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DEVELOPMENT OF A MATLAB-BASED TOOLBOX FOR TIDE GAUGE RECORDS USING HILBERT-HUANG TRANSFORM A THESIS SUBMITTED TO THE GRADUATE SCHOOL OF NATURAL AND APPLIED SCIENCES OF MIDDLE EAST TECHNICAL UNIVERSITY BY AYDIN JAMALI IN PARTIAL FULFILMENT OF THE REQUIREMENTS FOR THE DEGREE OF MASTER OF SCIENCE IN GEODETIC AND GEOGRAPHIC INFORMATION TECHNOLOGIES SEPTEMBER 2013 Approval of the thesis: DEVELOPMENT OF A MATLAB-BASED TOOLBOX FOR TIDE GAUGE RECORDS USING HILBERT-HUANG TRANSFORM submitted by AYDIN JAMALI in partial fulfillment of the requirements for the degree of Master of Science in Geodetic and Geographic Information Technologies Department, Middle East Technical University by, Prof. Dr. Canan Özgen _____________________ Dean, Graduate School of Natural and Applied Sciences Assoc . Prof. Dr. Ahmet Coşar _____________________ Head of Department, Geodetic and Geographic Information Technologies Prof. Dr Mahmut Onur Karslıoğlu Supervisor, Civil Engineering Dept., METU _____________________ Examining Committee Members: Assoc. Prof. Dr. Ali Kılıçoğlu _____________________ General Command of Mapping- Retired Prof. Dr Mahmut Onur Karslıoğlu _____________________ Civil Engineering Dept., METU Prof. Dr. Zuhal Akyürek _____________________ Civil Engineering Dept., METU Assist. Prof. Dr. Uğur Murat Leloğlu _____________________ Geodetic and Geographic Information Technologies Dept., METU Assoc. Prof. Dr. Utku Kanoğlu _____________________ Engineering Sciences Dept., METU Date: 16.09.2013 I hereby declare that all information in this document has been obtained and presented in accordance with academic rules and ethical conduct. I also declare that, as required by these rules and conduct, I have fully cited and referenced all material and results that are not original to this work. Name, Last Name: AYDIN JAMALI Signature: iv ABSTRACT DEVELOPMENT OF A MATLAB-BASED TOOLBOX FOR TIDE GAUGE RECORDS USING HILBERT-HUANG TRANSFORM Jamali, Aydin M.Sc., Department of Geodetic and Geographic Information Technologies Supervisor: Prof. Dr. Mahmut Onur Karslıoğlu September 2013, 77 pages Tidal records are usually processed on the basis of Harmonic Analysis which in fact works well for linear and stationary data. It is a mathematical procedure which divides the data in a finite number of harmonic constituents. But the tidal data is in reality non-linear and non-stationary because of atmospheric and meteorological parameters. Therefore in this work a MATLAB –based Toolbox has been developed for hourly tidal data collected from four tide gauge stations at the Turkish costs using Hilbert Huang Empirical Mode Decomposition (HHEMD) which is an efficient and powerful method for non-linear and non-stationary time series. Hilbert Huang Empirical Mode Decomposition (HHEMD) is carried out in two steps. Firstly data are processed by Empirical Mode decomposition (EMD) which decomposes the signal in a number of intrinsic mode components (IMFs). The second step is to apply the Hilbert transform to each IMF in order to find Phase, Amplitude and Instantaneous Frequency of the signal. In this study the hourly tidal data are decomposed in tidal and sub-tidal components using HHEMD and the results of the tidal components are compared with the results of harmonic analysis. Very long and non-stationary period components are filtered as sub tidal. Finally the frequency and amplitude of the diurnal and semi-diurnal component are used to extract the minimum and maximum velocities of the diurnal and semidiurnal tidal constituents in order