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Lecture Notes in Control and Information Sciences 476 Harald Waschl · Ilya Kolmanovsky  Editors Frank Willems Control Strategies for Advanced Driver Assistance Systems and Autonomous Driving Functions Development, Testing and Verification Lecture Notes in Control and Information Sciences Volume 476 Series editors Frank Allgöwer, Stuttgart, Germany Manfred Morari, Zürich, Switzerland Series Advisory Board P. Fleming, University of Sheffield, UK P. Kokotovic, University of California, Santa Barbara, CA, USA A. B. Kurzhanski, Moscow State University, Russia H. Kwakernaak, University of Twente, Enschede, The Netherlands A. Rantzer, Lund Institute of Technology, Sweden J. N. Tsitsiklis, MIT, Cambridge, MA, USA Thisseriesaimstoreportnewdevelopmentsinthefieldsofcontrolandinformation sciences—quickly, informally and at a high level. The type of material considered for publication includes: 1. Preliminary drafts of monographs and advanced textbooks 2. Lectures on a new field, or presenting a new angle on a classical field 3. Research reports 4. Reports of meetings, provided they are (a) of exceptional interest and (b) devoted to a specific topic. The timeliness of subject material is very important. More information about this series at http://www.springer.com/series/642 Harald Waschl Ilya Kolmanovsky (cid:129) Frank Willems Editors Control Strategies for Advanced Driver Assistance Systems and Autonomous Driving Functions fi Development, Testing and Veri cation 123 Editors Harald Waschl FrankWillems Institute for Design andControl Department ofMechanical Engineering ofMechatronical Systems Eindhoven University of Technology JohannesKepler University Linz Eindhoven,The Netherlands Linz, Austria Ilya Kolmanovsky Department ofAerospace Engineering University of Michigan AnnArbor, MI,USA ISSN 0170-8643 ISSN 1610-7411 (electronic) Lecture Notesin Control andInformation Sciences ISBN978-3-319-91568-5 ISBN978-3-319-91569-2 (eBook) https://doi.org/10.1007/978-3-319-91569-2 LibraryofCongressControlNumber:2018941237 ©SpringerInternationalPublishingAG,partofSpringerNature2019 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinor for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. Printedonacid-freepaper ThisSpringerimprintispublishedbytheregisteredcompanySpringerInternationalPublishingAG partofSpringerNature Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Preface Autonomousdrivingisexpectedtoplayanessentialroleinfuturetransportsystems to dramatically improve on-road safety and traffic throughput. Also, benefits are anticipatedinthefieldofreductionoffuelconsumption,ofpollutantemission,and of greenhouse gas emissions. Therefore, this is seen as a crucial technology for smart, green, and integrated mobility. In this context, advanced driver assistance systems (ADASs) and automated driving functions (ADFs) can be seen as an intermediatesteptowardfullyautonomousdrivingvehiclesonpublicroads.Forthe developmentandverificationofADASandADFcontrolsystems,theintendeduse caseiscrucialthatinvolvesreal-worlddrivingsituationswithmultipleparticipants. The control algorithms need to operate in non-deterministic and time-varying environment, which, due to sensor limitations, are not fully known and involve interactingwithothertrafficparticipants,possiblyahumandriverandinfutureeven traffic management systems. As of now, demonstrators and selected functions are alreadyavailableinproductioncars;however,stillnoagreementonhowtodesign, test, and verify controlstrategiesfor these driving functions isavailable. The large number of combinations of possible situations render standard testing approaches, likefleettesting,virtuallyimpossibleandrequiresnewmethodsandconceptstobe developed.Thenewapproachesthatweneedwillforsurebeinterdisciplinary.This book aims to contribute to defining such approaches by collecting articles from expertswithdifferentbackgroundsandintereststoproduceanoverallpictureofthe tools we have and will need to have to cope with this problem. It covers various aspects, ranging from human interaction and theoretical approaches to real-world examples for development and testing of control algorithms for ADAS and ADF. Thestartingpointforthisbookwasaninternationalworkshoponthetopicheld in September 2016 at the Johannes Kepler University Linz, Austria. The contents are peer-reviewed versions of selected workshop contributions. The chapters are from international experts and cover theoretical and formal methods, human interactionandbehaviormodeling,methodsandframeworksfortestingandcontrol function development, the impact of ADF on the powertrain development and aspectsoftrafficcontrol.Thewiderangereflectsthehighlyinterdisciplinarynature of thetopic and allows afirst notion onthe expected challenges. Forsure, it isnot v vi Preface possible to provide all answers within one book; nonetheless, particular solutions presented to subtasks and subproblems can provide important building blocks for development, testing, and verification of control strategies for advanced driver assistance systems or automated driving functions. Neither the workshop nor this collection of contributions would have been possible without the support of several people (in particular, Nadja Aichinger and Verena Schimpf). Further, thanks are due to the reviewers of the single chapters who have done important and essential work to ensure the quality of this volume. Linz, Austria Harald