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Advances in Prevention Science Zili Sloboda Hanno Petras Editors Defi ning Prevention Science Advances in Prevention Science For furthervolumes: http://www.springer.com/series/8822 . Zili Sloboda (cid:129) Hanno Petras Editors Defining Prevention Science Editors ZiliSloboda HannoPetras Ontario,Ohio JBSInternational,Inc. USA Rockville,Maryland USA ISBN978-1-4899-7423-5 ISBN978-1-4899-7424-2(eBook) DOI10.1007/978-1-4899-7424-2 SpringerNewYorkHeidelbergDordrechtLondon LibraryofCongressControlNumber:2014931239 ©SpringerScience+BusinessMediaNewYork2014 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation,broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionor informationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped.Exemptedfromthislegalreservationarebriefexcerpts inconnectionwithreviewsorscholarlyanalysisormaterialsuppliedspecificallyforthepurposeofbeing enteredandexecutedonacomputersystem,forexclusiveusebythepurchaserofthework.Duplication ofthispublicationorpartsthereofispermittedonlyundertheprovisionsoftheCopyrightLawofthe Publisher’s location, in its current version, and permission for use must always be obtained from Springer.PermissionsforusemaybeobtainedthroughRightsLinkattheCopyrightClearanceCenter. ViolationsareliabletoprosecutionundertherespectiveCopyrightLaw. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexempt fromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. While the advice and information in this book are believed to be true and accurate at the date of publication,neithertheauthorsnortheeditorsnorthepublishercanacceptanylegalresponsibilityfor anyerrorsoromissionsthatmaybemade.Thepublishermakesnowarranty,expressorimplied,with respecttothematerialcontainedherein. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) Prevention Science: A Global Issue Therearefewcountriesorpopulationswhicharenotaffectedbytheconsequences ofbehaviouralrisk(Ezzatietal.,2002).Obesity,forexample,wasonceconsidered primarilyaproblemofhigh-incomecountries,butitsconsequencesarenowlinked tomoredeathsworldwidethanalackoffood(WHO,2004).Despiteyoungpeople traditionallybeingperceivedasmorehealthythanoldermembersofthepopulation, a large proportion of premature adult deaths (up to 70 %) are associated with behaviours initiated in adolescence (Resnick, Catalano, Sawyer, Viner, & Patton, 2012), and young people’s involvement in preventable risks such as drug and alcohol use or engagement in unsafe sex are now important contributors to the globalburdenofdisease(Goreetal.,2011).Theconsequencesofthesebehaviours in both adults and young people are also expensive. Although it is difficult to estimate the costs placed on health and social services as a result of preventable disease, good population health is considered a prerequisite of current economic growthstrategies(e.g.Health2020inEurope).Thisglobalpriorityisalsoechoedin theWorldHealthOrganisation’sActionPlanforGlobalStrategyforthePrevention and Control of Noncommunicable Diseases (2008–2013) (WHO, 2008), which outlinesactivitiestopreventandcontrolthefourmainnon-communicablediseases; cardiovasculardisease,diabetes,cancersandchronicrespiratorydiseases.Tohelp achieve this, the Action Plan recommends developing and promoting prevention interventionsthataredesignedtoreducesharedriskfactors(tobaccouse,unhealthy diets,physicalinactivityandharmfuluseofalcohol)(WHO,2008).Underpinning thispriorityistherecognitionthatsuccessisdependentuponinternationalcollab- oration and shared learning; indeed the current economic climate means that sharing knowledge and resources is the only viable forward for many countries. However,evenoperatingwithin aninternationalframework,thechallengeforthe preventionfieldistodevelopanddisseminateevidence-basedpoliciesthatnotonly