to analyze the capability of producing tidal energies from possible tidal turbines to be located at tidal stations. Also an exemplarity completeness test has been performed to validate the decomposition of the time series obtained by the Antalya station utilizing EMD. The result showed that the signal has been recovered properly. Keyword: Empirical Mode Decomposition, Hilbert Huang Transform, Intrinsic Mode Functions, Tidal and sub-tidal phenomena. v ÖZ MAREOGRAF İSTASYONU KAYITLARI İÇİN HILBERT-HUANG DÖNÜŞÜMÜ KULLANILARAK MATALAB TABANLI YAZILIM PAKETİ GELİŞTİRİLMESİ Jamali, Aydin Yüksek Lisans, Jeodezi ve Coğrafi Bilgi Teknolojileri Bölümü Tez Yöneticisi: Prof. Dr. Mahmut Onur Karslıoğlu Eylül 2013, 77 sayfa Genellikle gelgit kayıtları, doğrusal ve durağan veriler için iyi çalışan harmonik analize dayalı olarak değerlendirilirler. Harmonik analiz, veriyi sonlu sayıda harmonik bileşene bölen matematik bir prosedürdür. Fakat gerçekte gelgit verisi atmosferik ve meteorolojik parametreler nedeni ile doğrusal-olmayan ve durağan-olmayan karakterdedir. Bu nedenle, bu çalışmada Türkiye sahillerindeki dört adet mareograf istasyonundan toplanan saatlik gel-git dataları ile doğrusal-olmayan ve durağan- olmayan zaman serileri için etkili ve güçlü bir metod olan Hilbert Huang Deneysel Mod Ayrıştırma (HHDMA) (Hilbert Huang Empirical Mode Decomposition) yöntemi kullanılarak, MATLAB tabanlı yazılım paketi geliştirilmiştir. Hilbert Huang Deneysel Mod Ayrıştırma yöntemi iki adımda gerçekleştirilir. İlk olarak veri, sinyali bir dizi yapısal mod bileşenine ( intrinsic mode components) ayıran Deneysel Mod Ayrıştırma (DMA) (Empirical Mode decomposition) yöntemi ile işlenir. İkinci adım, sinyalin faz, genlik ve anlık frekanslarının bulunması için ikinci adımda her bir yapısal mod bileşenine Hilbert Dönüşümü uygulanır. Bu çalışma kapsamında gelgit verisi, HHDMA kullanılarak gelgitsel (tidal) ve gelgit dışı (sub-tidal) bileşenlere ayrıştırılmıştır ve gelgit bileşenlerinin sonuçları harmonik analizle karşılaştırılmıştır. Çok uzun ve durağan-olmayan devir bileşenleri, gelgits dışı bileşen olarak filtrelenmiştir. Son olarak, gelgit istasyonlarına yerleştirilecek olası gelgit tribünlerden, gelgit enerjisi üretme yeteneğinin analizinde kullanılabilecek günlük ve yarı günlük gelgit bileşenlerinin minimum ve maksimum hızlarını elde etmek için günlük ve yarı günlük bileşenlerin frekans ve genlikleri kullanılmıştır. Ayrıca DMA kullanan Antalya istasyonundan elde edilen zaman serisi ayrışımlarını doğrulamak için örnek bir tamlık testi gerçekleştirilmiştir. Sonuç sinyalin uygun biçimde yeniden elde edildiğini göstermektedir. Anahtar Kelimeler: Deneysel Mod Ayrıştırma, Hilbert Huang Dönüşümü, Yapısal Mod Fonksiyonları, Gelgitsel ve gelgitsel dışı etkenler. vi To my Shima vii ACKNOWLEDGEMENT I wish to thank my supervisor Prof. Dr Mahmut Onur Karslıoğlu for his guidance, support and advices during my graduate study. I also thank to examining committee members Assoc. Prof. Dr. Ali Kılıçoğlu, Prof. Dr. Zuhal Akyürek, Assist. Prof. Dr. Uğur Murat Leloğlu, Assoc. Prof. Dr. Utku Kanoğlu for their valuable comments and contributions. I would like to thank my wife Shima for her encouragement, quiet patience and unwavering love. I would like to thank my family especially my mother and father for being such a huge supporter through my study and thank them for everything. I have to say that I couldn't have completed the thesis without my parent. Also, I thank Shima’s parents for their unending encouragement. I would like to convey my deepest thank to my friend Eren Erdoğan who has not left me lonely in my graduate study. Last but not least, I would like to express my deepest thank to my friend Matt Piroglu who has been a source of love and energy. viii TABLE OF CONTENTS ABSTRACT…………..