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Rodrick Wallace Computational Psychiatry A Systems Biology Approach to the Epigenetics of Mental Disorders Computational Psychiatry Rodrick Wallace Computational Psychiatry A Systems Biology Approach to the Epigenetics of Mental Disorders 123 RodrickWallace NewYorkStatePsychiatricInstitute NewYork,NY,USA ISBN978-3-319-53909-6 ISBN978-3-319-53910-2 (eBook) DOI10.1007/978-3-319-53910-2 LibraryofCongressControlNumber:2017934644 ©SpringerInternationalPublishingAG2017 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof thematerialisconcerned,specificallytherightsoftranslation,reprinting,reuseofillustrations,recitation, broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionorinformation storageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilarmethodology nowknownorhereafterdeveloped. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthispublication doesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevant protectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationinthisbook arebelievedtobetrueandaccurateatthedateofpublication.Neitherthepublishernortheauthorsor theeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinorforany errorsoromissionsthatmayhavebeenmade.Thepublisherremainsneutralwithregardtojurisdictional claimsinpublishedmapsandinstitutionalaffiliations. Printedonacid-freepaper ThisSpringerimprintispublishedbySpringerNature TheregisteredcompanyisSpringerInternationalPublishingAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Preface US psychiatry is in crisis. Perhaps the most evident symptom is the ‘trans- institutionalization’ of those with serious mental illness (SMI) from hospitals to jailsandprisons,followingdecadesofpsychiatricbedeliminations.ForNewYork State,some96,000suchbedswereavailableinthemid-1950s.About3000remain. New York City’s Rikers Island jail houses some 11,000 inmates, with about 4000 nowdiagnosedassufferingSMI.Statewide,approximately60%ofhospitalbedsin jailsandprisonsareoccupiedbythosewithSMI.Currentpolicyinitiativesfocuson makingthismassjailingofthementallyill‘morehumane’.Thepatternisrepeated nationally.AsBastimpillaietal.(2016)note: Currently,theUnitedStateshasarelativelylow22psychiatricbedsper100,000population compared with the Organisation for Economic Cooperation and Development (OECD) average of 71 beds per 100,000 population. Only 4 of the 35 OECD countries (Italy, Chile,Turkey,andMexico)havefewerpsychiatricbedsper100,000populationthanthe UnitedStates...Germany,Switzerland,andFrancehave127,91,and87psychiatricbeds per100,000population,respectively. (Bastiampillai,T.,S.Sharfstein,S.Allison,2016,USsuicideratesandthecriticaldecline inpsychiatricbeds, JAMA,doi:10.1001/jama.2016.16989) Further,thepharmaceuticalindustryhaslargelyabandonedattemptstodevelop new drugs for SMI, beyond some continuing work on supposedly ‘organic’ dementias such as Alzheimer’s disease, which are themselves highly stratified at thepopulationlevelaccordingtoeducation,incomeandsocialstatus. Intellectually, mainstream psychiatric doctrine exceeds even the discredited neoliberalatomismofmainstreameconomics,committingthemereologicalfallacy of attributing to ‘the brain’ what are complex disorders of not merely the entire individualbuttheindividualenmeshedinbothcultureandanenvironmentthat,for humans,involvesmostlyotherhumansandtheirinstitutions. Indeed,thislattercircumstancehasnotgoneentirelyunremarked.AsHuysetal. (2016)putit: ...[M]ental healthdependsnotonlyonthefunctionofthebrain...but alsoonhowthat function relates to, influences, and is influenced by the individual’s environmental and v vi Preface experiential challenges. Understanding mental health, and its disruption, therefore relies onlinkingmultipleinteractinglevels,frommoleculestocells,circuits,cognition,behavior, andthephysicalandsocialenvironment. (Huys, Q., T. Maia, M. Frank, 2016, Computational psychiatry as a bridge from neuro- sciencetoclinicalapplications,NatureNeuroscience,19:404–413) But,althoughtherearemanyattemptsintheliteraturetomathematicallymodel neural process and, in some measure, its dysfunction, for ideological reasons, there is little actually available that places mental function within sociocultural, socioeconomicandenvironmentalcontext.Whatdoesexistiswidelyscattered,both aspeer-reviewedpapersandindividualchapters.Thisbookbringstheauthor’swork inthisdirectionintoasingleplaceandsignificantlyextendsit. Onecentralpointisthatalargeclassofcognitiveprocessescanbeapproximated in terms of information sources. This is because cognition involves active choice of a response to impinging signals from a larger set of available alternatives. Choice reduces uncertainty, in a formal manner, and reduction in uncertainty implies the existence of an information source that we take as ‘dual’ to the cognitive process. The asymptotic limit theorems of information and control theories then impose themselves, allowing construction of necessary conditions statisticalmodels,roughlyasthecentrallimittheoremallowsconstructionofleast squaresregressionmodels.Whilestatisticsisnotscience,statisticalmodelspermit comparison of similar systems under different conditions and different systems under similar conditions. To understate the case, iterating such comparisons can be of great use in refining scientific inference based on observational or empirical data. A second central point is that, taking the perspective of Bennett and Feynman, in spite of its mathematical form, information is not an entropy, but a kind of free energy. Indeed, it is easy to construct an elegant little ideal machine that converts the information within a message to useful work. It then becomes