Waschl Ann Arbor, USA Ilya Kolmanovsky Eindhoven, The Netherlands Frank Willems Organizing Committee Steering Organizations Johannes Kepler University Linz, Austria Linz Center of Mechatronics GmbH, Austria Hosting Organization Johannes Kepler University Linz, Austria Program Committee Luigi del Re Johannes Kepler University Linz, Austria Ilya Kolmanovsky University of Michigan, USA Harald Waschl Johannes Kepler University Linz, Austria Frank Willems TNO Automotive, The Netherlands and Eindhoven University of Technology, The Netherlands Organizing Committee Nadja Aichinger Johannes Kepler University Linz, Austria Verena Schimpf Johannes Kepler University Linz, Austria Thomas Schwarzgruber Johannes Kepler University Linz, Austria Referees T. Albin E. Atkins A. Girard A. Katriniok N. Li B. Németh J. Ploeg D. Reischl R. Schmied X. Seykens M. Stolz E. Tseng C. E. Tuncali E. van Nunen S. Wilkins Y. Yildiz D. Zhao R. Zidek vii Contents 1 Cooperation and the Role of Autonomy in Automated Driving . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Gina Wessel, Eugen Altendorf, Constanze Schreck, Yigiterkut Canpolat and Frank Flemisch 1.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 1.2 Basics of Automated Driving. . . . . . . . . . . . . . . . . . . . . . . . . . 3 1.3 Air Traffic Accidents and the First Fatal Automated Driving Crash. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 1.4 Cooperation and the Role of Autonomy in Different Fields. . . . 7 1.4.1 The Holon—A System-Theoretical Approach. . . . . . . . 7 1.4.2 Machines as Agents . . . . . . . . . . . . . . . . . . . . . . . . . . 8 1.4.3 Responsibility:CreditandBlameinHuman–Machine Interaction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 1.4.4 Conditions for (Human) Cooperation. . . . . . . . . . . . . . 11 1.4.5 Autonomy: From Human Teams to Human–Machine Teams . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 1.4.6 Cooperation and Autonomy in Vehicle Guidance and Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 1.4.7 Summary of Different Approaches. . . . . . . . . . . . . . . . 15 1.5 Working Definition of Cooperation and the Role of Autonomy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 1.6 Design Recommendations and Avenues for Future Research . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.7 ImplementationoftheDesignRecommendationsandWorking Definitions in the H-Mode. . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 1.8 Conclusion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 ix x Contents 2 Robust Real-World Emissions by Integrated ADF and Powertrain Control Development . . . . . . . . . . . . . . . . . . . . . . . . . . 29 Frank Willems, Peter van Gompel, Xander Seykens and Steven Wilkins 2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 2.2 Drivers and Challenges in HD Powertrain Development . . . . . . 31 2.2.1 Real-World Pollutant Emissions . . . . . . . . . . . . . . . . . 31 2.2.2 Fuel Consumption and CO Emissions . . . . . . . . . . . . 32 2 2.2.3 Powertrain Complexity . . . . . . . . . . . . . . . . . . . . . . . . 32 2.3 ADF Potential for Robust Powertrain Performance . . . . . . . . . . 33 2.3.1 Integration of ADF in Powertrain Control Strategy. . . . 35 2.3.2 Optimal Control Problem . . . . . . . . . . . . . . . . . . . . . . 36 2.4 Powertrain Control Development and Testing. . . . . . . . . . . . . . 38 2.4.1 Virtual Development and Verification . . . . . . . . . . . . . 38 2.4.2 Laboratory Testing . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 2.4.3 On-Road Vehicle Testing . . . . . . . . . . . . . . . . . . . . . . 41 2.4.4 Potential Synergy in ADF and Powertrain Development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 2.5 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 3 Gaining Knowledge on Automated Driving’s Safety—The Risk-Free VAAFO Tool . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 Philipp Junietz, Walther Wachenfeld, Valerij Schönemann, Kai Domhardt, Wadim Tribelhorn and Hermann Winner 3.1 Motivation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 3.2 Virtual Assessment of Automation in Field Operation. . . . . . . . 48 3.2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 3.2.2 System Architecture . . . . . . . . . . . . . . . . . . . . . . . . . . 50 3.2.3 Use Cases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 3.2.4 Correction of Environment Perception. . . . . . . . . . . . . 53 3.2.5 Simulation Environment . . . . . . . . . . . . . . . . . . . . . . . 56 3.3 Scenario Identification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 3.4 Application Ideas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60 3.4.1 VAAFO Use with State-of-the-Art Vehicles. . . . . . . . . 60 3.4.2 Approval by “Seed Automation”. . . . . . . . . . . . . . . . . 61 3.4.3 Vehicle Equipment for Future Applications . . . . . . . . . 62 3.4.4 VAAFO on a Dedicated Fleet—A New Business Model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63 3.5 Conclusion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64

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This book describes different methods that are relevant to the development and testing of control algorithms for advanced driver assistance systems (ADAS) and automated driving functions (ADF). These control algorithms need to respond safely, reliably and optimally in varying operating conditions. A
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