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Defects in Microelectronic Materials and Devices (cid:1)2008byTaylor&FrancisGroup,LLC. (cid:1)2008byTaylor&FrancisGroup,LLC. Defects in Microelectronic Materials and Devices Edited by Daniel M. Fleetwood • Sokrates T. Pantelides Ronald D. Schrimpf Boca Raton London New York CRC Press is an imprint of the Taylor & Francis Group, an informa business (cid:1)2008byTaylor&FrancisGroup,LLC. Figure on cover: Z-contrast image of a silicon-silicon dioxide-hafnium dioxide structure showing an isolated Hf atom in the SiO interlayer (image courtesy of K. Van Benthem and S. J. Pennycook). The expanded image is an electron density 2 plot for this structure (courtesy of A. G. Marinopoulos and S. T. Pantelides). CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2009 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Printed in the United States of America on acid-free paper 10 9 8 7 6 5 4 3 2 1 International Standard Book Number-13: 978-1-4200-4376-1 (Hardcover) This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the valid- ity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. Except as permitted under U.S. Copyright Law, no part of this book may be reprinted, reproduced, transmitted, or uti- lized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopy- ing, microfilming, and recording, or in any information storage or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this work, please access www.copyright.com (http:// www.copyright.com/) or contact the Copyright Clearance Center, Inc. (CCC), 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. CCC is a not-for-profit organization that provides licenses and registration for a variety of users. For orga- nizations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Library of Congress Cataloging-in-Publication Data Fleetwood, Daniel. Defects in microelectronic materials and devices / Daniel Fleetwood, Sokrates T. Pantelides, and Ronald D. Schrimpf. p. cm. Includes bibliographical references and index. ISBN 978-1-4200-4376-1 (alk. paper) 1. Microelectronics--Materials--Testing. 2. Metal oxide semiconductor field-effect transistors--Testing. 3. Integrated circuits--Defects. I. Pantelides, Sokrates T. II. Schrimpf, Ronald Donald. III. Title. TK7871.F5485 2008 621.381--dc22 2008018722 Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com (cid:1)2008byTaylor&FrancisGroup,LLC. Contents Prefac e Editors Contr ibutors 1. D efects in U lt ra-Shallow Junctions MarkE.Law,RenataCamillo-Castillo,LanceRobertson,andKevinS.Jones 2. H ydrogen-Relat ed Defect s in S ilicon, Germanium, and Si licon– Germanium Alloys A.R.Peaker,V.P.Markevich,andL.Dobaczewski 3. Defects in S traine d-Si MOSFETs YongkeSunandScottE.Thompson 4. The Ef fect o f D efec ts on Ele ctron Transport in Nanome ter-Sca le Electronic D evices: Im purities and Interf ace R oughness M.V.FischettiandS.Jin 5. Electrical Char acterizat ion of Defects in Gate Di electrics DieterK.Schroder 6. Dominating Defects in the MO S System: P and E 0 Centers b PatrickM.Lenahan 7. Oxide Traps, Border Traps, and Interf ace T raps in SiO 2 DanielM.Fleetwood,SokratesT.Pantelides,andRonaldD.Schrimpf 8. From 3D Imaging of Atoms to Macroscopic D evi ce Pr operties S.J.Pennycook,M.F.Chisholm,K.vanBenthem,A.G.Marinopoulos, andSokratesT.Pantelides 9. D efec t Energy Leve ls in Hf O and R ela ted Hi gh-K Gate Oxides 2 J.Robertson,K.Xiong,andK.Tse 10 . S pe ctro sco pic S tu di es of E lec trically Acti ve Defects i n High- K Gate Dielectrics GeraldLucovsky 11. Def ects in CMOS G ate Dielectr ics EricGarfunkel,JacobGavartin,andGennadiBersuker (cid:1)2008byTaylor&FrancisGroup,LLC. 12. Negati ve B ias T emperatur e Instabilities in Hi gh-k Gate Dielectrics M.Houssa,M.Aoulaiche,S.DeGendt,G.Groeseneken,andM.M.Heyns 13. Defect F ormation and Anni hilation in E lectronic Devices and t he Role of Hydrogen LeonidasTsetseris,DanielM.Fleetwood,RonaldD.Schrimpf,andSokratesT.Pantelides 14 . T owa rd E ngineeri ng M od eling o f Negative Bias Temperatur e Instability TiborGrasser,WolfgangGoes,andBenKaczer 15 . We ar-Out and Time -Depende nt Die lect ric Breakdown in Sil icon Oxides JohnS.Suehle 16 . De fects As sociate d with Diel ectri c Bre akdown in SiO -Based Gate D ielec trics 2 JordiSuñéandErnestY.Wu 17. Defects i n Thin and Ultrathi n S ilicon Dioxides GiorgioCellere,SimoneGerardin,andAlessandroPaccagnella 18. S tructural Def ects in Si O – Si Caused by Ion B omba rdment 2 AntoineD.Touboul,AminataCarvalho,MathiasMarinoni,FredericSaigne, JacquesBonnet,andJeanGasiot 19 . Impac t of R adiation- Induced Defec ts on Bi polar Device Oper ation RonaldD.Schrimpf,DanielM.Fleetwood,RonaldL.Pease,LeonidasTsetseris, andSokratesT.Pantelides 20. S ilicon Di oxide– Sil icon C arbide Interfaces: Current St atus and R e cent A dvances S.Dhar,SokratesT.Pantelides,J.R.Williams,andL.C.Feldman 21 . De fects i n SiC