possible to construct dynamic statistical models akin to Onsager’s treatment of nonequilibrium thermodynamics, albeit without ‘reciprocity relations’ since most informationsourcesarenotevenlocallyreversible:palindromesareveryrare. The first chapter examines the primary mental experience—consciousness— from an evolutionary perspective, recognizing the ubiquitous role played by the exaptation of crosstalk between cognitive modules at many different scales and levelsoforganization,inanexplosionofparalleltraitsverysimilartosuchexamples asthemanydifferentformsofwingsforflight. Chapter 2 explores the missing heritability of complex diseases, focusing on ‘culturalepigenetics’asessentialcontributing‘darkmatter’,whileChapter3makes the case that all forms of SMI are—necessarily and inherently—‘culture-bound syndromes’.Chapter4introducescontroltheorytoolstoexploretheenvironmental induction of neurodevelopmental disorders, in a large sense, and Chapter 5 con- tinues with a study of the synergism between culture, psychopathology and sleep disorders. Chapter6reexaminesfunctionanddysfunctionfromtheperspectiveofembod- iment. Chapter 7 introduces ‘hidden symmetry’ methods that should be useful in Preface vii future studies of this nature. Chapters 8 and 9 use perspectives developed from computational psychiatry to examine failure modes of autonomous vehicle and autonomous/centaur weapon systems, emerging as de facto ‘psychopathologies’ of automata. Chapter 10 applies approaches from evolutionary economics to the self-referentialdynamicsofenvironmentalinsult,findingratchetdynamicsthatcan trigger increase or decline in factors producing developmental and cognitive dys- function.Thefinalchapterexamines‘themadnessofcrowds’fromtheperspective ofrecentUSsecuritydoctrine. The chapters can be read separately according to interest; hence there is some considerable repetition of methodology between them, but many mathematical detailshavebeencollectedintoageneralappendix. Contrary, perhaps, to current expectations, it appears that the level of mathe- matics needed to address cognitive function and dysfunction in full context rivals, and likely exceeds, the norms of general relativity, high-energy particle physics, theoreticalchemistry,andstringtheory. AbouttheAuthor Rodrick Wallace has an undergraduate degree in mathematics and a Ph.D. in physics from Columbia University. He completed postdoctoral training in the epidemiology of mental disorders at Rutgers University and is a research scientist intheDivisionofEpidemiologyoftheNewYorkStatePsychiatricInstitute.Apast recipient of an Investigator Award in Health Policy Research from the Robert WoodJohnsonFoundation,heisaformerpublicinterestlobbyistandtheauthorof numerouspeer-reviewedpapersandbooksacrossavarietyofdisciplines.Hiswork specializes in understanding the roles of state policy, historical trajectory, culture andsocioeconomicstructureindeterminingpatternsofpublichealthandorder. TwopoemsbyAlfonzWallace WARNING Lookintohismind,andthen Neverdaretolookagain; For,inallthatwemightsee, Thereismuchofyouandme. BLACKNARCISSUS Ofallnight’sstrangeinhabitants, ThecreatureIfearworst Neverbetraysthecountenance Thatmakesmysleepaccursed. Ifleeandsearch,findingnoplace Hisdarkshapewillnotfind, Wholivesinmyownbody’sspace Andborrowsmyownmind. Contents 1 Consciousness,Crosstalk,andtheMereologicalFallacy............... 1 1.1 Introduction........................................................... 1 1.2 SomeCognitiveGlobalBroadcasts ................................. 3 1.3 AnimalConsciousness............................................... 8 1.4 Cognitionas“Language” ............................................ 10 1.5 NoFreeLunch........................................................ 12 1.6 MultipleBroadcasts,PunctuatedDetection......................... 15 1.7 MetabolicConstraints................................................ 16 1.8 EnvironmentalSignals............................................... 17 1.9 Dynamic“RegressionModels”...................................... 18 1.10 PhaseTransitionApproaches........................................ 22 1.11 TheRateDistortionApproach....................................... 25 1.12 DiscussionandConclusions......................................... 30 References.................................................................... 32 2 CulturalEpigenetics:OntheMissingHeritability ofComplexDiseases........................................................ 37 2.1 Introduction........................................................... 37 2.2 ACognitiveParadigmforGeneExpression........................ 41 2.3 ModelsofDevelopment.............................................. 42 2.4 TunableEpigeneticCatalysis........................................ 46 2.5 TheGroupoidFreeEnergy .......................................... 48 2.6 “Phase Change” and the Developmental Holonomy GroupoidinPhenotypeSpace ....................................... 51 2.7 HolonomyontheManifoldofDualInformationSources.......... 53 2.8 RateDistortionModels .............................................. 57 2.9 ExpandingtheMathematicalApproach............................. 63 2.10 Discussion ............................................................ 64 References.................................................................... 66 ix x Contents 3 WesternAtomismandItsCulture-BoundSyndromes ................. 71 3.1 Introduction........................................................... 71 3.2 WesternAtomisticEconomics....................................... 73 3.3 CognitionasanInformationSource................................. 75 3.4 EnvironmentasanInformationSource ............................. 