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Springer Tracts in Modern Physics 265 Kamakhya Prasad Ghatak Dispersion Relations in Heavily-Doped Nanostructures Springer Tracts in Modern Physics Volume 265 Honorary Editor G. Höhler, Karlsruhe, Germany Series editors Yan Chen, Shanghai, China Atsushi Fujimori, Tokyo, Japan Johann H. Kühn, Karlsruhe, Germany Thomas Müller, Karlsruhe, Germany Frank Steiner, Ulm, Germany William C. Stwalley, Storrs, CT, USA Joachim E. Trümper, Garching, Germany Peter Wölfle, Karlsruhe, Germany Ulrike Woggon, Berlin, Germany Springer Tracts in Modern Physics Springer Tracts in Modern Physics provides comprehensive and critical reviews of topics of current interestinphysics.Thefollowingfieldsareemphasized:ElementaryParticlePhysics,CondensedMatter Physics, Light Matter Interaction, Atomic and Molecular Physics, Complex Systems, Fundamental Astrophysics. Suitablereviewsofotherfieldscanalsobeaccepted.Theeditorsencourageprospectiveauthorsto correspond with them in advance of submittinga manuscript. For reviews of topics belongingto the abovementionedfields,theyshouldaddresstheresponsibleeditoraslistedbelow. Specialoffer:Forallclientswithaprintstandingorderweofferfreeaccesstotheelectronicvolumes oftheSeriespublishedinthecurrentyear. ElementaryParticlePhysics CondensedMatterPhysics JohannH.Kühn YanChen InstitutfürTheoretischeTeilchenphysik FudanUniversity KarlsruheInstitutfürTechnologieKIT DepartmentofPhysics Postfach6980 2250SonghuRoad, 76049Karlsruhe,Germany Shanghai,China400438 Email:[email protected] Email:[email protected] www-ttp.physik.uni-karlsruhe.de/*jk www.physics.fudan.edu.cn/tps/branch/cqc/en/people/ faculty/ ThomasMüller InstitutfürExperimentelleKernphysik AtsushiFujimori KarlsruheInstitutfürTechnologieKIT EditorforThePacificRim Postfach6980 DepartmentofPhysics 76049Karlsruhe,Germany UniversityofTokyo Email:[email protected] 7-3-1Hongo,Bunkyo-ku www-ekp.physik.uni-karlsruhe.de Tokyo113-0033,Japan Email:[email protected] ComplexSystems http://wyvern.phys.s.u-tokyo.ac.jp/welcome_en.html FrankSteiner InstitutfürTheoretischePhysik PeterWölfle UniversitätUlm InstitutfürTheoriederKondensiertenMaterie Albert-Einstein-Allee11 KarlsruheInstitutfürTechnologieKIT 89069Ulm,Germany Postfach6980 Email:[email protected] 76049Karlsruhe,Germany www.physik.uni-ulm.de/theo/qc/group.html Email:peter.woelfl[email protected] www-tkm.physik.uni-karlsruhe.de FundamentalAstrophysics JoachimE.Trümper Atomic,MolecularandOpticalPhysics Max-Planck-InstitutfürExtraterrestrischePhysik WilliamC.Stwalley Postfach1312 UniversityofConnecticut 85741Garching,Germany DepartmentofPhysics Email:[email protected] 2152HillsideRoad,U-3046 www.mpe-garching.mpg.de/index.html Storrs,CT06269-3046,USA Email:[email protected] SolidStateandOpticalPhysics www-phys.uconn.edu/faculty/stwalley.html UlrikeWoggon InstitutfürOptikundAtomarePhysik TechnischeUniversitätBerlin Straßedes17.Juni135 10623Berlin,Germany Email:[email protected] www.ioap.tu-berlin.de More information about this series at http://www.springer.com/series/426 Kamakhya Prasad Ghatak Dispersion Relations in Heavily-Doped Nanostructures 123 Kamakhya PrasadGhatak Department ofBasic ScienceandHumanities Institute of Engineering andManagement Salt Lake,Kolkata India ISSN 0081-3869 ISSN 1615-0430 (electronic) SpringerTracts inModern Physics ISBN978-3-319-20999-9 ISBN978-3-319-21000-1 (eBook) DOI 10.1007/978-3-319-21000-1 LibraryofCongressControlNumber:2015943034 SpringerChamHeidelbergNewYorkDordrechtLondon ©SpringerInternationalPublishingSwitzerland2016 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinor foranyerrorsoromissionsthatmayhavebeenmade. Printedonacid-freepaper SpringerInternationalPublishingAGSwitzerlandispartofSpringerScience+BusinessMedia (www.springer.com) Courage in adversity, patience in prosperity, modesty in fame, indifference in own glory, deep love for foes, staying in solitude, all these are naturally found in wise persons Knowledge is proud, he knows too much, but the wise is humble, he knows no more What lies before us and what lies behind us are tiny matters as compared to what lies WITHIN US Smile and passion are real debit cards of life. Paynowanduselater.Butegoandvindictive attitude are like credit cards of life. Use now and pay later. Iron does not become steel without through fire. I must be prepared to undergo the test of fire, if I wish to enjoy the success in life. To be the best, I must extract the best from myself This book is dedicated to Dr. Amarnath Chakravarti, Ex. Professor and the Head of the Department of the Institute of Radio Physics and Electronics of