ensureequalityofaccesstointerventionsbutarealsosensitivetolocalmoderators (Resnicketal.,2012). Great advances have been made in recent years, in diverse fields ranging from molecularbiologytobehaviouralepidemiology,thathaveallowedfortheidentifica- tion of important psychobiological, developmental and environmental mediators of v vi PreventionScience:AGlobalIssue riskbehaviour(Catalanoetal.,2012).Manyofthesearecommonacrosscultures,but equally,manyarenot(e.g.Beyers,Toumbourou,Catalano,Arthur,&Hawkins,2004). Indeed, the influence of socioeconomic status and social inequalities on health and well-being,forexample,candifferevenwithinsmallgeographies(MarmotReview, 2010).Thismeansthatglobalpreventionsuccessdependsnotonlyuponrobusttheory anddemonstrationofprogrammeefficacybutalsoupon considerationoftheimple- mentation, transferability and adaptation of programmes across diverse delivery systems and policy objectives (Brotherhood & Sumnall, 2011). Interventions that have demonstrated effectiveness in their country of development (most commonly theUSA)arenoteasilytranslated,andnotableexamplesexistofbeneficialprogramme effects that are not sustained when transferred internationally (Fraser et al., 2011; Malti, Ribeaud, & Eisner, 2011), especially whenassessed by independentresearch teams (Eisner, 2009). This not only suggests a need for theory-driven adaptation processes(Ferrer-Wreder,Sundell,&Mansoory,2012)butalsohighlightstheimpor- tanceofindependentinternationalreplicationofinterventioneffects. Similarly, moving away from intervention theory towards implementation, we must also consider the diverse range of sociocultural environments into which preventionislikelytobedelivered(Li,Mattes,McMurray,Hertzmanm,&Stanley, 2009).Interventions,particularlythosetargetedtowardsyoungpeoplemaybemost effective whendelivered inaccordancewith (or are atleast sensitive to) prevailing socialtrendsandattitudes(Room,2012).However,becauseoftheirdiversity,these may often be in opposition to both international policies and conventions (e.g. UN Single Convention on Narcotic Drugs), and the priorities of health and social care professionals (e.g. prevention of cannabis use). These differences can be seen reflected in international epidemiological data on preventable behaviours (e.g. Hibbell et al., 2012), public preferences towards regulation of risk (Gallup Organisation, 2011), political, social and cultural norms on acceptability of risky (Nutt, 2009), and cross-national differences in policy regulating access to risky behaviours(e.g.Joosen&Raw,2006).Forexample,thereisasixfolddifferencein per capita consumption of pure alcohol between the lowest and highest consuming countries(WHO,2011),andglobaldifferencesinalcoholpolicymanifestinanarray ofmarketingregulations(e.g.sportssponsorshipbans),interventionistpricingpoli- cies(e.g.minimumalcoholunitpricing),culturalnorms(e.g.legalalcoholpurchase age),andtheacceptabilityofindustrylobbying(suchasindustryself-regulationand “responsibilitydeals”)(Baboretal.,2003).Subsequently,whatmightbeconsidered an acceptable prevention strategy in one country (e.g. “dry” University campuses) mayberejectedbyanother.Similarly,preventionsuccessasdefinedinonecountry (e.g.alcoholabstentionasthegoalofprevention)mightnotbeacceptableinanother (e.g.whereanalcoholharmreductionapproachispreferred). Itisintosuchcomplexmixesofbehaviouralmoderatorsthatwetrytointroduce preventionwork,andsoitisunsurprisingthatourfindingsareoftennottransferable. Aspreventionresearcherswecanhavefaithintherobustnessofourtheories,andcan modifyourinterventionsinrelationtospecificandconsistentpopulationcharacter- istics.However,weoftenassumepopulationswelcomeintervention,butrecipientsof preventionaredynamicsocialactorswhofacemultiplecompetingandincreasingly