to Serious Problems Related to Engagement 30 3.6. Percentage of Secondary School Principals Reporting Moderate to Serious Problems Related to Engagement 31 3.7. Baseline Achievement Levels of NAS Sites Compared to District or State Averages on Standardized Tests 32 VII TABLES 2.1. Key Questions of RAND Assessment and Data Collection Activities 15 3.1. 1995-1996 Target Sample for RAND Longitudinal Sample 23 3.2. Principal Interview Sample, Spring 1997 24 IX