………………………………………………………………. v ÖZ……………………………………………………………………………………. vi ACKNOWLEDGEMENT…………………………………………………….......... viii TABALE OF CONTENTS………………………….................................................. ix LIST OF FIGURES………………………………………………………………….. xi LIST OF TABLE………………………………………………………………….... xiv CHAPTERS 1. INTRODUCTION………………………………………..………………………. 1 1.1 History and Background……………………………………..…………….. 1 1.2 Motivation and purpose of study……………………………………..…..... 2 1.3 Thesis outline………………………………………………………….…... 2 2. TIDES …………………………..……………..………………………………..... 3 2.1 Definition of tide…………………………..…………………………………. 3 2.2 Earth and Sun Geometry………………………………….……..…………… 5 2.3 Mathematical theory of ocean tides ………………………………………..… 5 2.3.1 Tidal acceleration and Tidal potential……………………………………. 6 2.3.1.1 Zonal tidal potential…………………………………………………... 8 2.3.1.2 Tesseral tidal potential………………………………………………... 9 2.3.1.3 Sectorial tidal potential…………………………………..…………… 9 2.4 Doodson expansion…………………………………………………………... 9 2.5 Tidal frequencies……………………………………………………………. 10 2.5.1 Instantaneous frequencies…………………………………..…………… 11 3. HARMONIC ANALYSIS AND TIDAL CONSTITUENT…………..………... 13 3.1 Harmonic analysis ………………………………………………..………… 13 3.2 Harmonic constituent………………………………………………..………. 14 3.3 Doodson number…………………………………………………….……… 14 3.4 Shallow water effects on tidal constituents………………………………..... 15 4. NON-STATIONARY DATA PROCESSING METHODS…………………….. 17 4.1 Methods for processing of non-stationary data and linear system……….…. 17 4.1.1 Spectrogram………..…………………………………………………..... 17 4.1.2 Wavelet analysis ………………………………………………………... 18 4.1.3 Empirical orthogonal function expansion………………………………. 18 4.1.4 Other methods…………………………………………………............... 19 ix 4.2 Methods for processing of non-stationary data and non-linear system …...... 19 4.2.1 Empirical mode decomposition………………………………………..... 19 4.2.2 Intrinsic mode functions ………………………………………………... 19 4.2.3 Definition of sifting process……………………………………….…..... 20 4.2.4 Hilbert spectrum………………………………………………………… 25 5. TIDAL STREAM AND TIDAL POWER……………………………………… 27 5.1 Tidal energy………………………………………………………………..... 27 5.2 Tidal power and tidal velocity …………………………………………….... 28 6. MATLAB BASED HHT/HA TOOLBOX……………………………………… 31 6.1 Programing environment…………………………………………………..... 31 6.2 Toolbox definition…………………………………………………………... 31 7. DATA SET, EVALUATION AND RESULTS…………………….………….. 37 7.1 Data set……………………………………………………………………... 37 7.2 Application of Hilbert Huang Transform to tide gauge data records ……… 39 7.2.1 Analysis of tidal data based on the Hilbert Huang Empirical Mode Decomposition (HHEMD)……………………………………………………… 39 7.2.2 Completeness test………………...…………………………………….. 49 7.2.3 Comparison of the HHT analysis with HA ………...………………….. 51 7.2.4 Analysis of sub-tidal phenomena using HHEMD……………………… 67 7.2.5 Tidal velocity…………………………………………………………… 71 8. CONCLUSION AND FUTURE WORK……………………………………….. 73 8.1 Conclusion……………………………………………………….………….. 73 8.2 Future work…………………………………………………………………. 74 REFERENCES……………………………………………………………………..... 77 x

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İkinci adım, sinyalin faz, genlik ve anlık method with construction of the water dam by operation of hydraulic turbines. The turbines converts Figure 7). Traditional tidal construction design is developed for river or canals and has.
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