Case Studies in Insomnia CRITICAL ISSUES IN PSYCHIATRY An Educational Series for Residents and Clinicians Series Editor: Sherwyn M. Woods, M.D., Ph.D. University of Southern California School of Medicine Los Angeles, California Recent volumes in the series: CASE STUDIES IN INSOMNIA Edited by Peter J. Hauri, Ph.D. CLINICAL DISORDERS OF MEMORY Aman U. Khan, M.D. CONTEMPORARY PERSPECTIVES ON PSYCHOTHERAPY WITH LESBIANS AND GAY MEN Edited by Terry S. Stein, M.D., and Carol J. Cohen, M.D. DECIPHERING MOTIVATION IN PSYCHOTHERAPY David M. Allen, M.D. DIAGNOSTIC AND LABORATORY TESTING IN PSYCHIATRY Edited by Mark S. Gold, M.D., and A. L. C. Pottash, M.D. DRUG AND ALCOHOL ABUSE: A Clinical Guide to Diagnosis and Treatment, Third Edition Marc A. Schuckit, M.D. EMERGENCY PSYCHIATRY: Concepts, Methods, and Practices Edited by Ellen L. Bassuk, M.D., and Ann W. Birk, Ph.D. ETHNIC PSYCHIATRY Edited by Charles B. Wilkinson, M.D. EVALUATION OF THE PSYCHIATRIC PATIENT: A Primer Seymour L. Halleck, M.D. NEUROPSYCHIATRIC FEATURES OF MEDICAL DISORDERS James W. Jefferson, M.D., and John R. Marshall, M.D. THE RACE AGAINST TIME: Psychotherapy and Psychoanalysis in the Second Half of Life Edited by Robert A. Nemiroff, M.D., and Calvin A. Colarusso, M.D. STATES OF MIND: Configurational Analysis of Individual Psychology, Second Edition Mardi J. Horowitz, M.D. A Continuation Order Plan is available for this series. A continuation order will bring delivery of each new volume immediately upon publication. Volumes are billed only upon actual shipment. For further information please contact the publisher. Case Studies in Insomnia Edited by J. PETER HAURI, Ph. D. Mayo Clinic Rochester, Minnesota With a Foreword by WILLIAM C. DEMENT, M.D., Ph.D. Springer Science+ Business Media, LLC L1brary of Congress Catalog1ng-1n-Pub11cat1on Data Case stud1es 1n 1nsomn:a 1 ed1ted by Peter J. Haur1 . w;th a foreword by W1ll1am C. Dement. p. cm. -- <Cr1t1cal 1ssues 1n psvchlatryl Includes b1Dl1ograph1ca1 references and index. ISBN 978-1-4757-9588-2 ISBN 978-1-4757-9586-8 (eBook) DOI 10.1007/978-1-4757-9586-8 1. Insomnla--Treatment--Case stud1es. I. Haur1, Peter. II. Ser1es. [DNLMo 1. Behav1or Therapy--methods. 2. Insomn1a--psychology. 3. Insomnla--therapy. 4. Psychotherapy--methods. WM 188 C337] RC548.C37 1991 616.8"498--dc20 DNLM/DLC for L:brzry of Cc~gress 91-20965 CIP ISBN 978-1-4757-9588-2 © 1991 Springer Science+ Business Media New York Originally published by Plenum Publishing Corporation in 1991 Softcover reprint of the hardcover 1 st edition 1991 AII rights reserved No part of this book may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, microfilming, recording, or otherwise, without written permission from the Publisher Contributors Richard P. Allen Sleep Disorders Center, Johns Hopkins University School of Medicine, Baltimore, Maryland 21224 Richard R. Bootzin Department of Psychology, University of Arizona, Tucson, Arizona 85721 Andrew J Borson Sleep Disorders Center, Crozer-Chester Medical Center, Chester, Pennsylvania 19013 William C. Dement Sleep Disorders Center, Stanford University, Palo Alto, California 94305 Dana Epstein Department of Psychology, University of Arizona, Tucson, Arizona 85721 Milton K. Erman Sleep Disorders Center, Scripps Clinic and Research Foundation, La Jolla, California 92037 Judith Flaxman Illinois School of Professional Psychology, Chicago, Illi nois 60604 Paul B. Glovinsky Department of Psychology, The City College of the City University of New York, New York, New York 10031 and Insomnia Treat ment Center, New York, New York 10017 Peter J Hauri Sleep Disorders Center, Mayo Clinic, Rochester, Minnesota 55905 John H. Koewler Sleep Disorders and Research Center, Deaconess Hospi tal, St. Louis, Missouri 63139 Patricia Lacks Psychology Department, Washington University, St. Louis, Missouri 63130 v vi CONTRIBUTORS Stuart J. Menn Sleep Disorders Center, Scripps Clinic and Research Foundation, La Jolla, California 92037 Merrill M. Mitler Sleep Disorders Center, Scripps Clinic and Research Foundation, La Jolla, California 92037 Sidney D. Nau Sleep Disorders and Research Center, Deaconess