(cid:16)(cid:16)(cid:18)(cid:0) (cid:44)(cid:55)(cid:53)(cid:58)(cid:64)(cid:59)(cid:53)(cid:51)(cid:62)(cid:0)(cid:42)(cid:55)(cid:66)(cid:65)(cid:68)(cid:70)(cid:69)(cid:0)(cid:43)(cid:55)(cid:68)(cid:59)(cid:29)(cid:69)(cid:0)(cid:38)(cid:65)(cid:10)(cid:0) (cid:36)(cid:69)(cid:67)(cid:79)(cid:77)(cid:77)(cid:73)(cid:83)(cid:83)(cid:73)(cid:79)(cid:78)(cid:73)(cid:78)(cid:71)(cid:0)(cid:79)(cid:70) (cid:50)(cid:69)(cid:83)(cid:69)(cid:65)(cid:82)(cid:67)(cid:72)(cid:0)(cid:50)(cid:69)(cid:65)(cid:67)(cid:84)(cid:79)(cid:82)(cid:83)(cid:26) (cid:37)(cid:86)(cid:79)(cid:76)(cid:85)(cid:84)(cid:73)(cid:79)(cid:78)(cid:12)(cid:0)(cid:51)(cid:84)(cid:65)(cid:84)(cid:69)(cid:0)(cid:79)(cid:70)(cid:0)(cid:84)(cid:72)(cid:69)(cid:0)(cid:33)(cid:82)(cid:84)(cid:12) (cid:47)(cid:80)(cid:69)(cid:78)(cid:0)(cid:41)(cid:83)(cid:83)(cid:85)(cid:69)(cid:83) DECOMMISSIONING OF RESEARCH REACTORS: EVOLUTION, STATE OF THE ART, OPEN ISSUES The following States are Members of the International Atomic Energy Agency: AFGHANISTAN GHANA PAKISTAN ALBANIA GREECE PANAMA ALGERIA GUATEMALA PARAGUAY ANGOLA HAITI PERU ARGENTINA HOLY SEE PHILIPPINES ARMENIA HONDURAS POLAND AUSTRALIA HUNGARY PORTUGAL AUSTRIA ICELAND QATAR AZERBAIJAN INDIA REPUBLIC OF MOLDOVA BANGLADESH INDONESIA ROMANIA BELARUS IRAN, ISLAMIC REPUBLIC OF RUSSIAN FEDERATION BELGIUM IRAQ SAUDI ARABIA BELIZE IRELAND SENEGAL BENIN ISRAEL SERBIA AND MONTENEGRO BOLIVIA ITALY SEYCHELLES BOSNIA AND HERZEGOVINA JAMAICA SIERRA LEONE BOTSWANA JAPAN SINGAPORE BRAZIL JORDAN SLOVAKIA BULGARIA KAZAKHSTAN SLOVENIA BURKINA FASO KENYA SOUTH AFRICA CAMEROON KOREA, REPUBLIC OF SPAIN CANADA KUWAIT SRI LANKA CENTRAL AFRICAN KYRGYZSTAN SUDAN REPUBLIC LATVIA SWEDEN CHAD LEBANON SWITZERLAND CHILE LIBERIA SYRIAN ARAB REPUBLIC CHINA LIBYAN ARAB JAMAHIRIYA TAJIKISTAN COLOMBIA LIECHTENSTEIN THAILAND COSTA RICA LITHUANIA THE FORMER YUGOSLAV CÔTE D’IVOIRE LUXEMBOURG REPUBLIC OF MACEDONIA CROATIA MADAGASCAR TUNISIA CUBA MALAYSIA TURKEY CYPRUS MALI UGANDA CZECH REPUBLIC MALTA DEMOCRATIC REPUBLIC MARSHALL ISLANDS UKRAINE OF THE CONGO MAURITANIA UNITED ARAB EMIRATES DENMARK MAURITIUS UNITED KINGDOM OF DOMINICAN REPUBLIC MEXICO GREAT BRITAIN AND ECUADOR MONACO NORTHERN IRELAND EGYPT MONGOLIA UNITED REPUBLIC EL SALVADOR MOROCCO OF TANZANIA ERITREA MYANMAR UNITED STATES OF AMERICA ESTONIA NAMIBIA URUGUAY ETHIOPIA NETHERLANDS UZBEKISTAN FINLAND NEW ZEALAND VENEZUELA FRANCE NICARAGUA VIETNAM GABON NIGER YEMEN GEORGIA NIGERIA ZAMBIA GERMANY NORWAY ZIMBABWE The Agency’s Statute was approved on 23 October 1956 by the Conference on the Statute of the IAEA held at United Nations Headquarters, New York; it entered into force on 29 July 1957. The Headquarters of the Agency are situated in Vienna. Its principal objective is “to accelerate and enlarge the contribution of atomic energy to peace, health and prosperity throughout the world’’. TECHNICAL REPORTS SERIES No. 446 DECOMMISSIONING OF RESEARCH REACTORS: EVOLUTION, STATE OF THE ART, OPEN ISSUES INTERNATIONAL ATOMIC ENERGY AGENCY VIENNA, 2006 COPYRIGHT NOTICE All IAEA scientific and technical publications are protected by the terms of the Universal Copyright Convention as adopted in 1952 (Berne) and as revised in 1972 (Paris). The copyright has since been extended by the World Intellectual Property Organization (Geneva) to include electronic and virtual intellectual property. Permission to use whole or parts of texts contained in IAEA publications in printed or electronic form must be obtained and is usually subject to royalty agreements. Proposals for non-commercial reproductions and translations are welcomed and will be considered on a case by case basis. Enquiries should be addressed by email to the Publishing Section, IAEA, at [email protected] or by post to: Sales and Promotion Unit, Publishing Section International Atomic Energy Agency Wagramer Strasse 5 P.O. Box 100 A-1400 Vienna Austria fax: +43 1 2600 29302 tel.: +43 1 2600 22417 http://www.iaea.org/books © IAEA, 2006 Printed by the IAEA in Austria May 2006 STI/DOC/010/446 IAEA Library Cataloguing in Publication Data Decommissioning of research reactors : evolution, state of the art, open issues. – Vienna : International Atomic Energy Agency, 2006. p. ; 24 cm. — (Technical reports series, ISSN 0074–1914 ; 446) STI/DOC/010/446 ISBN 92–0–112605–0 Includes bibliographical references. 