PreventionScience:AGlobalIssue vii global influences on their behaviour (Labonte, Mohindra, & Schrecker,2011). The introductionoftobaccocontrolpolicy,forexample,hasbeenarelativepublichealth success in the developed world, but it has also shown us that as one market is restricted,othersareexploited(Otan˜ez,Mamudu,&Glantz,2009).Mostprevention researchersareunabletoinfluencesuchmacrodeterminantsofhealthandwell-being, but as challenged by the World Health Organisation, it is through international collaboration that we might begin to address the major global health and social challengesweface.Thisisofcourseeasiertowritethanenact,andsuccessfulaction willneedthecooperationofmanystakeholders,fromthegeneralpublictointerna- tional organisations. By taking a global perspective on prevention, particularly through our activities in international fora, we might more readily achieve this. This first volume in the Advances in Prevention Science Book Series is also to be welcomed as it will help to create a solid foundation for international prevention scienceactivities.Itprovidesauniversalpreventionlexicon,andoutlinesevidence- based theories and methods that will support a unified approach to preventing and managingengagementinunhealthyandriskybehavioursacrossthelifespan. HarrySumnall CentreforPublicHealth LiverpoolJohnMooresUniversity Liverpool,UK EU-SocietyforPreventionResearch Warsaw,Poland References Babor,T.F.,Caetano,R.,Casswell,S.,Edwards,G.,Giesbrecht,N.,Graham,K.,etal.(2003). Alcohol: No ordinary commodity—Research and public policy. Oxford: Oxford University Press. Beyers,J.M.,Toumbourou,J.W.,Catalano,R.F.,Arthur,M.W.,&Hawkins,J.D.(2004).A cross-national comparison of risk and protective factors for adolescent substance use: The UnitedStatesandAustralia.JournalofAdolescentHealth,35,3–16. Brotherhood,A.,&Sumnall,H.R.(2011).Europeandrugpreventionqualitystandards.Lisbon: EMCDDA. Catalano, R. F., Fagan, A. A., Gavin, L. E., Greenberg, M. T., Irwin, C. E., Ross, D. A., etal.(2012).Worldwideapplicationofpreventionscienceinadolescenthealth.Lancet,379, 1653–1664. Eisner,M.(2009).Noeffectsinindependentpreventiontrials:Canwerejectthecynicalview? JournalofExperimentalCriminology,5,163–183. Ezzati, M., Lopez, A. D., Rodgers, A., Vander Hoorn, S., Murray, C. J., & Comparative Risk AssessmentCollaboratingGroup.(2002).Selectedmajorriskfactorsandglobalandregional burdenofdisease.Lancet,360,1347–1360. viii PreventionScience:AGlobalIssue Ferrer-Wreder, L., Sundell, K., & Mansoory, S. (2012). Tinkering with perfection: Theory development in the intervention cultural adaptation field. Child & Youth Care Forum, 41, 149–171. Fraser,M.W.,Guo,S.,Ellis,A.R.,Thompson,A.M.,Wike,T.L.,&Li,J.(2011).Outcome studies of social, behavioral, and educational interventions emerging issues and challenges. ResearchonSocialWorkPractice,21,619–635. GallupOrganisation.(2011).FlashEurobarometer330:Youthattitudesondrugs.Onlinepubli- cation.RetrievedonJune25,2012,fromhttp://ec.europa.eu/public_opinion/flash/fl_330_en. pdf Gore, F.M.,Bloem, P.J. N.,Patton, G.C.,Ferguson, J.,Joseph,V., Coffey,C.,etal. (2011). Globalburdenofdiseaseinyoungpeopleaged10–24years:Asystematicanalysis.Lancet, 377,2093–2102. Hibbell, B., Guttormsson, U., Ahlstro¨m, S., Balakireva, O., Bjarnason, T., Kokkevi, A., et al. (2012). The 2011 ESPAD report - Substance use among students in 36 European countries.Stockholm:CAN. Joosen,L.,&Raw,M.(2006).Thetobaccocontrolscale:Anewscaletomeasurecountryactivity. TobaccoControl,15,247–253. Labonte,R.,Mohindra,K.,&Schrecker,T.(2011).Thegrowingimpactofglobalizationforhealth andpublichealthpractice.AnnualReviewofPublicHealth,32,263–283. Li,J.,Mattes,E.,McMurray,A.,Hertzmanm,C.,&Stanley,F.(2009).Socialdeterminantsof childhealthandwellbeing.HealthSociologyReview,18,3–11. Malti,T.,Ribeaud,D.,&Eisner,M.