Dental Arch Width and Length Parameters in Patients with Obstructive Sleep Apnea vs Patients Without: A Pilot Study THESIS Presented in Partial Fulfillment of the Requirements for the Degree Master of Science in the Graduate School of The Ohio State University By James Martin Sacksteder, DDS Graduate Program in Dentistry The Ohio State University 2017 Master's Examination Committee: Dr. Allen Firestone, Advisor Dr. Do-Gyoon Kim Dr. Frank Beck Dr. Ulysses Magalang Copyright by James Martin Sacksteder 2017 Abstract Objective: Limited data suggests a smaller, narrow maxilla can lead to a decreased oropharyngeal volume (OPV). However, past studies have used 2-dimensional (2D) lateral cephalometric radiographs. The specific aim of this study is to assess how maxillary arch parameters relate to oropharyngeal volume calculated from 3D cone beam computed tomography (CBCT) images. An additional aim was to compare these dimensions in a group of African-American patients with obstructive sleep apnea (OSA) with a group of healthy controls. Methods: 16 full head CBCT images in the closed mouth anatomic head position were obtained from adult male African-American patients with a diagnosis of OSA. The OPV was measured by counting corresponding voxels that are digitally isolated from the 3D CBCT images after segmentation. The same volume axial plane images were used to measure intercanine width, intermolar width, arch length and arch perimeter. In addition, 16 control CBCT images were obtained from adult male African-American patients matched for age with no prior diagnosis of OSA. Each of the maxillary arch parameters was tested for correlation to oropharyngeal volume and compared between the two groups. Results: Reliability was tested and for all parameters the intraclass correlation coefficient was greater than 0.95 (0.97-1.00). The OSA group was significantly older than controls ii (31.9±6.9, 41.3±11.3 years respectively). After accounting for multiple comparisons the minimum cross sectional area (MINXA) was the only parameter significantly different between groups (p=0.0014). MINXA was found to be a good-excellent predictor of OSA (Receiver operating characteristic curve area under curve =0.89). A cutpoint of 111mm2 was determined for MINXA between groups. Conclusion: The CBCT based imaging analysis produces reliable measurements for all parameters. The current finding suggest that maxillary arch width and length do not contribute to a smaller oropharyngeal airway. MINXA is a good-excellent predictor of OSA in African American adult males. iii Dedication This document is dedicated to my loving and supportive family and friends. iv Vita June 2005 .......................................................St. Wendelin High School 2009................................................................B.S. Biology, Ohio University 2014................................................................D.D.S. The Ohio State University 2014 to present ..............................................Resident and Graduate Teaching Associate, Department of Orthodontics, The Ohio State University Publications Richards MR, Fields HW, Beck FM, Firestone AR, Walther DB, Rosenstiel S, Sacksteder JM. Contribution of malocclusion and female facial attractiveness to smile esthetics evaluated by eye tracking. American Journal of Orthodontics and Dentofacial Orthopedics. 2015 Apr 30;147(4):472-82. Fields of Study Major Field: Dentistry Specialty: Orthodontics v Table of Contents Abstract ............................................................................................................................... ii Dedication .......................................................................................................................... iv Vita ...................................................................................................................................... v List of Tables .................................................................................................................... vii List of Figures .................................................................................................................. viii Chapters: 1. Introduction………………………………………………………………….1 2. Methods and Materials……………………………………………………….6 3. Manuscript…………………………………………………………………...10 4. Conclusions………………………………………………………………….30 Bibliography……………………………………………………………………………..37 vi List of Tables Table 1 Parameters to be measured ................................................................................. 17 Table 2 Reliability of Each Measurement Parameter a .................................................... 20 Table 3 Descriptive statistics for control and OSA group a ............................................. 21 Table 4 P values ............................................................................................................... 21 vii List of Figures Figure 1 Receiver operating characteristic curve for airway volume ............................. 23 Figure 2 Receiver operating characteristic curve for intermolar width .......................... 24 Figure 3 Receiver operating characteristic curve for minimum cross sectional area ..... 25 Figure 4 Composite receiver operating characteristic curve for AWV, IMW and MXSAREA ......................................................................................................................... 26 viii CHAPTER 1 INTRODUCTION Obstructive sleep apnea (OSA) is a common disorder in which a person stops breathing (apnea), or has a reduced air volume into the lungs (hypopnea) during sleep. The obstruction occurs due to the collapse of the upper airway. This disorder is increasing in prevalence as the population increases in weight, the percentage of older individuals in the population increases, and is being diagnosed more frequently as doctors become more aware of the disease. As of 2002 OSA syndrome (ie, an apnea-hypopnea index (AHI) >5 with excessive daytime sleepiness) was believed to affect 2-4% of the population1. Today we now estimate OSA affects 14% of men and 5% of women2. Sleep apnea is associated with significant health problems, psychological and physiological. Patients with untreated OSA are at an increased risk for stroke, diabetes, heart failure, irregular heartbeat, myocardial infarction, and hypertension3; due not only to lack of oxygenation, but also to increased sympathetic activity1. Psychological deficits associated with untreated OSA include depression, anxiety, daytime sleepiness, and increased risk of motor vehicle accidents. There are many factors that are associated with increased risk of developing obstructive sleep apnea. These include overweight, a large neck size (17 inches in males, 1
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