78 3.5 InteractingInformationSources..................................... 80 3.6 CrosstalkTopologies................................................. 81 3.7 PunctuatedCriticalPhenomena ..................................... 82 3.8 DiscussionandConclusions......................................... 84 References.................................................................... 86 4 EnvironmentalInductionofNeurodevelopmentalDisorders.......... 89 4.1 Introduction........................................................... 89 4.2 AControlTheoryModel............................................. 92 4.3 A“Cognitive”Model ................................................ 96 4.4 TheMitochondrialConnection...................................... 99 4.5 DiscussionandConclusions......................................... 100 References.................................................................... 102 5 Sleep,Psychopathology,andCulture..................................... 105 5.1 Introduction........................................................... 105 5.2 ReactionRate......................................................... 107 5.3 TheDataRateTheorem.............................................. 110 5.4 RateDistortionDynamics ........................................... 111 5.5 TheSleepCycle:AnOptimizationModel.......................... 114 5.6 TransitionDynamics................................................. 117 5.7 CulturalCatalysisoftheSleepCycle ............................... 118 5.8 EnvironmentalInductionofSleepDisorders ....................... 119 5.9 ChronicDysfunctionsoftheSleepCycle........................... 121 5.10 DiscussionandConclusions......................................... 124 References.................................................................... 126 6 EmbodiedCognitionandItsDisorders .................................. 129 6.1 Introduction........................................................... 129 6.2 TheDataRateTheorem.............................................. 131 6.3 CognitionasanInformationSource................................. 132 6.4 EnvironmentasanInformationSource ............................. 135 6.5 BodyDynamicsandCultureasInformationSources .............. 136 6.6 InteractingInformationSources..................................... 137 6.7 SimpleRegulation.................................................... 139 6.8 ExtendingtheDataRateTheorem................................... 140 6.9 AnotherPicture....................................................... 142 6.10 LargeDeviationsandEpileptiformDisorders ...................... 144 6.11 GroundStateCollapse1:Anxiety/DepressionAnalogs............ 145 6.12 GroundStateCollapse2:ObsessiveCompulsiveDisorders ....... 146 Contents xi 6.13 Topological Dysfunctions: Autism Spectrum andSchizophreniformAnalogs...................................... 147 6.14 DiscussionandConclusions......................................... 148 References.................................................................... 150 7 ToolsfortheFuture:HiddenSymmetries ............................... 153 7.1 Introduction........................................................... 153 7.2 TheCognitiveParadigmforGeneExpression...................... 155 7.3 TheGroupStructuresofInformationProcesses.................... 157 7.4 TheTopologyof“CodeNetworks” ................................. 158 7.5 ExpandingtheModel ................................................ 160 7.6 DevelopmentalCanalizationandDirectedHomotopy ............. 162 7.7 Discussion ............................................................ 163 References.................................................................... 164 8 PsychopathologiesofAutomataI:AutonomousVehicleSystems..... 167 8.1 Introduction........................................................... 167 8.2 CentralProblems..................................................... 168 8.3 DataRateTheorem................................................... 172 8.4 MultimodalTrafficonBadRoads................................... 174 8.5 TheDynamicsofServiceCollapse.................................. 175 8.6 MultiplePhasesofDysfunction ..................................... 177 8.7 Turbulence............................................................ 179 8.8 ReconsideringNetworkFlow........................................ 181 8.9 DirectedHomotopy .................................................. 184 8.10 DiscussionandConclusions......................................... 186 References.................................................................... 188 9 Psychopathologies of Automata II: Autonomous Weapons andCentaurSystems....................................................... 191 9.1 Introduction........................................................... 191 9.2 TheDataRateTheorem.............................................. 192 9.3 TheFog-of-WarEcosystem.......................................... 194 9.4 TheDynamicsofControlFailure ................................... 195 9.5 TheDynamicsofHigh-LevelCognitiveDysfunction.............. 197 9.6 DiscussionandConclusions......................................... 199 References.................................................................... 199 10 TheDynamicsofEnvironmentalInsult.................................. 201 10.1 Introduction........................................................... 201 10.2 InstitutionalEvolution ............................................... 204 10.3 DiscussionandConclusions......................................... 207 References.................................................................... 208

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