(2011).Theeffectsoftwouniversalpreventiveinterventions toreducechildren’sexternalizingbehavior:Aclusterrandomizedcontrolledtrial.Journalof ClinicalChildandAdolescentPsychology,40,677–692. Marmot Review. (2010). Fair society, healthy lives: Strategic review of health inequalities in EnglandPost2010.London:MarmotReview. Nutt,D.J.(2009).Equasy–Anoverlookedaddictionwithimplicationsforthecurrentdebateon drugharms.JournalofPsychopharmacology,23,3–5. Otan˜ez,M.G.,Mamudu,H.M.,&Glantz,S.A.(2009).Tobaccocompanies’useofdeveloping countries’economicrelianceontobaccotolobbyagainstglobaltobaccocontrol:Thecaseof Malawi.AmericanJournalofPublicHealth,99,1759–1771. Resnick,M.D.,Catalano,R.F.,Sawyer,S.M.,Viner,R.,&Patton,G.C.(2012).Seizingthe opportunityofadolescenthealth.Lancet,379,1564–1567. Room, R. (2012). Preventing youthful substance use and harm. Between effectiveness and politicalwishfulness.SubstanceUseandMisuse,47,936–943. WorldHealthOrganisation(WHO).(2004).Globalstrategyondiet,physicalactivity,andhealth. Geneva:WorldHealthOrganisation. WorldHealthOrganisation(WHO).(2008).2008–2013Actionplanfortheglobalstrategyforthe preventionandcontrolofnoncommunicablediseases.Geneva:WorldHealthOrganisation. World Health Organisation (WHO). (2011). Global status report on alcohol and health 2011. Geneva:WorldHealthOrganisation. The Promise of Prevention Science PreventionScienceisarelativelynewfield,withsomeofthefirstpapersoutliningthe conceptualframework,methodsandresearchprioritieshavingbeenpublishedinthe early 1990s (e.g., Coie et al., 1993; Kellam & Van Horn, 1997). These early descriptionshighlightedthebreadthofpreventionscience,whichdrawsfrommulti- ple disciplines and encompasses a broad range of research including studies of epidemiology, studies designed to identify risk and protective factors of a problem ordisorderandthedevelopmentofinterventionsforpreventingoramelioratinghigh- risk behaviours, disease, disorder or injury. In addition, prevention science also includesresearchonthetranslationanddisseminationofeffectivepreventiveinter- ventionsintopractice;studiestounderstandthescienceofbringingefficaciousand effectiveinterventionstoscaleinordertohavepublichealthimpact. Significantprogressinpreventionhasbeenmadeoverthelast30years.Epidemi- ological and etiological research has identified numerous biological, psychological, social and environmental risk and protective factors that influence behaviour and positivewell-beingaswellasdisordersandillness.Thisresearchhascontributedto thedevelopmentofprogramsandpoliciesthathavedemonstratedefficacytoprevent behaviouralandhealthproblemsandpromotewell-beingbytargetingtheseempiri- callyidentifiedriskandprotectivefactors,representinggreatpotentialforenhancing public health and well-being. When carefully implemented, such interventions can preventawiderangeofhealthproblems,promotepositivedevelopmentandachieve economic benefits (CDC, 2007; National Prevention Strategy, 2011). Considerable evaluation data indicate that these types of interventions have had significant and far-reachingeffectsinreducingunhealthyeating;physicalinactivity;alcohol,tobacco andotherdrugabuse;teenpregnancy;schoolfailure;delinquentbehaviour;violence; andothermental,emotional,behaviouralandphysicalhealthproblems.Furthermore, these interventions have shown a cost-beneficial economic impact on education, criminaljustice,socialandhealthservices(O’Connell,Boat,&Warner,2009). Based on these data and on recognition of this potential, a number of current federal initiatives have been put in place to support scale-up of evidence-based programs(e.g.,home-visitation,teenpregnancy,socialinnovationfund).Severalof theseeffortsincludeatieredapproachtofunding,withgreaterfundingavailablefor ix

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