KU ScholarWorks | http://kuscholarworks.ku.edu Please share your stories about how Open Access to this book benefits you. Conquerors and Confucians: Aspects of Political Change in Late Yuan China (Studies in Oriental Culture) by John W. Dardess 1973 This is the published version of the book, made available with the permission of the publisher. The original published version can be found at the link below. Dardess, John W. Conquerors and Confucians: Aspects of Political Change in Late Yuan China (Studies in Oriental Culture) (Columbia University Press, 1973) Published version: http://www.amazon.com/Conquerors-Confucians- Aspects-Political-Oriental/dp/0231036892 Terms of Use: http://www2.ku.edu/~scholar/docs/license.shtml KU ScholarWorks is a service provided by the KU Libraries’ Office of Scholarly Communication & Copyright. Conquerors and Confucians Studies in Oriental Culture Number Nine THE YÜAN (MONGOL) DYNASTY, 1280-1368 A.D. ® Capitals of lu with more than 100,000 inhabitants © Capitols of chou, 1st class CapnoH of p*o»>rx*t «'» WHfc"* • Capitals of lu with less than 100,000 inhabitants ® Capitals of chou, 2nd class v.ir » wpuapan 9 Capitals of fu, 1st class © Capitals of an-fu-ssu e Capitals of fu, 2nd class o Capitals of chiin Conquerors and Confucians Aspects of Political Change in Late Yuan China John W. Dardess Columbia University Press „ New York and London 1973 W R0DD15 255S2 Frontispiece: Reproduced from Albert Hermann s An Histori- cal Atlas of China, by permission of Aldine Atherton and Edinburgh University Press. n 52. Library of Congress Cataloging in Publication Data Dardess, John W 1937- Conquerors and Confucians. Includes bibliographical references. 1. China—History—Yuan dynasty, 1260-1368. I. Title. DS752. D37 951'. 025 72-13308 ISBN 0-231-03689-2 Copyright © 1973 Columbia University Press Library of Congress Catalog Card Number: 72-13308 ISBN: 0-231-03689-2 Manufactured in the United States of America To Margaret Studies in Oriental Culture Edited at Columbia University Board of Editors Ivan Morris; Professor of Japanese Wm. Theodore de Bary, Horace Walpole Carpen tier Profes- sor of Oriental Studies Ainslie T. Embree, Professor of History Charles P. Issawi, Ragner Nurkse Professor of Economics Acknowledgmen ts I should like to express thanks to Professor Herbert Franke, to my colleague Lynn Nelson, to Robert Friesner, and to my wife Margaret for their criticisms and suggestions on the present work; and to Professor W. T. de Bary for his most generous help and encouragement. A grant from the General Research Fund, University of Kansas, afforded me free time for writing in the summer of 1970. Although the present project was conceived independ- ently, I must here acknowledge the original stimulation pro- vided by the Ming Seminar at Columbia University, where under Professors de Bary, L. Carrington Goodrich, and Fang Chaoying I first developed an interest in the problems of early Ming history; and by the Ming Biographical History Project, whose editors, Professors Goodrich and Fang, kindly helped me in the preparation of several late Yiian biographies and opened to me the gate, as it were, to the present under- taking. These teachers also guided my dissertation, which dealt with the late Yiian rebel movements and the Ming foundation. Some of the material I have used in this book I first gathered in Taiwan and Japan in 1965, thanks to a Fulbright- Hays Award; and I think it proper to mention at this time the very willing advice and assistance given me then by Professors Kuo T'ing-i, Huang Chang-chien, and YaoTs'ung- wu at Academia Sinica; by Chiang Fu-ts ung and Ch ang Pi-te of the National Central Library; and in Japan, by Professor Yamane Yukio of the Toyo Bunko, by the staff of the Seikado Bunko, and by Professors Yoshikawa Kojiro and Saeki Tomi of the University of Kyoto. J.W.D. August, 1971 Contents Introduction 1 CHAPTER I The Decline of the Steppe in Yiian Politics CHAPTKK II The Rest ora t ion of 1328 31 CHAPTER III Bat/an and the Anti-Confucian Reaction 52 CHAFFER IV The Triumph of Confucian Politics 75 CHAFFER V The Pursuit of **Merit and Profit" 95 CHAPTER VI The Growth of Yiian Regionalism 119 EPILOGUE The Last Days of the Yiian Couri in China Summary and Conclusion 157 Biographical Sotes 171 TABLE Emperors o f the Yiian Dynasty in China 1 Notes 177 Bibliography 225 Index 237 Introduction The Yiian Dynasty in China was one by- product of the great Mongol conquests of the thirteenth cen- tury. Its founding date seems a matter of choice. It began, perhaps, in 1215 when Chinggis Qan (Genghis Khan) seized what is now Peking from the Jiirched Chin Dynasty, although North China was not fully conquered by the Mongols until 1234. One can also date the era from 1260, when the China- based prince Qubilai (Kublai) seized the position of Great Qaghan of the Mongol empire, and established its capital in Peking. The Mongol occupation had no Chinese-style dynastic name, however, until 1271, when Qubilai ordered that it henceforth be known as the Yiian. Finally, only by 1279 was south China brought entirely within the Mongol fold. If its formal beginning date is 1271, its equally formal ending date is 1368, when, chased by the armies of the Ming founder Chu Yüan-chang, the emperor and part of the Yiian court evacuated Peking and retreated to the steppes. For a period of time, the larger political entity of the Mon- gol world empire overshadowed China, which was simply one of its component parts. As is well known, however, the Mongol empire did not preserve its unity for very long. The rise of Qubilai and his establishment of the imperial center in Peking after 1260 is usually taken as the fateful first step in transforming the larger Mongol entity into a number of mutually independent Mongol conquest states: the Yiian Dynasty in China, the Chaghatai Khanate in Central Asia, the Ilkhans in Persia, and the Golden Horde in Russia. The present offering is a political study of the Mongol con- quest state in China after the Yiian Dynasty seceded, as it were, from the larger Mongol empire. It attempts to show that, although the leading political personalities in this later