Hospital, St. Louis, Missouri 63139 Steven Poceta Sleep Disorders Center, Scripps Clinic and Research Foun dation, La Jolla, California 92037 Russell Rosenberg Northside Hospital, Atlanta, Georgia 30342 Thomas Roth Sleep Disorders and Research Center, Henry Ford Hospital, Detroit, Michigan 48202 Arthur J. Spielman Department of Psychology, The City College of the City University of New York, New York, New York 10031 and Insomnia 'freatment Center, New York, New York 10017 Neil Steinberg Clinical Sleep Services, Santa Rosa, California 95402 Edward J. Stepanski Sleep Disorders and Research Center, Henry Ford Hospital, Detroit, Michigan 48202 Michael M. Stevenson North Valley Sleep Disorders Center, Mission Hills, California 91345 James K. Walsh Sleep Disorders and Research Center, Deaconess Hospi tal, St. Louis, Missouri 63139 Marsha K. Weinstein North Valley Sleep Disorders Center, Mission Hills, California 91345 James W. Wood Department of Psychology, University of Arizona, Tucson, Arizona 85721 Vincent P. Zarcone, Jr. Palo Alto VA Medical Center, Palo Alto, California 94304 and Department of Psychiatry, Stanford University School of Medi cine, Stanford, California 94304 Frank J. Zorick Sleep Disorders and Research Center, Henry Ford Hospi tal, Detroit, Michigan 48202 Foreword If ever a book could be called timely, this is it. Sleep disorders medicine has made rapid advances in recent years. The field has attained growing respectability, with a textbook recently published, a congressionally man dated National Commission on Sleep Disorders Research, and a growing public awareness of the importance of sleep disorders. However, this rapid growth has made the discrepancy among certain components of the field all the more obvious. Thus, we find that patients who complain of insom nia are almost never in the majority of those seen in sleep disorders centers, in spite of the well-known fact that the prevalence of such individ uals in our society is by far the largest. Current articles on insomnia abound, but they tend to be facile recitations of diagnosis and impractical global recommendations for treat ment, without providing the essential details. Indeed, the clinical profes sions really do not know what to do about insomnia. This is reflected in a number of observations I have made in the recent past. For example, the majority of individuals who complain of insomnia take alcohol, aspirin, over-the-counter medications, hot baths, and a host of other nostrums, but rarely seek a physician. In the unlikely event that a physician is consulted, he is likely to prescribe a sleep medication but without any particular consistency, or any clear instructions on its use. For the most part, patients who have insomnia go to doctors for other reasons, and even in these cases, no interaction about the problem takes place. We have carried out studies of clinical practices where we find that only from 2 to 10 percent of patients may spontaneously present sleep complaints to their doctors, but when questioned following office visits, 40 to 60 percent of these patients reveal that they have sleep complaints. We have come to believe that doctors do not want to ask about sleep problems because they do not know what to do to alleviate them. In dramatic contrast to the above statement, the authors of this book do know what to do, and they tell us in clear, precise detail. Hallelujah! vii viii FOREWORD Editor Peter Hauri has pulled together the knowledge and expertise about insomnia and has made the council of these experts available to patients and their therapists. Furthermore, much of the clinical experience docu mented in this book can be available in sleep disorders centers. Although some feel (quite rightly) that sleep disorders medicine has come of age, it cannot claim full maturity until clear guidelines for the effective diagnosis and treatment of insomnia are in place. Whether this comes about in terms of performing more effectively as a tertiary center or a consultative service offering expertise and advice to primary care physi cians, or as a kind of cooperative effort, or whether or not the diagnosis