the University of Calcutta, the Ph.D. Supervisor and Philosopher of the present author. Sir, your teaching such creativity bring, I must not change my state with a King Preface ThecreationofNanoElectronics,thesubsetofthegeneralizedsetPhysics,isbased on the following two important concepts: (cid:129) Thesymmetryofthewavevectorspaceofchargecarriersinelectronicmaterials having various band structures is being reduced from a 3D closed surface to a quantized2Dclosedsurface,quantizednon-parabolasandfullyquantizedwave vector space leading to the formation of 0D systems such as ultrathin films (UFs), doping superlattices, inversion and accumulation layers, quantum wells (QWs), quantum well superlattices, carbon nanotubes, nanowires (NWs), quantum wire superlattices, magnetic quantization, magneto size quantization, quantum dots (QDs), magneto inversion and accumulation layers, magneto quantumwellsuperlattices,magnetoNIPIs,quantumdotsuperlatticesandother field aided nanostructures. (cid:129) The advent of modern experimental methods, namely Fine Line Lithography (FLL), Metallo-Organic Chemical Vapor Deposition (MOCVD), Molecular Beam Epitaxy (MBE), etc., for fabricating low-dimensional nanostructured systems. Quantum confined materials have gained much interest in modern physics because of their importance to unlock both new scientific revelations and multi- dimensional altogether unheard of technological applications. In UFs, quantization of the motion of carriers in the direction perpendicular to the surface exhibits the two-dimensional carrier motion of charge carriers, and the third direction is being quantized.Anotherone-dimensionalstructureknownasNWshasbeenproposedto investigate the physical properties in these materials, where the carrier gas is quantized in two transverse directions and they can move only in the longitudinal direction. As the concept of quantization increases from 1D to 3D, the degree of freedom of the free carriers decreases drastically and the total density-of-states (DOS) function changesfromHeavisidestepfunctiontotheDirac’sdeltafunction forming QDs which, in turn, depend on the carrier energy spectra in different materials. An enormous range of important applications of such low-dimensional ix x Preface structuresformodernphysicsinthequantumregime,togetherwitharapidincrease incomputingpower,havegeneratedconsiderableinterestinthestudyoftheoptical properties of quantum effect devices based on various new materials of reduced dimensionality. Examples of such new applications include quantum switches, quantum registers, quantum sensors, heterojunction field-effect, quantum logic gates, quantum well and quantum wire transistors, quantum cascade lasers, high-frequency microwave circuits, high-speed digital networks, high-resolution terahertz spectroscopy, advanced integrated circuits, superlattice photo-oscillator, superlattice photo-cathodes, resonant tunneling diodes and transistors, superlattice coolers, thermoelectric devices, thin film transistors, micro-optical systems, intermediate-band solar cells, high performance infrared imaging systems, optical modulators, optical switching systems, single electron/molecule electronics, nanotube-based diodes, and other nanoelectronic devices [1–14]. Although many new effects in quantized structures have already been reported, the interest in further research of different other aspects of such quantum-confined materials is becoming increasingly important. One such significant concept is the Dispersion Relations (DRs) of carriers in semiconductors and their nanostructures, which occupies a singular position in the arena of Modern Physics and related disciplines in general and whose importance [15–36] has already been established since the inception of the theory of band structure of Solid State Physics. The concept of DRs is offundamental importance for not only the characterization of semiconductor nanostructures, but also for the study of carrier transport in semi- conductors and their quantized counterparts through proper formulation of the Boltzmann Transport equation which, in turn, needs the corresponding carrier energy spectra of the heavily doped materials and is still one of the open research problems. It is important to note that six important transport quantities, namelytheeffectivecarriermass(ECM),density-of-states(DOS)function,the sub-band energy and the measurement of band gap in the presence of strong light waves, intense electric field and heavy doping are in disguise in the very important concept of DR. Besides, the acoustic mobility limited momentum relaxation time is inversely