Design of Optimal Feedback for Structural Control Ido Halperin Department of Civil Engineering Ariel University, Israel Grigory Agranovich Department of Electrical and Electronic Engineering Ariel University, Israel Yuri Ribakov Department of Civil Engineering Ariel University, Israel p, A SCIENCE PUBLISHERS BOOK First edition published 2021 by CRC Press 6000 Broken Sound Parkway NW, Suite 300, Boca Raton, FL 33487-2742 and by CRC Press 2 Park Square, Milton Park, Abingdon, Oxon, OX14 4RN © 2021 Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, LLC Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity of all materials or the consequences of their use. 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For works that are not available on CCC please contact [email protected] Trademark notice: Product or corporate names may be trademarks or registered trademarks and are used only for identification and explanation without intent to infringe. Library of Congress Cataloging-in-Publication Data Names: Halperin, Ido, 1979- author. | Agranovich, Grigory, 1948- author. | Ribakov, Yuri, author. Title: Design of optimal feedback for structural control / Ido Halperin, Grigory Agranovich, Yuri Ribakov. Description: First edition. | Boca Raton : CRC Press : Taylor & Francis Group, 2021. | Includes bibliographical references and index. Identifiers: LCCN 2020046707 | ISBN 9780367354121 (hardcover) Subjects: LCSH: Structural control (Engineering) | Structural optimization. | Feedback control systems. | Control theory. Classification: LCC TA654.9 .H35 2021 | DDC 624.1/71--dc23 LC record available at https://lccn.loc.gov/2020046707 ISBN: 9780367354121 (hbk) ISBN: 9780367767006 (pbk) ISBN: 9780429346330 (ebk) Typeset in Times New Roman by Radiant Productions In the memory of Prof. Jacob Gluck and Prof. Vadim F. Krotov Preface Structural control is a promising approach aimed at the suppression of unwanted dynamic phenomena in structures. It proposes the use of approaches and tools from control theory for analysis and manipulation of structures’ dynamic behavior, with emphasis on suppression of seismic and wind responses. This book addresses problems in optimal structural control. It gathers some of our recent contributions to methods and techniques for solving optimal control problems that rise in structural control problems. Namely, it deals with solving optimal control design problems that are related to passive and semi-active controlled structures. The formulated problems consider constraints and excitations that are common in structural control. Optimal control theory is used in order to solve these structural control design problems in a rigorous manner, and based on a firm theoretical background. This monograph begins with a discussion on models that are commonly used for civil structures and control actuators. Modern theoretical concepts, such as dissipativity and passivity of dynamic systems, are discussed in the context of the addressed problems. Optimal control theory and suitable successive methods are over-viewed. Novel solutions for optimal passive and semi-active control design problems are derived, based on firm theoretical foundations. These results are verified by numerical simulations of typical civil structures subjected to different types of dynamic excitations. The books is suitable for researchers and graduate students with background in civil engineering, structural control, control theory and basic knowledge in optimal control. We would like to accentuate here two famous researchers whose contributions had significant influence on the results that are presented in this monograph— Prof. Jacob Gluck (1934–2001) and Prof. Vadim F. Krotov (1932–2015). Prof. Gluck was an Israel civil engineering researcher. He was an expert in Preface < v seismic design as well as pioneer in structural computer-aided-design and structural control. In addition to being a famous researcher, he was a wonderful teacher and a pleasant person who devoted his life to advancing the field of civil engineering in Israel out of sincere concern for the lives and safety of people. Prof. Krotov was a honored Russian researcher, whose work focused on theory of nonlinear controlled dynamic systems and variational analysis in physics. His ideas have granted two main contributions to the theory of optimal control: a new theoretical approach to sufficient optimality conditions, and an iterative computational technique for deriving a sequence of monotonically improving control laws. This monograph is inspired by Prof. Gluck’s vision and Prof. Krotov’s bright ideas. Contents Preface iv List of Symbols viii 1. Introduction 1 2. Dynamic Models of Structures 5 2.1 Plant Models 5 2.2 Viscous and Semi-active Dampers 10 2.3 Dissipative Systems 15 3. Optimal Control 25 3.1 Lagrange’s Multipliers 27 3.2 Pontryagin’s Minimum Principle 28 3.3 Karush-Kuhn-Tucker Necessary Conditions 30 3.4 Krotov’s Sufficient Conditions 34 4. Optimal Control: Successive Solution Methods 39 4.1 Steepest Descent 39 4.2 Parametric Optimization: Newton’s Method 41 4.3 Krotov’s Method—Successive Global Improvements 42 of Control 5. Control Using Viscous Dampers 47 5.1 Optimal Control by Viscous Dampers: Free Vibration 48 5.2 Optimal Control by Viscous Dampers: White Noise Excitation 57 Contents < vii 6. Semi-Active Control 69 6.1 Semi-active Control Constraints 70 6.2 Constrained LQR 74 6.3 Constrained Bilinear Biquadratic Regulator 86 6.4 Constrained Bilinear Quadratic Regulator 121 7. Dampers’ Configuration 155 7.1 Efficient Damper’s Configuration 156 Bibliography 171 Index 181 List of Symbols (v)N A vector of order N with n The plant order i i=1 elements v n The number of control inputs i u v A column vector of (v)N n The number of control forces i i=1 w V A matrix n The number of dynamic z (V) Element ij of matrix V DOFs i j diag(v) A diagonal matrix with the g State ground acceleration vector v in its main diagonal input vector, state equation sign The customary sign function excitation input trajectory ¡ → {–1,0,1} Q State cost A State equation dynamic R, r Control input cost i matrix γ Shear strain B State equation control input γ DOFs ground acceleration matrix input vector C Output equation state t Time variable observation matrix f State derivatives vector C Damping matrix function d D Output equation input fc Constraints equation observation matrix h Output equation vector eA The exponential matrix of A function Ψ DOF’s control forces input H Hamiltonian function matrix p Costate/Lagrange multipliers G Shear modulus vector function Φ State transition matrix J Performance index K Stiffness matrix l , l Terminal and integrand cost f M Mass matrix functionals List of Symbols < ix τ Shear stress f The jacobian matrix of x μ KKT multiplier trajectory f with relation to x x State trajectory U The set of admissible control trajectories y Output trajectory H The set of admissible state u control input trajectory trajectories uˆ Feedback form for u q Improving function w Control forces trajectory CBQR Constrained bilinear z DOF displacements quadratic regulator trajectory CBBR Constrained bilinear ż, z¨ The first and second full biquadratic regulator derivative of trajectory z DOF Dynamic degrees of freedom z , ż MRD elongation, elongation d d KKT Karush-Kuhn-Tucker rate and state vector LQ Linear quadratic z¨ Ground acceleration g ¡, ¡n×m The set of real scalars, the LQR Linear quadratic regulator set of real n × m matrices LTI Linear time invariant M– 1 The inverse of a matrix M MR Magnetorheological M T The transpose of a matrix M MRD Magnetorheological damper e , e The gradient (row vector) MRF Moment resisting frame g gg and the hessian matrix of a VD Viscous dampers function e