1. Nuclear reactors — Decomissioning. I. International Atomic Energy Agency. II. Series: Technical reports Series (International Atomic Energy Agency) ; 446. IAEAL 6–00436 FOREWORD Many research reactors throughout the world date from the original nuclear research programmes in Member States. Consequently, dozens of old research reactors are candidates for near term decommissioning in parallel with progressive ageing and technical and economic obsolescence. Many of them are located in countries/institutions that, although familiar with the operation and management of their reactors, do not necessarily have adequate expertise and technologies for planning and implementing state of the art decommissioning projects. It is felt that IAEA reports may contribute to the awareness of technologies and know-how already tested successfully elsewhere. This report addresses a subject area that was dealt with earlier by two IAEA publications, namely, Planning and Management for the Decommissioning of Research Reactors and Other Small Nuclear Facilities (Technical Reports Series No. 351) and Decommissioning Techniques for Research Reactors (Technical Reports Series No. 373). This publication updates those reports in view of the technological progress, experience gained and the progressive ageing of research reactors, many of which have already reached the permanent shutdown stage and should be decommissioned soon. It is intended to contribute to the systematic coverage of the entire range of activities that have been addressed by the IAEA’s decommissioning work in past years. The perspective of the report is historical, in that relevant issues are identified as solved, pending, or emerging. Much of the information provided in this report will also be of use for the decommissioning of nuclear power plants and other nuclear facilities. A Technical Committee Meeting on this subject was held in Vienna from 17 to 21 May 2004, at which the participants reviewed a draft report written by consultants from Canada, Germany, Israel, the Russian Federation and the United Kingdom. The IAEA officer responsible for this publication was M. Laraia of the Division of Nuclear Fuel Cycle and Waste Technology. Although great care has been taken to maintain the accuracy of information contained in this publication, neither the IAEA nor its Member States assume any responsibility for consequences which may arise from its use. The use of particular designations of countries or territories does not imply any judgement by the publisher, the IAEA, as to the legal status of such countries or territories, of their authorities and institutions or of the delimitation of their boundaries. The mention of names of specific companies or products (whether or not indicated as registered) does not imply any intention to infringe proprietary rights, nor should it be construed as an endorsement or recommendation on the part of the IAEA. CONTENTS 1. INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 2. SCOPE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 3. OBJECTIVE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 4. STRUCTURE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 5. HISTORY AND CURRENT STATUS . . . . . . . . . . . . . . . . . . . . . . . 5 5.1. The global picture today . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 5.2. Reasons for decommissioning . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 5.3. Factors affecting national policy and strategy . . . . . . . . . . . . . . 12 5.3.1. Regulatory framework . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 5.3.2. Resource aspects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 5.3.3. Reutilization of facilities . . . . . . . . . . . . . . . . . . . . . . . . . 14 5.3.4. Waste management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 5.3.5. Stakeholder acceptance . . . . . . . . . . . . . . . . . . . . . . . . . . 16 5.3.6. Safeguards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 5.3.7. Expertise . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 5.4. Management and planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 5.4.1. Selection of the decommissioning strategy . . . . . . . . . . 21 5.4.2. Release/clearance criteria . . . . . . . . . . . . . . . . . . . . . . . . 24 5.4.3. Final survey . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 5.4.4. Fuel management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 5.4.5. Planning for decommissioning . . . . . . . . . . . . . . . . . . . . . 28 5.4.6. Regulatory interfaces/licensing . . . . . . . . . . . . . . . . . . . . 32 5.4.7. Management of plant status and change . . . . . . . . . . . . 33 5.4.8. Implementation aspects . . . . . . . . . . . . . . . . . . . . . . . . . . 