and treatment can become so efficient that patients should go directly to their local sleep disorders center, one cannot tell. However, it is absolutely time to get moving. One could easily estimate, from reading this book, that at least 75 percent of all chronic insomnia patients can benefit. Formidable problems remain, but the path is clear, and success, if sleep disorders specialists are willing to make the effort and follow many of the principles outlined in this book, is almost guaranteed. If the population of the earth is over five billion individuals, and if the various prevalence reports for serious chronic insomnia are reasonably accurate, perhaps a billion people have insomnia. What a sad thing for life to be suboptimal for so many people. Peter J. Hauri has been dedicated to the problem of insomnia since his days with Allen Rechtschaffen at the University of Chicago, which re sulted in a doctoral thesis in 1966. He received the prestigious Nathaniel Kleitman prize for 1989, awarded by the American Sleep Disorders Asso ciation. Among other things, he was commended for his consistent contri butions to the problem of insomnia. I was honored and pleased to be asked to write this foreword, particularly because I had a chance to read the book perhaps a year or so before I otherwise would have seen it. I can sincerely say that the authors have done a great service for sleep specialists and insomniacs the world over. It is quite true, as Peter J. Hauri says, that much of the good work on insomnia has not been published. It would be a challenge to bring the different approaches discussed in this book together in one central place, but that is a happy challenge, with the likelihood of a favorable outcome. In the Preface, Dr. Hauri also comments that he hopes the book will go "beyond a mere 'how-to-do-it' cookbook," but even "how to do it" is of inestimable value to us all, and just what we do not have currently. I cannot think of a better example where a huge need has been met so decisively. William C. Dement, M.D., Ph.D. Sleep Disorders Center Stanford University Palo Alto, California Preface There has been a quiet revolution in the treatment of insomnia. Twenty years ago, insomnia was seen either as a manifestation of depression and anxiety or as an annoying disorder to be extinguished with hypnotics. In the late 1960s, I once asked Dr. Jacobson, who developed the progressive relaxation technique, if he ever used it to treat insomnia. He seemed annoyed and said, in essence, that insomniacs were a bunch of chronic complainers that one best kept away from one's practice. In the 1970s and 1980s, a number of psychologists and psychiatrists disregarded Jacobson's advice and developed different behavioral and psychotherapeutic approaches to deal specifically with insomnia. These strategies were gradually refined and improved until, in a conference on insomnia at Stanford in December 1988, the consensus was that at least three of every four chronic insomniacs could be helped quite markedly with psychological and behavioral treatment techniques. Unfortunately, much of the good new work that has been done on insomnia is either not published or published in specialty journals not available to the general mental health professional. I felt that there was a need to bring all the different approaches on insomnia together, and I hope that this book will fill that need. I invited most of the leading insomnia specialists in the United States to describe their approaches to insomnia, and I asked them to do this in steps that can be followed by any trained professional. Most agreed to help with this project. Although many authors in this book are identified with specific techniques, in clinical practice, most of us are quite eclectic, tailoring parts of different techniques to the needs of the individual patient. My main difficulty as the editor of this book was to keep each author from covering the entire field of possible treatments of insomnia, to keep the contribu tions distinct and focused on the specific area in which each author was an ix
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