proportional to the respective DOS function of a particular semiconductor and integral over the DOS function leads to carrier statistics under the condition of extreme carrier degeneracy which, in turn, is connected to the 25 important transport topics of quantum effect devices, namely the Landau Dia and Pauli’s Para Magnetic Susceptibilities [37], the Einstein’s Photoemission [38], the Einstein Relation [39], the Debye Screening Length [40], the Generalized Raman gain [41], the Normalized Hall coefficient [42], the Fowler-Nordheim Field Emission [43], the Gate Capacitance [44], the Thermoelectric Power [45], the Plasma Frequency [46], the Magneto-Thermal effect in Quantized Structures [47], the Activity coefficient [48], the Reflection coefficient [49], the Heat Capacity [50], the Faraday rotation [51], the Optical Effective Mass [52], the Carrier contribution to the elastic constants [53], the Diffusion coefficient of the minority carriers [54], the Nonlinear optical response [55], the Third order nonlinear optical susceptibility [56], the Righi-Leduc coeffi- cient[57],theElectricSusceptibility[58],theElectricSusceptibilityMass[59],the Preface xi Electron Diffusion Thermo-power [60] and the Hydrostatic Piezo-resistance Coefficient [61] respectively. ThepresentmonographsolelyinvestigatesDRsinheavilydopednanostructures of nonlinear optical, III–V, II–VI, gallium phosphide, germanium, platinum anti- monide, stressed, IV–VI, lead germanium telluride, tellurium, II–V, zinc and cad- mium diphosphides, bismuth telluride, III–V, II–VI, IV–VI and HgTe/CdTe quantumwellHDsuperlatticeswithgradedinterfacesundermagneticquantization, III–V, II–VI, IV–VI and HgTe/CdTe HD effective mass superlattices under mag- netic quantization, quantum confined effective mass superlattices and superlattices ofHDoptoelectronicmaterialswithgradedinterfacesinadditiontootherquantized systems.Incidentally,evenafter40yearsofcontinuouseffort,weseethatcomplete investigation of the DR comprising the whole set of HD materials and allied sci- encesisreallyaseaandpermanentlyenjoysthedomainofimpossibilitytheorems. DRs have different forms for different materials and change under one-, two- and three-dimensional quantum confinement of charge carriers. It is rather curious to notethatforthe31importantconcepts,only6monographshavebeenwritten[62– 67] and the remaining 25 books will appear in the future, hopefully from the readersofthisbook.Inthiscontext,itmaybementionedthattheavailablereports on the said areas cannot afford to cover even an entire chapter containing detailed investigations on DRs in semiconductors and their quantized structures. Itisworthremarkingthattheeffectsofcrossedelectricandquantizingmagnetic fields on thetransport properties ofsemiconductorshavingvarious bandstructures have been relatively less investigated compared to the corresponding magnetic quantization, although the study of cross-fields is offundamental importance with respecttotheadditionofnewphysicsandrelatedexperimentalfindingsinmodern quantum effect devices. It is well known that in the presence of electric field (E ) 0 alongx-axisandthequantizingmagneticfield(B)alongz-axis,theDRsofcarriers insemiconductorsbecomemodified,forwhichthecarriermovesinboththezandy directions respectively. The motion along y direction is purely due to the presence ofE alongx-axisandintheabsenceofanelectricfield,theeffectiveelectronmass 0 along y-axis tends to infinity indicating the fact that the electron motion along y-axis is forbidden. The effective electron mass of the isotropic, bulk semicon- ductors having parabolic energy bands exhibit mass anisotropy in the presence of cross-fields and this anisotropy depends on the electron energy, the magnetic quantum number, the electric and the magnetic fields respectively, although the effective electron mass along z-axis is a constant quantity. In 1966, Zawadzki and Lax[68]derivedtheexpressionofDRforIII–Vsemiconductorsinaccordancewith the two-band model of Kane under cross-fields configuration, which generates the interest to study this particular topic of solid-state science in general [69]. Itiswellknownthatheavydopingandcarrierdegeneracyarethekeystounlock the important properties of semiconductors; they are especially instrumental in dictating thecharacteristics ofOhmicand Schottkycontactsrespectively[70]. It is an amazing fact that although heavily doped semiconductors (HDS) have been investigatedintheliterature,thestudyofthecorrespondingDRsofHDSisstillone of the open research problems. We have obtained the exact E-k dispersion

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