34 5.5. Decommissioning and waste management techniques . . . . . . . 39 5.5.1. Important strategic/preparatory considerations . . . . . . 40 5.5.2. Decommissioning techniques . . . . . . . . . . . . . . . . . . . . . 48 5.5.3. Decommissioning waste management . . . . . . . . . . . . . . 63 5.6. Information exchange . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 5.6.1. Information dissemination . . . . . . . . . . . . . . . . . . . . . . . . 67 5.6.2. National and international working groups . . . . . . . . . . 68 5.6.3. Provision of practical assistance and training of decommissioning personnel . . . . . . . . . . . . . . . . . . . . . . . 69 5.6.4. Organization of conferences and seminars . . . . . . . . . . 70 5.6.5. Databases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70 5.7. Costs and funding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 5.7.1. Decommissioning cost estimates . . . . . . . . . . . . . . . . . . . 71 5.7.2. Provision of decommissioning funds . . . . . . . . . . . . . . . 72 6. PENDING ISSUES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73 6.1. Reasons for decommissioning . . . . . . . . . . . . . . . . . . . . . . . . . . . 75 6.2. Factors affecting national policy and strategy . . . . . . . . . . . . . . 75 6.2.1. Regulatory framework . . . . . . . . . . . . . . . . . . . . . . . . . . . 75 6.2.2. Resource aspects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78 6.2.3. Facility reutilization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79 6.2.4. Waste management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80 6.2.5. Stakeholder acceptance . . . . . . . . . . . . . . . . . . . . . . . . . . 80 6.2.6. Safeguards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82 6.2.7. Expertise . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82 6.3. Management and planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84 6.3.1. Selection of the decommissioning strategy . . . . . . . . . . 84 6.3.2. Release/clearance criteria . . . . . . . . . . . . . . . . . . . . . . . . 85 6.3.3. Final survey . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 6.3.4. Fuel management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87 6.3.5. Decommissioning planning . . . . . . . . . . . . . . . . . . . . . . . 88 6.3.6. Regulatory interfaces/licensing . . . . . . . . . . . . . . . . . . . . 89 6.3.7. Management of plant status and change . . . . . . . . . . . . 90 6.3.8. Implementation aspects . . . . . . . . . . . . . . . . . . . . . . . . . . 91 6.4. Decommissioning and waste management techniques . . . . . . . 93 6.4.1. Important strategic/preparatory considerations . . . . . . 93 6.4.2. Decommissioning techniques . . . . . . . . . . . . . . . . . . . . . 94 6.4.3. Decommissioning waste management . . . . . . . . . . . . . . 99 6.5. Information exchange . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102 6.5.1. Information dissemination . . . . . . . . . . . . . . . . . . . . . . . . 102 6.5.2. National and international working groups . . . . . . . . . . 103 6.5.3. Provision of practical assistance and training of decommissioning personnel . . . . . . . . . . . . . . . . . . . . 103 6.5.4. Organization of conferences and seminars . . . . . . . . . . 104 6.5.5. Databases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104 6.6. Costs and funding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104 6.6.1. Decommissioning cost estimates . . . . . . . . . . . . . . . . . . . 105 6.6.2. Provision of decommissioning funds . . . . . . . . . . . . . . . 105 7. CONCLUSIONS AND RECOMMENDATIONS . . . . . . . . . . . . . . 106 7.1. General management issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106 7.2. Planning issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107 7.3. Waste and fuel issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107 7.4. Technology issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107 7.5. Information exchange . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108 7.6. Costs and funding issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108 REFERENCES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109 ANNEX I: DATABANK FOR DECOMMISSIONING OF RESEARCH REACTORS . . . . . . . . . . . . . . . . . . . . . . . . 127 ANNEX II: LESSONS LEARNED . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 128 GLOSSARY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 151 CONTRIBUTORS TO DRAFTING AND REVIEW . . . . . . . . . . . . . . . 155