E.Janzén,A.Gali,A.Henry,I.G.Ivanov,B.Magnusson,andN.T.Son 22. Defects i n Gal lium Arsenide J.C.BourgoinandH.J.vonBardeleben Appendix A: Selected High-Im pac t Journal Articl es on Defe cts in Micr oel ectronic Materials and Devices (cid:1)2008byTaylor&FrancisGroup,LLC. Preface Defects in microelectronic materials can profoundly affect the yield, performance, long- term reliability, and radiation response of microelectronic devices and integrated circuits (ICs). This book provides a comprehensive survey of defects in silicon-based metal oxide semiconductor (MOS) field-effect transistor technologies, which dominate the worldwide microelectronics marketplace. This book also discusses the defects in linear bipolar tech- nologies, silicon carbide based devices, and gallium arsenide materials and devices. An appendix is provided with supplemental material on highly cited papers on defects in these and other materials systems (e.g., GaN, ZnO, C) that are being investigated for present and future microelectronics technologies. The chapters described below summarize decades of experience in characterizing defect properties and their impact on microelectronic devices, and also look forward to the challenges that will have to be overcome as new materials (e.g., high-K gate dielectrics and high-mobility substrate materials) are incorporatedintoincreasingly more highly scaled devicesand ICs. Chapters1through4focusonyield-andperformance-limitingdefectsandimpuritiesin the device silicon layer, and=or at the critical Si=SiO interface. In Chapter 1, Law et al. 2 discuss yield-limiting defects that are important to control in highly scaled technologies withultra-shallowjunctions.Theimpactofdefectsondiffusionandactivationprocessesis emphasized.DefectsinSi,Ge,andSiGealloysassociatedwithhydrogenarediscussedby Peaker et al. in Chapter 2. The incorporation of hydrogen and its complexes in these materials are reviewed in detail, with examples provided from a broad range of experi- mental and theoretical work. In Chapter 3, Sun and Thompson describe dislocations in transistors that have been designed with highly strained layers to enhance carrier mobi- lities. In Chapter 4, Fischetti and Jin discuss the effects of ionized dopant atoms and interface roughness on electron transport in very highly scaled devices and ICs. An extensive review of mobility-limiting scatteringprocesses is presented. Chapters 5 through 8 describe electrical, analytical, spectroscopic, and state-of-the-art microscopic methods to characterize defects in MOS gate oxides. In Chapter 5, Schroder providesa comprehensive review of electricaland analytical techniques to estimate dens- ities and energy distributions of defects in MOS gate dielectrics and=or at the Si=SiO 2 interface. A wide variety of examples are provided. These enable a comparison of the relative advantages and limitations of different characterization methods. In Chapter 6, Lenahan provides an extensive review of electron spin resonance studies that have pro- videdsignificantinsightintothemicrostructureofthedominantSiO holetrap.Thisisthe 2 0 E defect,atrivalentSicenterinSiO associatedwithanOvacancy.Thedominantdefectat 2 the Si=SiO interface is also characterized extensively; this is the P defect, a Si dangling 2 b bond that frequently is passivated by hydrogen during device processing, but when depassivated after electrical stress or ionizing radiation exposure can function as an interface trap. In Chapter 7, the properties of oxide and interface traps are reviewed by Fleetwood et al., with particular emphasis on separating the effects of ‘‘true’’ oxide and interfacetrapsfromtheeffectsofnear-interfacialoxidetrapsthatexchangechargewiththe Si on the timescale of typical device measurements (border traps). Thermally stimulated current and low frequency noise techniques are described to estimate oxide and border trapdensitiesandenergydistributions.InChapter8,Pennycooketal.presenttheresultsof (cid:1)2008byTaylor&FrancisGroup,LLC. aberration-corrected scanning transmission electron microscopy on MOS structures; these techniques provideinformation on defects and impurities withsub-angstromresolution. Chapters9through11focusondefectsinhigh-dielectricconstant(high-K)materialsthat are under intense development to replace SiO (more precisely, nitrided SiO ) as the 2 2 preferred gate dielectric material for Si-based ICs at or beyond the 45 nm technology node.InChapter9,Robertsonetal.describetheoreticalcalculationsofdefectenergylevels in high-K dielectrics, where it is found that the O vacancy is the main electrically active defectinHfO -basedhigh-Kgatedielectrics.InChapter10,Lucovskysurveysanextensive 2 amount of spectroscopic data on transition metal oxides. These materials are compared and contrasted with SiO , and a critical review of the suitability of these materials is 2 provided for incorporation into device manufacturing. In Chapter 11, Garfunkel et al. review experimental results and computational calculations of defects in HfO -based 2 gate stacks. The effects of thesedefects on deviceelectricalproperties are emphasized. In Chapter 12, Houssa et al. survey negative bias temperature instabilities (NBTIs) for high-K materials, and they separate the effects of interface and bulk traps on device electrical response. In Chapter 13, Tsetseris et al. discuss the role of hydrogen in NBTI in SiO ,andsummarizefirst-principlescalculationsofdefectformation,defectdynamics,and 2 defect annihilation in theSi=SiO system. Acomprehensiveengineering model ofNBTIis 2 developedbyGrasseretal.inChapter14.Theeffectsofpoststressrelaxationareshownto be important to a complete understanding of the underlying mechanisms, as well as in developing techniques to predict device lifetimes from accelerated measurements. Chapters15through18discussdefectsinultrathinoxides(SiO andsiliconoxynitride). 2 In Chapter 15, Suehle describes the role of defects and hydrogen in SiO on the time- 2 dependent dielectric breakdown of MOS devices and ICs. The present understanding of defect generation processes is discussed, as are statistical models for the resulting device failure distributions. Defects associated with dielectric breakdown and conduction in oxides degraded by long-term, high-field stress are discussed in detail by Suñé and Wu in Chapter 16. The percolation model of breakdown is described, and the relative roles of holesandhydrogeninthebreakdownprocessareevaluatedexperimentallyandanalytic- ally. The effects of radiation and stress-induced defects in thin oxides are described by Cellere et al. in Chapter 17 and Touboul et al. in Chapter 18. Cellere et al. emphasize processes that lead to radiation and stress-induced leakage currents, which are especially importantfornonvolatilememorycellsthatcanbedischargedviaextremelylowcurrents, andToubouletal.discussthephysicaldamagecausedbyahighenergyionwhenitpasses through a dielectric layer. The latter is of particular concern for the reliability of space systems. The effects of radiation-induced defects on linear bipolar devices are discussed by Schrimpf et al. in Chapter 19. Even though similar defects are formed in the base oxides of linear bipolar transistors as in MOS structures (primarily oxide and interface-trap charge), the effects of these charges on device operation can be quite different for linear bipolar transistors than for MOS devices. One example of this is enhanced low-dose-rate sensitivity, which is the excess buildup of (primarily) interface traps during low-electric- fieldirradiationsoftypicalbaseoxidesthatcanbeaffectedbytrapdensitiesandhydrogen concentrations of the structures. In Chapter 20, Dhar et al. present an overview of defects in oxides on SiC wafers. The highergrowth temperaturesand thediffering interfacial layersforSiC,relativetoSi,lead tosignificantdifferencesindefectproperties.Mostnotably,dangling bonddefects cannot bepassivatedaseasilyattheSiC=SiO interfacewithhydrogentreatmentasfortheSi=SiO 2 2 interface.AcomprehensivesurveyofdefectsinSiCisprovidedbyJanzénetal.inChapter 21.Anextensivearrayofexperimentaldataandtheoreticalcalculationsaretabulatedand discussed in detail. Defects in GaAs are reviewed by Bourgoin and von Bardeleben in (cid:1)2008byTaylor&FrancisGroup,LLC. Chapter 22. Particular emphasis is placed on As antisite defects associated with the EL2. Finally,theappendixlistsalargenumberofhighlycitedjournalarticlesrelatedtodefects in the Si=SiO system, high-K dielectrics, GaAs, GaN, and ZnO. Brief synopses are pro- 2 vided of more than 450 highly cited articles; the interested reader can use these reference listsasastartingpointtoobtainmoreinformationonthenatureandeffectsofdefectsand impurities in these or othersemiconductor-based materialsystems. Thisbookwasencouragedbytheprogrammanagersoftwomultidisciplinaryuniversity research initiatives (MURIs) sponsored by the Air Force Office of Scientific Research, Gerald Witt and Kitt Reinhardt, on the effects of ionizing radiation on microelectronic materials and devices. We appreciate their support during these programs, as well as the efforts of all of our MURI collaborators—you will see many of their contributions in this book,aswellascontributionsfrommanyotherexpertsinthefieldwhograciouslyagreed to provide chapters in their fields of specialty. We also wish to thank all our valued professional colleagues, research collaborators, and sponsors who have contributed so much to these efforts, as well as Jill Jurgensen, Allison Shatkin, and Shelley Kronzek at Taylor&Francisfortheirinterestinandassistancewiththisbook.Wefinallywishtothank Arun Kumar, Jennifer Smith, and the entire production team for their strong and timely support. Daniel M. Fleetwood Sokrates T. Pantelides Ronald D.Schrimpf Nashville,Tennessee (cid:1)2008byTaylor&FrancisGroup,LLC.

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